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Recent Press Releases
Securities Department Joins Task Force Cracking Down on COVID-19 Investment... 5/11/2020
COVID-19-Related Investment Schemes Anticipated ... 4/16/2020
Investors Cautioned About Making Sudden and Uninformed Decisions... 3/2/2020
   
Recent Enforcement Actions
Crypto Currency Software, Inc. and Ortuno, Jorge M. 
Adobe Image Order to File Statements and Admissions [Alejandro Castaneda]    Filed: 4/10/2020
Adobe Image Order to File Statements and Admissions [Prosper Gasu]    Filed: 4/10/2020
Adobe Image Order to File Statement [Juan Sanchez]    Filed: 4/9/2020
Manna Robotics and Smalls, Eric Christian 
Adobe Image Amended Scheduling Order    Filed: 4/8/2020
Hafen, Herbert H. 
Adobe Image Final Order    Filed: 3/11/2020
Solium Financial Services, LLC 
Adobe Image Consent Order [Solium Financial Services, LLC]    Filed: 2/27/2020
Nilson, Melissa 
Adobe Image Agreement [Melissa Nilson]    Filed: 2/25/2020
Styers, Grant Taylor 
Adobe Image Agreement [Grant Taylor Styers]    Filed: 2/21/2020
Manna Robotics and Smalls, Eric Christian 
Adobe Image Order Vacating Cease and Desist Order as to MannaRobotics, Co.    Filed: 2/20/2020
Dick, Carlton Jerome 
Adobe Image Agreement [Carlton Jerome Dick]    Filed: 1/31/2020
  
 
ATTENTION: INVESTMENT ADVISERS RE: FORM CRS
 
COVID-19 UPDATE
General Operations
Electronic Filings Mandate
Extension of Certain IA Deadlines
 
2020 RULEMAKING
Administrator Adopts Rules
The Administrator adopted the following new rules and amendments to existing rules for effectiveness on November 1, 2020. The rules, as adopted, must first receive approval of the Legislature and the Governor.
 
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All Enforcement Actions
 
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Information about Oklahoma Entities and old Stock Certificates
 
 5/25/2020 4:55:53 AM 
 
   
Required Notice as to Personally Identifiable Data