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Recent Enforcement Actions
HydroEnergy Revolution, LLC and Travis, Stacey Wayne 
Adobe Image Notice of Hearing [11/12/21 @ 10:00 a.m.] on Objection and Motion to Strike [CJ-18-3766]    Filed: 10/15/2021
Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2 
Adobe Image Application for Order Enforcing Administrative Subpoenas and Authority in Support    Filed: 10/15/2021
HydroEnergy Revolution, LLC and Travis, Stacey Wayne 
Adobe Image ODSí Objection and Motion to Strike [CJ-18-3766]    Filed: 10/13/2021
Berry, Amanda Yvonne 
Adobe Image Order Vacating Stay and Entering Default Judgment against Brian Kelly Berry    Filed: 10/11/2021
Safeguard Metals, LLC 
Adobe Image Respondent's Sworn Statement in Response to Order to File Statement [Safeguard Metals, LLC]    Filed: 10/11/2021
First Class Wealth Preservation 
Adobe Image Order to File Statement-2 [First Class Wealth Preservation, LLC]    Filed: 10/8/2021
HydroEnergy Revolution, LLC and Travis, Stacey Wayne 
Adobe Image Response to ODS' Response to Defendant's Response to Motion for Summary Judgment [CJ-18-3766]    Filed: 10/7/2021
Smith, Tania Lashae 
Adobe Image Agreement and Final Order [Tania Lashae Smith]    Filed: 10/5/2021
HydroEnergy Revolution, LLC and Travis, Stacey Wayne 
Adobe Image Notice of Hearing [11/12/21 @ 10:00 a.m.] on Motion for Summary Judgment    Filed: 10/1/2021
Adobe Image ODS' Reply to Defendant's Response to Motion for Summary Judgment [CJ-18-3766]    Filed: 10/1/2021
  
 
ALERT:
FINRA Alerts Firms to Phishing Email From "FINRA Support” From the Domain Name “westour.org"
 
2021 RULEMAKING
Order Adopting New Emergency Rule
Orders of Adoption
 
All Enforcement Actions
 
Click here to file a complaint
 
Information about Oklahoma Entities and old Stock Certificates
 
 10/18/2021 10:05:55 AM 
 
     
Required Notice as to Personally Identifiable Data