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Recent Enforcement Actions
Arvidson, James D. and Woody, Crawford Wayne and Amerex/D&D Oil Services, LLC 
Adobe Image Service of Summons by Publication of Notice    Filed: 9/21/2021
perfecttradingoptions.com 
Adobe Image Final Order [Perfect Trading Options]    Filed: 9/21/2021
Berry, Amanda Yvonne 
Adobe Image Ex Parte Application for Appointment of Attorney    Filed: 9/15/2021
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates 
Adobe Image Notice of Hearing [10/21/21 @ 1:30 p.m.] on Conservator's Fees and Expenses and Attorney's Fees for     Filed: 9/14/2021
Doyle, Kevin C. and Franden, Robert Eugene 
Adobe Image Agreement [Kevin C. Doyle and Robert E. Franden]    Filed: 9/7/2021
Adobe Image Order of Censure [Kevin C. Doyle and Robert E. Franden]    Filed: 9/7/2021
First Class Wealth Preservation 
Adobe Image Order to File Statement [First Class Wealth Preservation, LLC]    Filed: 8/31/2021
HydroEnergy Revolution, LLC and Travis, Stacey Wayne 
Adobe Image Order [CV-18-3766]    Filed: 8/31/2021
Safeguard Metals, LLC 
Adobe Image Order to File Statement [Safeguard Metals, LLC]    Filed: 8/31/2021
True Bullion LLC dba GSI Exchange LLC 
Adobe Image Order to File Statement [True Bullion, LLC dba GSI Exchange]    Filed: 8/31/2021
  
 
ALERT:
FINRA Alerts Firms to Phishing Email From "FINRA Support” From the Domain Name “westour.org"
 
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2021 RULEMAKING
Order Adopting New Emergency Rule
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Information about Oklahoma Entities and old Stock Certificates
 
 9/26/2021 9:48:11 AM 
 
     
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