204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
 
Recent Enforcement Actions
Investment Counseling Services, Inc. and Kingsbery, Terry Clent 
Order    Filed: 5/17/2019
Agreement    Filed: 5/17/2019
Agreement    Filed: 5/17/2019
T.S. Phillips Investments, Inc. and Phillips, Thompson and Man, Michael 
Order Setting Hearing [TSP Respondents]    Filed: 5/9/2019
Nimmo, J. Michael and Covenant Benefits Group, LLC and Bray Jr., Charles E. 
Order Granting Ancillary Relief    Filed: 5/8/2019
Motion for Ancillary Relief against J. Michael Nimmo and Brief in Support    Filed: 5/2/2019
Stipulation and Consent of J. Michael Nimmo    Filed: 5/2/2019
McKRoll Capital International, LLC and McKittrick, Carl C. II and McKittrick, Carl 
Notice of Renewal of Statement of Judgment    Filed: 4/29/2019
GTP Financial 
Agreement; Final Order to Cease and Desist    Filed: 4/19/2019
T.S. Phillips Investments, Inc. and Phillips, Thompson and Man, Michael 
Answer to Enforcement Division Recommendation and Request for Hearing    Filed: 4/19/2019
  
 
 
 
 
 
 5/22/2019 10:35:06 AM