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Recent Enforcement Actions
Gulf Coast Western 
Respondents' Response to Order to File Statement and Replies to Requests for Admission [no attachments]    Filed: 10/10/2019
Cetera Advisors, LLC and McKinney, James Gregory and McKinney, Aaron Scott 
Agreement [Cetera Advisors, LLC]    Filed: 10/3/2019
Bricktown Financial, LLC and Benn, John W. 
Entry of Appearance and Reservation of Time [Douglas D. Wilguess]    Filed: 10/2/2019
Gulf Coast Western 
Order to File Statement and Replies to Requests for Admission    Filed: 9/12/2019
TMTE, Inc. aka Metals.com and Chase Metals, LLC and Chase Metals, Inc. 
Order to File Statement    Filed: 9/12/2019
Bricktown Financial, LLC and Benn, John W. 
Petition for Permanent Injunction and Other Relief    Filed: 8/22/2019
Jesse Garcia & Associates and Garcia Sr., Jesse Munoz 
Service of Summons by Publication of Notice    Filed: 8/22/2019
Gregory, Joe Lawrence and Blue Quail, Ltd. 
ODS' Motion to Compel Discovery from Defendant Gregory and Supporting Brief    Filed: 8/20/2019
ODS' Motion Challenging Sufficiency of Defendant's Responses to ODS' Request for Admissions and Supporting Authorities    Filed: 8/20/2019
Arvidson, James D. and Woody, Crawford Wayne and Amerex/D&D Oil Services, LLC 
Dismissal with Prejudice as to Crawford Wayne Woody    Filed: 8/19/2019
Notice of Data Breach
 10/18/2019 6:32:24 AM