OSC Enforcement Actions

Enforcement Actions

By Date | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 |

By Case Name | A | B | C | D | E | F | G | H | I | J | K | L | M | N | O | P | Q | R | S | T | U | V | W | X | Y | Z |

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Amended Notice of Hearing [Hearing 12/3/09 @ 9:00 a.m.] Filed: 11/19/2009

Barren Resources, Inc. and Hogan, Gary Byron and Moore, William L.
	Final Order to Cease and Desist Filed: 11/18/2009

Bothwell Consulting, LLC and Richardson, Amy J. and Richardson, Tommy L. and VonWerder, Chris a
	ODS’ Motion to Enter Filed: 11/18/2009

Storybook Properties, LLC and Storybook Investments WA, LLC and Story, Matthew G. and Johnson,
	Receiver's Motion for an Order (I) Approving Contract for the Sale of Properties in Tulsa, Oklahoma, Subject to Higher Bid; and (II) Authorizing Receiver to Close Sale of Properties Filed: 11/18/2009
	Receiver's Emergency Motion for an Order (I) Approving Contract for the Sale of Properties in Tulsa, Oklahoma, Subject to Higher Bid; and (II) Authorizing Receiver to Close Sale of Properties [Hearing set for 12/3/09 @ 11:00 a.m.] Filed: 11/18/2009

Roark, Bryan David [CRD 2126052]
	Order Granting Receiver’s Emergency Application to Sell Cattle Filed: 11/17/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Notice of Hearing [12/18/09 @ 10:00 a.m.] on Special Master’s Interim Application for Compensation and Reimbursement of Expenses Filed: 11/16/2009

Roark, Bryan David [CRD 2126052]
	Receiver's Emergency Application to Sell Cattle Filed: 11/16/2009

Storybook Properties, LLC and Storybook Investments WA, LLC and Story, Matthew G. and Johnson,
	Notice of Hearing [12/3/09 @ 11:00 a.m.] on Receiver’s Interim Application for Compensation and Reimbursement of Expenses Filed: 11/16/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Special Master’s Motion for an Order Requiring Brian McKye to Turnover Property to Special Master or, in the Alternative, to Disclose Location of Property Filed: 11/13/2009

Storybook Properties, LLC and Storybook Investments WA, LLC and Story, Matthew G. and Johnson,
	Order Denying Receiver’s Motion for an Order (I) Approving Contract for the Sale of 2436 East Sixth Street and 2440 East Sixth Street, Tulsa, Oklahoma, (II) Authorizing Receiver to Close Sale of 5303 West 4th Street, Tulsa, Oklahoma Filed: 11/13/2009
	Order Granting Receiver’s Motion for an Order (I) Approving Contract for the Sale of 5303 West 4th Street, Tulsa, Oklahoma, Subject to Higher Bid; and (II) Authorizing Receiver to Close Sale of 5303 West 4th Street, Tulsa, Oklahoma Filed: 11/13/2009

Embassy Investments & Securities, Inc. and Broadous, Timothy O.
	Dismissal With Prejudice as to Roddy Howald [CJ-08-572] Filed: 11/12/2009
	Final Order, Judgment and Permanent Injunction [CJ-08-572] Filed: 11/12/2009

Roark, Bryan David [CRD 2126052]
	Receiver’s Application for Order Requiring Landmark Bank to Turn Over Funds Filed: 11/12/2009

Storybook Properties, LLC and Storybook Investments WA, LLC and Story, Matthew G. and Johnson,
	Receiver's Motion for an Order (I) Approving Contract for the Sale of 8537 East 32nd Street, Tulsa, Oklahoma, Subject to Higher Bid; and (II) Authorizing Receiver to Close Sale of 8537 East 32nd Street, Tulsa, Oklahoma Filed: 11/12/2009
	Receiver's Motion for an Order (I) Approving Contract for the Sale of 12133 East 36th Street, Tulsa, Oklahoma, Subject to Higher Bid; and (II) Authorizing Receiver to Close Sale of 12133 East 36th Street, Tulsa, Oklahoma Filed: 11/12/2009

Roark, Bryan David [CRD 2126052]
	Entry of Appearance [Douglas L. Jackson] Filed: 11/10/2009
	Receiver's Application for Approval of Employment of Consultant Re: Cattle, Equipment and Real Estate Filed: 11/10/2009
	Motion to Intervene [Christiana K. Roark] Filed: 11/10/2009
	Application for Emergency Hearing on Motion to Intervene Filed: 11/10/2009
	Order for Emergency Hearing on Motion to Intervene [11/13/09 @ 1:30 p.m.] Filed: 11/10/2009

Wycliffe Trust and Twyman, Vernon Ray, Jr.
	Order Initiating Investigation against Wycliffe Trust and Vernon Twyman Jr. Filed: 11/10/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	ODS' Motion for Summary Judgment against Brian McKye and Brief in Support Filed: 11/9/2009

Roark, Bryan David [CRD 2126052]
	Entry of Appearance [Bradley E. Davenport for the Receiver] Filed: 11/9/2009
	Receiver's Application for Approval of Employment of Legal Counsel Filed: 11/9/2009

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Order Granting Conservator's Report and Conservator's Fees and Expenses for August 2009 Filed: 11/6/2009
	Order Granting Attorney's fees for August 2009 Filed: 11/6/2009

