Contact Us
Use the options below to send your question to the appropriate division, submit a general inquiry, request records, or access secure document delivery.
Ask Us a Question
Corporate Finance
Registration of securities instruments, exemptions, trusts, and filings.
Contact Corporate FinanceFirms & Professionals
Broker-dealers, investment advisers, investment adviser representatives, agents, and registration questions.
Contact Firms & ProfessionalsEnforcement Division
Complaints, investigations, and enforcement matters.
Contact EnforcementGeneral Questions
General questions, comments, or inquiries that do not fit within one of the other divisions.
Request for Records Inspection
General Record Request
Request inspection or copies of public records maintained by the Oklahoma Department of Securities.
CRD Record Request
Submit a request for records available through the Central Registration Depository (CRD).
Ad Hoc WebCRD Request
Oklahoma will submit this ad hoc request to WebCRD on your behalf after payment is received by the Department.
These custom reports range in price from $120 to $480 each.