Oklahoma Securities Commission

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204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma 73102-7001 | (405) 280-7700 | Fax: (405) 280-7742

Recent Enforcement Actions

Hafen, Herbert H.
	Final Order Filed: 3/11/2020

Solium Financial Services, LLC
	Consent Order [Solium Financial Services, LLC] Filed: 2/27/2020

Nilson, Melissa
	Agreement [Melissa Nilson] Filed: 2/25/2020

Styers, Grant Taylor
	Agreement [Grant Taylor Styers] Filed: 2/21/2020

Manna Robotics and Smalls, Eric Christian
	Order Vacating Cease and Desist Order as to MannaRobotics, Co. Filed: 2/20/2020

Dick, Carlton Jerome
	Agreement [Carlton Jerome Dick] Filed: 1/31/2020

Chappelwood Financial Services Corp.
	Agreement [Chappelwood Financial Services Corp.] Filed: 1/24/2020

Manna Robotics and Smalls, Eric Christian
	Order Designating Hearing Officer Filed: 1/14/2020
	Scheduling Order Filed: 1/3/2020
	ODS' Notice Regarding Scheduling Order Filed: 1/2/2020

2020 RULEMAKING
►	Notice of Rulemaking Intent
►	Comment Period Extended
In connection with the proposed new rules and proposed amendments to current rules, the Department will consider any written comments submitted before 5:00 p.m. on Thursday, March 26, 2020. Such comments may be submitted . Due to the staff of the Department working remotely, submission of comments via e-mail is encouraged.

3/30/2020 4:53:42 PM