Enforcement Actions
By Case Name
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A.I.M., Robert Diaz, and John Anthony 
  Order to Cease and Desist    Filed: 6/21/2004
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 4/29/2004
 
ABM Beverage Machine, Inc. and John Paul Colceri 
  Order to Cease and Desist    Filed: 4/11/2005
  Affidavit; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 3/3/2005
 
Airgonomics, Inc. 
  Stipulation and Consent to Final Order against Airgonomics, Inc. and Mark A. Wingo    Filed: 3/7/2008
  Final Order, Judgment and Permanent Injunction against Airgonomics, Inc. and Mark A. Wingo    Filed: 3/7/2008
  Order    Filed: 1/22/2008
  Defendants' Motion to Release Vehicle of Temporary Restraining Order    Filed: 1/18/2008
  Temporary Injunction    Filed: 1/9/2008
  Temporary Restraining Order, Order Freezing Assets and Order for Accounting    Filed: 12/27/2007
  Application for Temporary Restraining Order, Order Freezing Assets, Temporary Injunction and Order for Accounting    Filed: 12/27/2007
  Petition for Permanent Injunction and other Equitable Relief    Filed: 12/27/2007
 
Alexander, Wescott & Co., Inc. 
  Order Revoking Registration of a Broker-Dealer    Filed: 9/16/2002
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 8/23/2002
 
All American Ice Corp., Hot Ice Company, L.L.C., and William Mercer 
  Permanent Order to Cease and Desist    Filed: 7/7/2003
  Agreement    Filed: 7/7/2003
 
American Benefits Group, Inc., National Viatical Trust, Inc., Richard G. Doggett, and Kenneth L. Henderson 
  Order to Cease and Desist    Filed: 8/23/2002
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 5/3/2002
 
American Finance Investments, Inc. and Christopher F. Venti 
  Final Order to Cease and Desist    Filed: 6/25/2007
  Notice of Service on the Administrator and Affidavit of Compliance; and Order to Cease and Desist and Notice of Opportunity for Hearing    Filed: 5/4/2007
 
America's Home Pharmacy, Inc. and Terry Allen Beden 
  Order to Cease and Desist    Filed: 6/21/2004
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 5/20/2004
 
Anderson Bio-Bed, Inc. and Brenda K. Anderson 
  Agreement, and Order to Cease and Desist    Filed: 4/5/2006
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 8/22/2005
 
Argus Securities, Inc. 
  Order Revoking Registration of a Broker-Dealer    Filed: 11/18/2002
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 8/28/2002
 
Arrigale Jr., Gerard Joseph 
  Order Denying Registration    Filed: 8/30/2001
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 7/20/2001
 
B & B Worm Farm, Greg Bradley, and Lynn Bradley 
  Agreement    Filed: 8/13/2002
  Respondents' Answer and Response    Filed: 5/22/2002
  Entry of Appearance [Arthur N. Bailey & Associates, P.C.]    Filed: 5/22/2002
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 5/6/2002
 
