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204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742

 
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Recent Press Releases
Securities Department Joins Task Force Cracking Down on COVID-19 Investment... 5/11/2020
COVID-19-Related Investment Schemes Anticipated ... 4/16/2020
Investors Cautioned About Making Sudden and Uninformed Decisions... 3/2/2020
   
Recent Enforcement Actions
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates 
Adobe Image Notice of Hearing [3/5/21 @ 9:00 a.m.] on Conservator's Fees and Expenses and Attorney's Fees for Se    Filed: 1/13/2021
Arvidson, James D. and Woody, Crawford Wayne and Amerex/D&D Oil Services, LLC 
Adobe Image Order Granting Application for Alias Summonses    Filed: 1/8/2021
Har Global Investors, Inc. 
Adobe Image Petition for Permanent Injunction and Other Relief    Filed: 12/22/2020
Arvidson, James D. and Woody, Crawford Wayne and Amerex/D&D Oil Services, LLC 
Adobe Image ODS' Application for Issuance of Alias Summonses [Hearing 1/8/21 @ 9:30 a.m.]    Filed: 11/25/2020
Crypto Currency Software, Inc. and Ortuno, Jorge M. 
Adobe Image Petition for Permanent Injunction and Other Relief    Filed: 11/5/2020
Pentecost Capital Mgmt., Inc. and Pentecost, C. Daniel 
Adobe Image Consent Order [PCM & C. Daniel Pentecost]    Filed: 10/21/2020
Adobe Image Agreemen [PCM & C. Daniel Pentecost]    Filed: 10/21/2020
Adobe Image Scheduling Order    Filed: 10/12/2020
Peckham, Larry and Argent Investments, Inc. and Rogers, Nathaniel F. 
Adobe Image Certificate of Service [Judgment][CJ-20-3641]    Filed: 10/1/2020
Adobe Image Judgment [Nathaniel F. Rogers][CJ-20-3641]    Filed: 9/28/2020
  
 
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 1/19/2021 11:46:53 PM 
 
   
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