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204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742

 
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Investor Advisories
COVID-19 Related Early Withdrawals from Retirement Accounts ... 6/3/2020
 
Recent Press Releases
Securities Department Joins Task Force Cracking Down on COVID-19 Investment... 5/11/2020
COVID-19-Related Investment Schemes Anticipated ... 4/16/2020
Investors Cautioned About Making Sudden and Uninformed Decisions... 3/2/2020
   
Recent Enforcement Actions
Pentecost Capital Mgmt., Inc. and Pentecost, C. Daniel 
Adobe Image Agreemen [PCM & C. Daniel Pentecost]    Filed: 10/21/2020
Adobe Image Consent Order [PCM & C. Daniel Pentecost]    Filed: 10/21/2020
Adobe Image Scheduling Order    Filed: 10/12/2020
Peckham, Larry and Argent Investments, Inc. and Rogers, Nathaniel F. 
Adobe Image Certificate of Service [Judgment][CJ-20-3641]    Filed: 10/1/2020
Adobe Image Judgment [Nathaniel F. Rogers][CJ-20-3641]    Filed: 9/28/2020
Pentecost Capital Mgmt., Inc. and Pentecost, C. Daniel 
Adobe Image Order Denying Motion to Dismiss Summary Order Suspending Registrations and Extending Summary Order S    Filed: 9/28/2020
Adobe Image Hearing Officer's Report and Recommendation    Filed: 9/28/2020
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates 
Adobe Image Order Granting Interim Application for Attorney's Fees for May-Aug 2020    Filed: 9/25/2020
Adobe Image Order Approving Conservator's Report and Granting Conservator's Fees and Expenses for May-Aug 2020    Filed: 9/25/2020
Peckham, Larry and Argent Investments, Inc. and Rogers, Nathaniel F. 
Adobe Image Motion for Default Judgment [Nathaniel F. Rogers][CJ-20-3641]    Filed: 9/23/2020
  
 
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Information about Oklahoma Entities and old Stock Certificates
 
 10/29/2020 9:58:38 AM 
 
   
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