B & B Worm Farm, Inc. 
  Motion for Order Approving a Compromise of Controversy, Combined with Brief in Support and Notice of Hearing    Filed: 6/13/2006
  Order Authorizing Trustee to Appoint Realtor w/Application, and Cheryl Anderson's Affidavit, and David Anderson's Affidavit    Filed: 11/22/2005
  Order Approving Compromise of Controversy Between Trustee for the Estate of the B&B Worm Farms, Inc. and Benjamin R. Stanton    Filed: 8/23/2005
  Order Approving Compromise of Controversy filed June 10, 2005    Filed: 7/20/2005
  Motion for Order Approving a Compromise of Controversy Combined with Brief in Support and Notice of Hearing    Filed: 6/21/2005
  Amended Notice of Hearing on Motion for Order Approving a Compromise of Controversy [7/12/05 @ 10:00 a.m.]    Filed: 6/13/2005
  Combined Notice of Hearing on Applications for Allowance of Special Counsel’s Second Interim Fees and Expenses and Attorney for Trustee’s Third Interim Fees and Expenses [4/14/05, @10:00 a.m.]     Filed: 3/15/2005
  Trustee’s Notice Under Section 363(b) of Intent to Sell Assets to Watches, Etc. on March 28, 2005, at 10:00 a.m.     Filed: 3/2/2005
  Order Approving Compromise of Controversy    Filed: 2/8/2005
  Motion for Order Approving a Compromise of Controversy, Combined with Brief in Support    Filed: 1/7/2005
  Notice of Hearing on Application for Allowance of Fees by Realtor for Trustee [11/30/04 @ 10:00 a.m.]    Filed: 11/1/2004
  Order Authorizing Sale of Property Free and Clear of Liens and Encumbrances Pursuant to 11 U.S.C. § 363(b) and (f) [Lot Four]    Filed: 10/19/2004
  Trustee's Notice Under Section 363(b) of Intent to Sell Assets [Harley Davidson RS Motorcycle]    Filed: 10/19/2004
  Order Authorizing Sale of Property Free and Clear of Liens and Encumbrances Pursuant to 11 U.S.C. § 363(b) and (f) [Lots One and Two]    Filed: 10/19/2004
  Notice of Hearing on Application for Allowance of Fees by Liquidation Agent for Trustee [11/3/04 @ 10:00 a.m.]    Filed: 9/29/2004
  Consent Order to Cease and Desist [James K. Busch]    Filed: 9/20/2004
  Trustee's Notice Under Section 363(b) of Intent to Sell Assets    Filed: 8/19/2004
  Order Authorizing Trustee to Employ Liquidation Agent    Filed: 8/10/2004
  Trustee's Application to Employ Liquidation Agent w/Affidavit of Applicant-Joe Gibson, and Affidavit of Applicant-Judy Walkingstick    Filed: 7/29/2004
  Trustee's Notice under Section 363(b) of Intent to Sell Assets    Filed: 6/30/2004
  Clerk's Notice of Order [Order Granting Application by Trustee to Pay Lincoln County Appraisals]     Filed: 6/16/2004
  Trustee's Status Report    Filed: 6/15/2004
  Combined Notice of Hearing on Applications for Allowance of Special Counsel for Trustee's Interim Fees and Expenses, and Attorney for Trustee's Second Interim Fees and Expenses     Filed: 6/14/2004
  Order to Cease and Desist [Joe Alfred aka Jose Alfred Jimenez, Larry Bateman, Scott Alan Haley, and Dana Guy Allen]    Filed: 6/2/2004
  Request for Hearing [James Kent Busch]    Filed: 5/7/2004
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 4/22/2004
  Clerk's Notice of Order [Order Granting Application by Trustee to Compensate Reese Pilkington]    Filed: 4/15/2004
  Final Judgment of Permanent Injunction and other Equitable Relief [Lynn Bradley]    Filed: 2/26/2004
  Final Judgment of Permanent Injunction and other Equitable Relief [Estate of Gregory Miles Bradley]    Filed: 2/26/2004
  Clerk's Notice of Order [Order Granting Motion by Trustee to Sell Property Pursuant to 11 U.S.C. Section 363(b) and (f)]    Filed: 2/13/2004
  Order Allowing Compensation of Reese Pilkington, Pilkington Real Estate    Filed: 2/12/2004
