204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
 
Recent Enforcement Actions
GTP Financial
Agreement; Final Order to Cease and Desist    Filed: 4/19/2019
Investment Counseling Services, Inc. and Kingsbery, Terry Clent
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 4/17/2019
McKRoll Capital International, LLC and McKittrick, Carl C. II and McKittrick, Carl
Notice of Renewal of Statement of Judgment    Filed: 4/17/2019
White, Charles Bruce
Agreement    Filed: 4/15/2019
Wilshire-Pennington Group, Inc. and Kennedy III, Benjamin Daniel and Kennedy IV, Benjamin Daniel...
Agreement; Final Order    Filed: 4/15/2019
Jackson, Sylvia E. and Kingdom 1st Financial Services, Inc.
Agreement; Final Order to Cease and Desist    Filed: 4/9/2019
Lemans Portfolio Design, LLC
Agreement; Order of Censure [Michael B. Man & LeMans Portfolio Design, LLC]    Filed: 4/8/2019
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Order Granting Interim Application for Attorney's Fees for October 2018 through January 2019    Filed: 3/29/2019
Order Approving Conservator's Report and Granting Conservator's Fees and Expenses for October 2018 through January 2019    Filed: 3/29/2019
Cunningham, Robert James
Agreement    Filed: 3/25/2019
  
 
2018 RULEMAKING
New Rules and Amendments were effective on November 1, 2018
 








 4/24/2019 7:47:26 PM