Menu

204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
 
Act & Rules
 
Commission Reports
 
Press Releases
 
Document Upload
 
SEC's IA Public Disclosure Site
 
FINRA's Broker Check Site
 
   
Recent Enforcement Actions
Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2 
Adobe Image Order Denying Defendants' Emergency Motion    Filed: 8/12/2022
Adobe Image Order denying Appellants' Emergency Motion to Stay Pending Appeal [SC-120597]    Filed: 8/8/2022
Adobe Image ODS' Response to Petition in Error [CJ-21-4397 - SC-120597]    Filed: 8/5/2022
Adobe Image ODS' Response to Appellants' Emergency Motion to Stay Pending Appeal [SC-120597]    Filed: 8/5/2022
Adobe Image Oklahoma Department of Securities' Entry of Appearance [SC-120597]    Filed: 8/5/2022
Adobe Image Entry of Appearance of Patricia A. Labarthe, Shaun Mullins, and Jennifer Shaw [SC-120597]    Filed: 8/5/2022
Adobe Image Appellants' Reply Brief in Support of Their Emergency Motion to Stay Pending Appeal [SC-120597]    Filed: 8/5/2022
Adobe Image ODS' Counter-Designation of Record for Appeal [CJ-21-4397 - SC-120597]    Filed: 8/5/2022
Beauty Supply Institute and Hunter, Funtaine and Pruitt, Tiffany 
Adobe Image Order to Cease and Desist    Filed: 8/3/2022
HydroEnergy Revolution, LLC and Travis, Stacey Wayne 
Adobe Image Statement of Judgment [CJ-18-3766]    Filed: 8/2/2022
  
 
2022 RULEMAKING
► Orders of Adoption
 
All Enforcement Actions
 
Click here to file a complaint
 
Information about Oklahoma Entities and old Stock Certificates
 
Investment Adviser Information Alert 8/18/2022 3:10:21 AM 
 
     
Required Notice as to Personally Identifiable Data