  Notice of Hearing [2/11/04 @ 10:00 a.m.] on Application for Allowance of Fees by Real Estate Broker for Trustee    Filed: 1/14/2004
  Application for Order Allowing Compensation of Real Estate Broker     Filed: 1/14/2004
  Motion to Sell Property Pursuant to 11 U.S.C. § 363(b) and (f)    Filed: 1/13/2004
  Clerk’s Notice of Order [Order Granting Motion by Trustee to Sell Real and Personal Property in Sallisaw OK]     Filed: 11/25/2003
  Order Authorizing Payment to Secured Creditor [$12,058.59]    Filed: 11/24/2003
  Order Authorizing Payment of Administrative Expense [$604.40]    Filed: 11/24/2003
  Order Authorizing Payment to Secured Creditor [$1,605.66]    Filed: 11/24/2003
  Order Authorizing Payment to Secured Creditor [$24,323.19]    Filed: 11/24/2003
  Trustee's Application to Pay Secured Creditor [$12,058.59]    Filed: 11/21/2003
  Application to Pay Administrative Expense [$604.40]    Filed: 11/21/2003
  Trustee's Application to Pay Secured Creditor [$24,323.19]    Filed: 11/21/2003
  Trustee's Application to Pay Secured Creditor [$1,605.66]    Filed: 11/21/2003
  Trustee's Notice Under Section 363(b) and (f) of Intent to Sell Assets Free and Clear of Liens and Encumbrances    Filed: 10/28/2003
  Motion to Sell Property Pursuant to 11 U.S.C. § 363(b) and (f)    Filed: 10/28/2003
  Clerk's Notice of Order [Order Granting Application by Trustee to Employ Reese Pilkington as Real Estate Broker and Agent]     Filed: 10/17/2003
  Order Authorizing Trustee to Employ Real Estate Broker    Filed: 10/15/2003
  Trustee's Application to Employ Real Estate Broker    Filed: 10/10/2003
  Clerk's Notice of Order [Order Granting Application by Turnaround Professionals, LLC to Compensate Turnaround Professionals, LLC]    Filed: 9/24/2003
  Clerk's Notice of Order [Order Granting Application by Trustee to Compensate Robert C. May dba R.C. May & Associates]     Filed: 9/10/2003
  Order Authorizing Payment of Administrative Expenses    Filed: 9/8/2003
  Clerk's Notice of Order [Order Granting Application by Trustee for Administrative Expenses relating to Debtor's business operation in Sallisaw, OK]    Filed: 9/8/2003
  Notice of Hearing on First Interim Application of Turnaround Professionals, L.L.C., Appointed Professional for the Chapter 7 Trustee, for Allowance of Compensation and Reimbursement of Expenses    Filed: 8/27/2003
  Clerk's Notice of Order [Order Granting Application by Trustee for Trustee to Compensate Attorney Janice D. Loyd Fees]     Filed: 8/25/2003
  Trustee's Second Application to Authorize Payment of Administrative Expenses     Filed: 8/25/2003
  Clerk's Notice of Order [Order Granting Motion by Trustee for Examination of Entities Under Rule 2004]     Filed: 8/19/2003
  Notice of Hearing on Application for Interim Allowance and Fees and Expenses of Attorney for Trustee     Filed: 7/16/2003
  Trustee's Notice Under Section 363(b) of Intent to Sell Assets    Filed: 7/14/2003
  Clerk's Notice of Order [Order Granting Application by Trustee to Employ Reese Pilkington, Pilkington Real Estate, as Real Estate Broker]    Filed: 7/10/2003
  Order Authorizing Trustee to Employ Real Estate Broker    Filed: 7/9/2003
  Notice of Hearing on Application for Allowance of Fees by Recovery and Liquidation Agent for Trustee    Filed: 7/8/2003
  Second Order Modifying Asset Freeze    Filed: 7/3/2003
  Clerk's Notice of Order [Order Granting Motion by Trustee to Sell Property Pursuant to 11 U.S.C. Section 363(b) and (f)]     Filed: 6/26/2003
  Clerk's Notice of Order [Order Granting Motion by Trustee to Pay Secured Creditor]     Filed: 6/26/2003
  Notice of Hearing on Application for Allowance of Fees by Appraiser for Trustee    Filed: 6/25/2003
