Oklahoma Securities Commission

Most of our employees are teleworking due to the COVID-19 pandemic. We ask for your patience as we all work through this crisis. Stay Safe!

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204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma 73102-7001 | (405) 280-7700 | Fax: (405) 280-7742

Recent Press Releases
	Securities Department Joins Task Force Cracking Down on COVID-19 Investment... 5/11/2020
	COVID-19-Related Investment Schemes Anticipated ... 4/16/2020
	Investors Cautioned About Making Sudden and Uninformed Decisions... 3/2/2020

Recent Enforcement Actions

Chappelwood Financial Services Corp.
	Amendment to Agreement [Chappelwood Financial Services Corp.] Filed: 6/1/2020

Empire Dispensary, Inc. and Christian, Shaun U.
	Petition for Permanent Injunction and Other Relief Filed: 5/28/2020

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Application for Order Approving Attorney's Fees for Jan-Apr 2020 Filed: 5/15/2020
	Conservator's Report for Jan-Apr 2020 Filed: 5/15/2020
	Application for Order Approving Conservator's Fees and Expenses for Jan-Apr 2020 Filed: 5/14/2020

Crypto Currency Software, Inc. and Ortuno, Jorge M.
	Order to File Statements and Admissions [Alejandro Castaneda] Filed: 4/10/2020
	Order to File Statements and Admissions [Prosper Gasu] Filed: 4/10/2020
	Order to File Statement [Juan Sanchez] Filed: 4/9/2020

Manna Robotics and Smalls, Eric Christian
	Amended Scheduling Order Filed: 4/8/2020

Hafen, Herbert H.
	Final Order Filed: 3/11/2020

COVID-19 UPDATE
►	General Operations
►	Electronic Filings Mandate
►	Extension of Certain IA Deadlines

2020 RULEMAKING
►	Administrator Adopts Rules
The Administrator adopted the following new rules and amendments to existing rules for effectiveness on November 1, 2020. The rules, as adopted, must first receive approval of the Legislature and the Governor.

6/3/2020 3:22:52 PM