204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742

Act & Rules
Commission Reports
Press Releases
Document Upload
SEC's IA Public Disclosure Site
FINRA's Broker Check Site
Recent Enforcement Actions
Arvidson, James D. and Woody, Crawford Wayne and Amerex/D&D Oil Services, LLC 
Adobe Image Service of Summons by Publication of Notice    Filed: 9/21/2021 
Adobe Image Final Order [Perfect Trading Options]    Filed: 9/21/2021
Berry, Amanda Yvonne 
Adobe Image Ex Parte Application for Appointment of Attorney    Filed: 9/15/2021
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates 
Adobe Image Notice of Hearing [10/21/21 @ 1:30 p.m.] on Conservator's Fees and Expenses and Attorney's Fees for     Filed: 9/14/2021
Doyle, Kevin C. and Franden, Robert Eugene 
Adobe Image Agreement [Kevin C. Doyle and Robert E. Franden]    Filed: 9/7/2021
Adobe Image Order of Censure [Kevin C. Doyle and Robert E. Franden]    Filed: 9/7/2021
First Class Wealth Preservation 
Adobe Image Order to File Statement [First Class Wealth Preservation, LLC]    Filed: 8/31/2021
HydroEnergy Revolution, LLC and Travis, Stacey Wayne 
Adobe Image Order [CV-18-3766]    Filed: 8/31/2021
Safeguard Metals, LLC 
Adobe Image Order to File Statement [Safeguard Metals, LLC]    Filed: 8/31/2021
True Bullion LLC dba GSI Exchange LLC 
Adobe Image Order to File Statement [True Bullion, LLC dba GSI Exchange]    Filed: 8/31/2021
FINRA Alerts Firms to Phishing Email From "FINRA Support” From the Domain Name “"
General Operations
Electronic Filings Mandate
Order Adopting New Emergency Rule
Orders of Adoption
All Enforcement Actions
Click here to file a complaint
Information about Oklahoma Entities and old Stock Certificates
 9/26/2021 9:48:11 AM 
Required Notice as to Personally Identifiable Data