  Clerk’s Notice of Order [Order Granting Application by Trustee for Approval of Notice Procedures]     Filed: 6/17/2003
  Order Approving Notice Procedures    Filed: 6/17/2003
  Clerk’s Notice of Order [Order Granting Application by Trustee to Shorten Time of Notice of Sale Pursuant to Section 363(b) and (f)]     Filed: 6/17/2003
  Trustee's Notice Under Section 363(b) and (f) of Intent to Sell Assets Free and Clear of Liens and Encumbrances     Filed: 6/13/2003
  Motion to Sell Property Pursuant to 11 U.S.C. § 363(b) and (f)    Filed: 6/13/2003
  Application for Order Shortening Time of Notice of Sale Pursuant to Section 363(b) and (f)     Filed: 6/13/2003
  Clerk’s Notice of Order [Order Granting Application by Trustee to Employ Robert C. May dba R.C. May & Associates as Recovery and Liquidation Agent]     Filed: 6/13/2003
  Clerk’s Notice of Order [Order Granting Application by Trustee to Employ Asset Appraisal Corporation as Appraiser]     Filed: 6/11/2003
  Order Authorizing Trustee to Employ Appraiser    Filed: 6/10/2003
  Trustee’s Application to Employ Recovery and Liquidation Agent    Filed: 6/6/2003
  Clerk's Notice of Order [Order Granting Application by Trustee to Employ Robert C. May dba R.C. May & Associates as Auctioneer]    Filed: 6/6/2003
  Trustee’s Application to Employ Appraiser    Filed: 6/5/2003
  Trustee's Notice Under Section 363(b) and (f) of Intent to Sell Assets Free and Clear of Liens and Encumbrances    Filed: 6/5/2003
  Trustee’s Notice Under Section 363(b) of Intent to Sell Assets    Filed: 6/3/2003
  Affidavit [Robert C. May]    Filed: 6/3/2003
  Motion to Sell Property Pursuant to 11 U.S.C. § 363(b)(1)    Filed: 6/3/2003
  Trustee's Application to Employ Auctioneer    Filed: 6/3/2003
  Clerk’s Notice of Order [Order Granting Application by Trustee to Authorize Payment of Administrative Expenses]    Filed: 5/22/2003
  Order Authorizing Payment of Administrative Expenses    Filed: 5/21/2003
  Answer of Defendant Lynn Bradley    Filed: 5/20/2003
  Trustee’s Application to Authorize Payment of Administrative Expenses     Filed: 5/16/2003
  Clerk's Notice of Order [Order Granting Application by Trustee to Limit Notice]    Filed: 5/7/2003
  Order Authorizing Trustee to Employ Professional Turnaround Professionals, L.L.C.    Filed: 5/2/2003
  Order Modifying Asset Freeze    Filed: 5/2/2003
  Clerk’s Notice of Order [Order Granting Application by Trustee to Employ Janice D. Loyd as Attorney]    Filed: 5/2/2003
  Order Authorizing Trustee to Employ Attorney    Filed: 5/1/2003
  Notice to File Claims [5/27/03 @ 11:00 a.m.]    Filed: 4/30/2003
  Memorandum in Support of Objection of Lynn Bradley to Temporary Restraining Order Application for Temporary Restraining Order and Order Freezing Assets    Filed: 4/29/2003
  Application for Appointment of Professional [Turnaround Professionals, L.L.C.]    Filed: 4/29/2003
  Objection of Lynn Bradley to Application for Temporary Restraining Order and Order Freezing Assets     Filed: 4/29/2003
  Application of Trustee to Hire Attorney    Filed: 4/28/2003
  Affidavit of Attorney for Trustee    Filed: 4/28/2003
  Entry of Appearance of Oklahoma Department of Securities and Request for Notices    Filed: 4/23/2003
  Voluntary Petition    Filed: 4/22/2003
  Order    Filed: 4/17/2003
  Plaintiff’s Application for Temporary Restraining Order, Asset Freeze, and Brief in Support    Filed: 4/17/2003
  Temporary Restraining Order and Order Freezing Assets    Filed: 4/17/2003
  Petition for Permanent Injunction and other Equitable Relief    Filed: 4/14/2003
  Order Initiating Investigation    Filed: 3/19/2003
 
