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Recent Enforcement Actions
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates 
Notice of Hearing [8/9/19 @ 9:00 a.m.] on Conservator's Fees and Expenses and Attorney's Fees for February through June 2019    Filed: 7/9/2019
Lemans Portfolio Design, LLC 
Agreement [T.S. Phillips Investments, Inc. and Thompson S. Phillips Jr.]    Filed: 6/28/2019
T.S. Phillips Investments, Inc. and Phillips, Thompson and Man, Michael 
Agreement [T.S. Phillips Investments, Inc. and Thompson S. Phillips Jr.]    Filed: 6/28/2019
Baker Group LP (The) and Wrinkle, Misty Wells 
Agreement; Order    Filed: 6/27/2019
Gregory, Joe Lawrence and Blue Quail, Ltd. 
Motion to Enter [Hearing scheduled for 7/16/19 @ 10:00 AM]    Filed: 6/27/2019
American Family Legacy Group, LLC and Russian, Freddy Antonio and Fernow, Wayne E 
Notice of Service on the Deputy Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 6/26/2019
Crypto Currency Software, Inc. and Ortuno, Jorge M. 
Order to File Statement [Jorge M. Ortuno]    Filed: 6/21/2019
Morales Wealth Management, LLC and Morales, Samuel Tino 
Final Order to Cease and Desist    Filed: 6/18/2019
Woodbridge Group of Companies, LLC (The) and Moore, Robert  
Agreement [Robert Duayne Moore]    Filed: 6/6/2019
Investment Counseling Services, Inc. and Kingsbery, Terry Clent 
Agreement    Filed: 5/17/2019
  
 
Notice of Data Breach
 
 
 
 
 
 7/23/2019 7:23:23 PM