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Recent Enforcement Actions
Hafen, Herbert H. 
Adobe Image Final Order    Filed: 3/11/2020
Solium Financial Services, LLC 
Adobe Image Consent Order [Solium Financial Services, LLC]    Filed: 2/27/2020
Nilson, Melissa 
Adobe Image Agreement [Melissa Nilson]    Filed: 2/25/2020
Styers, Grant Taylor 
Adobe Image Agreement [Grant Taylor Styers]    Filed: 2/21/2020
Manna Robotics and Smalls, Eric Christian 
Adobe Image Order Vacating Cease and Desist Order as to MannaRobotics, Co.    Filed: 2/20/2020
Dick, Carlton Jerome 
Adobe Image Agreement [Carlton Jerome Dick]    Filed: 1/31/2020
Chappelwood Financial Services Corp. 
Adobe Image Agreement [Chappelwood Financial Services Corp.]    Filed: 1/24/2020
Manna Robotics and Smalls, Eric Christian 
Adobe Image Order Designating Hearing Officer    Filed: 1/14/2020
Adobe Image Scheduling Order    Filed: 1/3/2020
Adobe Image ODS' Notice Regarding Scheduling Order    Filed: 1/2/2020
  
 
COVID-19 UPDATE
 
INVESTORS CAUTIONED ABOUT MAKING SUDDEN AND UNINFORMED DECISIONS
 
2020 RULEMAKING
Notice of Rulemaking Intent

Comment Period Extended 

In connection with the proposed new rules and proposed amendments to current rules, the Department will consider any written comments submitted before 5:00 p.m. on Thursday, March 26, 2020. Such comments may be submitted . Due to the staff of the Department working remotely, submission of comments via e-mail is encouraged.
 
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All Enforcement Actions
 
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Information about Oklahoma Entities and old Stock Certificates
 
 3/30/2020 4:53:42 PM 
 
   
Required Notice as to Personally Identifiable Data