Bacon, Hoyit A. 
  Consent Order to bar    Filed: 10/20/2006
  Amended Scheduling Order    Filed: 10/16/2006
  Order Setting Scheduling Conference    Filed: 10/10/2006
  Order extending Respondent's deadline for filing final witness and exhibit list, and statements of factual and legal contentions    Filed: 10/2/2006
  Scheduling Order    Filed: 9/26/2006
  Order Setting Hearing [11/8/06 @ 10:00 a.m.]    Filed: 9/8/2006
  Notice of Service on the Administrator and Affidavit of Compliance; and Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 7/19/2006
 
Barron, Lance Duane 
  Order to Cease and Desist against Lance Barron    Filed: 5/12/2005
  Notice of Opportunity for Hearing on an Enforcement Division Recommendation to issue an order to cease and desist against Lance Barron    Filed: 4/13/2005
 
Benchmark Global Capital and Benjamin Wei 
  Order Initiating Investigation    Filed: 1/10/2002
 
Bio Performance, Inc. and Ralph Ashley 
  Notice of Service on the Administrator and Affidavit of Compliance, and Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 9/12/2006
 
Bonus of America fka Bonus Building Care, Inc.; Ryco Enterprises, Inc. dba Bonus Building Care of Tulsa and Bonus Building Care; and Eugene C. Ryan 
  Notice of Appearance [Kenneth M. Smith of Riggs, Abney, Neal, Turpen, Orbison & Lewis]    Filed: 11/4/2005
  Request for Hearing    Filed: 8/15/2005
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 7/27/2005
 
Brooksmith Partners, Ltd. 
  Order to Cease and Desist    Filed: 1/31/2003
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 12/23/2002
 
Buckeye Energy Corporation and Phillip Sharp 
  Order to Cease and Desist    Filed: 4/29/2004
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 3/29/2004
 
BuyItNow, Inc., Patrick Rooney, and Anthony Cole Link 
  Order to Cease and Desist    Filed: 5/23/2002
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 5/13/2002
 
Calabro, Belinda 
  Order to Cease and Desist    Filed: 5/21/2004
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 4/6/2004
 
Cannon, Greg 
  Notice of Entry of Order and Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 9/8/2005
 
Caobo Company and Paul Henry Willms 
  Order to Cease and Desist and Notice of Opportunity for Hearing; and Enforcement Division Recommendation    Filed: 7/12/2006
 
Carazolez, Albert T. 
  Order Revoking Registration    Filed: 8/22/2005
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Intent to Revoke Registration and Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 6/29/2005
 
Cards-R-Us, Ltd., Paul Blair, Luis Alcala, Bob Kelton, Mike Nash, and Keith Brooks 
  Order to Cease and Desist    Filed: 6/25/2007
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 5/23/2007
 
Century Financial Group, Inc. 
  Order Revoking Registration    Filed: 5/20/2002
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 4/26/2002
 
Champ Oil Company, Inc. and Wayne L. Farris 
  Agreement    Filed: 10/17/2006
 
Charles B. Campbell, Jason F. Jacobs, and Financial Planning Group 
  Order Initiating Investigation    Filed: 2/6/2007
 
Chemical Trust, Clifton Wilkinson, United Marketing Trust 
  Journal Entry of Judgment [James Van Pruitt]    Filed: 11/21/2001
  Order Setting Hearing on Motion for Default Judgment [James Van Pruitt]    Filed: 10/26/2001
  Motion for Default Judgment and Brief in Support [James Van Pruitt]    Filed: 10/24/2001
  Petition for Permanent Injunction and other Equitable Relief [James Van Pruitt]    Filed: 5/9/2001
  Final Order to Cease and Desist and Imposing Civil Penalty    Filed: 11/19/1999
 
Cherokee Energy Company, LLC, Appalachian Energy Partners 2001-D, LLP, Martin R. Twist, and Forrest Hammond 
  Order Imposing Civil Penalty    Filed: 12/11/2003
  Offer of Settlement, Consent and Undertaking    Filed: 12/10/2003
  Order Setting Hearing    Filed: 9/30/2003
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 7/14/2003
 
Church Builders Plan, Inc., Mission Possible, Inc., and Carl Conley 
  Agreement, and Permanent Order to Cease and Desist    Filed: 10/21/2003
 
