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Recent Enforcement Actions
HydroEnergy Revolution, LLC and Travis, Stacey Wayne 
Adobe Image Notice of Hearing [11/12/21 @ 10:00 a.m.] on Objection and Motion to Strike [CJ-18-3766]    Filed: 10/15/2021
Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2 
Adobe Image Application for Order Enforcing Administrative Subpoenas and Authority in Support    Filed: 10/15/2021
HydroEnergy Revolution, LLC and Travis, Stacey Wayne 
Adobe Image ODS’ Objection and Motion to Strike [CJ-18-3766]    Filed: 10/13/2021
Berry, Amanda Yvonne 
Adobe Image Order Vacating Stay and Entering Default Judgment against Brian Kelly Berry    Filed: 10/11/2021
Safeguard Metals, LLC 
Adobe Image Respondent's Sworn Statement in Response to Order to File Statement [Safeguard Metals, LLC]    Filed: 10/11/2021
First Class Wealth Preservation 
Adobe Image Order to File Statement-2 [First Class Wealth Preservation, LLC]    Filed: 10/8/2021
HydroEnergy Revolution, LLC and Travis, Stacey Wayne 
Adobe Image Response to ODS' Response to Defendant's Response to Motion for Summary Judgment [CJ-18-3766]    Filed: 10/7/2021
Smith, Tania Lashae 
Adobe Image Agreement and Final Order [Tania Lashae Smith]    Filed: 10/5/2021
HydroEnergy Revolution, LLC and Travis, Stacey Wayne 
Adobe Image Notice of Hearing [11/12/21 @ 10:00 a.m.] on Motion for Summary Judgment    Filed: 10/1/2021
Adobe Image ODS' Reply to Defendant's Response to Motion for Summary Judgment [CJ-18-3766]    Filed: 10/1/2021
  
 
ALERT:
FINRA Alerts Firms to Phishing Email From "FINRA Support” From the Domain Name “westour.org"
 
2021 RULEMAKING
► Order Adopting New Emergency Rule
► Orders of Adoption
 
All Enforcement Actions
 
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Information about Oklahoma Entities and old Stock Certificates
 
 10/18/2021 10:05:55 AM 
 
     
Required Notice as to Personally Identifiable Data