CleanSip 2000, Inc., Safari Holdings, Inc., Donna M. Andrew, and Robert E. Hodgins 
  Appearance and Answer [Kenneth W. Biermacher]    Filed: 11/20/2006
  Notice of Service of the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 10/31/2006
 
Clearing Services of America, Inc. 
  Order Cancelling Registration    Filed: 1/29/2004
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 10/31/2003
 
Cooper, Adrian 
  Order Barring from Association with a Broker-Dealer or Investment Adviser and from Offering or Selling Securities    Filed: 8/24/2005
  Adrian Cooper, "Former OU athlete investigated" The Oklahoman, Sunday, July 17, 2005    Filed: 7/17/2005
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 7/15/2005
 
Covenant Benefits Group, LLC, J. Michael Nimmo, and Charles E. Bray, Jr. 
  Final Order, Judgment and Permanent Injunction    Filed: 2/2/2007
  Stipulation and Consent to Order of Permanent Injunction    Filed: 2/2/2007
  Petition for Permanent Injunction and other Equitable Relief    Filed: 2/2/2007
 
Dawn M. Quiroga dba Buyer Solution Marketing 
  Order Initiating Investigation    Filed: 8/20/2008
 
DCS Resources, Inc. and Daniel Sweeney 
  Agreement, and Permanent Order to Cease and Desist    Filed: 7/20/2005
 
Dedicated Resources, Inc. and Michael D. Zadoff 
  Agreement    Filed: 11/18/2002
  Permanent Order to Cease and Desist    Filed: 11/18/2002
  Order Rescheduling Hearing    Filed: 10/1/2002
  Order [setting hearing]    Filed: 8/26/2002
  Response by Dedicated Resources, Inc. and Michael Zadoff to Recommendation to Issue an Order to Cease and Desist, Request for Hearing, and Suggestion of Bankruptcy as to Dedicated Resources, Inc.    Filed: 6/24/2002
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 6/10/2002
 
Deutsche Bank Securities, Inc. 
  Administrative Consent Order    Filed: 10/12/2006
 
Dickey, Timothy B. 
  Order Barring from Association with a Broker-Dealer or Investment Adviser    Filed: 6/30/2004
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 5/26/2004
 
Discovery Capital Group, Inc. 
  Order Revoking Registration    Filed: 11/18/2002
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 9/13/2002
 
Earthly Mineral Solutions, Inc., Natural Mineral Processing Company, Roy D. Higgs, Frank L. Schwartz, and Ricky Lawton 
  Petition for Permanent Injunction and other Equitable Relief against Monarch Visual Solutions, Inc. and Mark I. Ruttenberg [CJ-08-6116]    Filed: 7/7/2008
  Stipulation and Consent to Final Order [Heilaman and American Asset Mgmt. Co.]    Filed: 11/13/2007
  Final Order, Judgment and Permanent Injunction [Heilaman and American Asset Mgmt. Co.]    Filed: 11/13/2007
  Defendants' Answer    Filed: 4/23/2007
  Entry of Appearance [Kirk D. Fredrickson]    Filed: 4/2/2007
  Petition for Permanent Injunction and other Equitable Relief    Filed: 3/16/2007
  Order of Consolidation with CJ-04-6295    Filed: 3/16/2007
  Order of Consolidation of CJ-07-2415 to CJ-04-6295    Filed: 3/16/2007
  Petition for Permanent Injunction and other Equitable Relief    Filed: 3/16/2007
  Respondents' Second Request for Extending Hearing to Allow Adequate Discovery    Filed: 1/26/2007
  Respondents' Request for Production    Filed: 12/26/2006
  Respondents' Application to Extend Hearing to allow Adequate Discovery, Opposition to Recommendation and Request the Same to be Vacated    Filed: 12/18/2006
  Order Setting Hearing    Filed: 12/15/2006
  Notice of Service of the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 11/7/2006
Educational Wealth Builders and Swainson Hawke 
  Order to Cease and Desist    Filed: 7/11/2005