Roark, Bryan David [CRD 2126052]
	Receiver's Emergency Application to Sell Cattle Filed: 11/6/2009
	Order Granting Receiver's Emergency Application to Sell Cattle Filed: 11/6/2009
	Petition for Restitution and/or Other Equitable Relief Filed: 11/4/2009
	ODS' Emergency Application for Order Freezing Assets and Order Appointing Receiver Filed: 11/4/2009
	Order Freezing Assets and Appointing Receiver [Douglas L. Jackson] Filed: 11/4/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Permanent Injunction against Heritage Estate Service LLC and Joe Don Johnson w/Stipulation and Consent Filed: 11/3/2009

Storybook Properties, LLC and Storybook Investments WA, LLC and Story, Matthew G. and Johnson,
	Permanent Injunction against Joe Don Johnson w/Stipulation and Consent Filed: 11/3/2009

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Notice of Hearing [12/4/09 @ 9:00 a.m.] on Application for Conservator's Fees and Expenses for September 2009 and Application for Attorney's Fees for September 2009 Filed: 10/30/2009
	Conservator's Report for September 2009 Filed: 10/30/2009

American Liberty Insurance & Financial Services and LightHouse Marketing Incorporated and Winne
	Order Allowing Defendant's Counsel to Withdraw [James O. Goodwin] Filed: 10/30/2009

Roark, Bryan David [CRD 2126052]
	Order Initiating Investigation Filed: 10/30/2009

Midwest Credit Solutions, Inc. and Coleman, Vernon and Chastain, Jan
	Final Order to Cease and Desist against Midwest Credit Solutions, Inc. and Janet K. Chastain Filed: 10/27/2009

JPMorgan Chase & Co.
	Consent Order Filed: 10/26/2009

Schubert and Associates and Schubert, Marsha Kay and Schubert, Richard L.
	Receiver’s Accounting for September 2009 Filed: 10/26/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Order [Entry of Appearance of Hugh E. Bellmon and Donane Bellmon DENIED] Filed: 10/23/2009
	Order [Pretrial Conference rescheduled to 1/6/10 @ 10:00 a.m.] Filed: 10/23/2009
	Order Granting Special Master’s Motion for an Order Compelling Brian McKye’s Attendance for Deposition Filed: 10/23/2009
	Order [Brian McKye’s removal of personal property set for 10/27/09 @ 10:00 a.m.] Filed: 10/23/2009

Storybook Properties, LLC and Storybook Investments WA, LLC and Story, Matthew G. and Johnson,
	Receiver’s Motion for an Order (I) Approving Contract for the Sale of 5303 West 4th Street, Tulsa, Oklahoma, Subject to Higher Bid; and (II) Authorizing Receiver to Close Sale of 5303 West 4th Street, Tulsa, Oklahoma Filed: 10/23/2009

Barren Resources, Inc.
	Notice of Service on the Administrator and Affidavit of Compliance relating to Barren Resources, Inc. and Gary Byron Hogan Filed: 10/22/2009

ER Urgent Care Holdings, Inc. and Miller, Jerry and Browning, Dave
	Notice of Service on the Administrator and Affidavit of Compliance Filed: 10/22/2009

Midwest Credit Solutions, Inc. and Coleman, Vernon and Chastain, Jan
	Notice of Service on the Administrator and Affidavit of Compliance relating to Ultimate Financial Concepts, LLC and Vernon D. Coleman Filed: 10/22/2009

Storybook Properties, LLC and Storybook Investments WA, LLC and Story, Matthew G. and Johnson,
	Receiver’s Motion for an Order (I) Approving Contract for the Sale of 2436 East Sixth Street and 2440 East Sixth Street, Tulsa, Oklahoma, Subject to Higher Bid; and (II) Authorizing Receiver to Close Sale of 2436 East Sixth Street and 2440 East Sixth Street, Tulsa, Oklahoma Filed: 10/22/2009

Phidippides Capital Mgmt. and Trimble Investments and Trimble, Mark
	Final Order, Judgment and Permanent Injunction, and Stipulation and Consent to Final Order [Phidippides Capital Management, LLC] Filed: 10/21/2009

Abundant Storage, LLC and Russell, Van
	Order w/Agreement relating to Van Russell Filed: 10/20/2009

Embassy Investments & Securities, Inc. and Broadous, Timothy O.
	Order to Cease and Desist and Agreement relating to Roddy Howald Filed: 10/20/2009

Storybook Properties, LLC and Storybook Investments WA, LLC and Story, Matthew G. and Johnson,
	Order allowing Withdrawal of Robert G. McCampbell and Kristin L. Huffaker as Counsel for the Storybook Defendants Filed: 10/16/2009

Bothwell Consulting, LLC and Richardson, Amy J. and Richardson, Tommy L. and VonWerder, Chris a
	ODS' Motion for Default Judgment against Christopher S. Vonwerder Filed: 10/13/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	ODS' Motion to Reschedule Pretrial Conference Filed: 10/13/2009

Storybook Properties, LLC and Storybook Investments WA, LLC and Story, Matthew G. and Johnson,
	Agreed Order Allowing Receiver Access to Protective Materials Filed: 10/13/2009

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Order Granting Attorney's fees for July 2009 Filed: 10/9/2009
	Order Granting Conservator's Report and Conservator's Fees and Expenses for July 2009 Filed: 10/9/2009

American Liberty Insurance & Financial Services and LightHouse Marketing Incorporated and Winne
	Notice [trial on Citation for Contempt reset for 10/30/09 @ 3:30 p.m.] Filed: 10/9/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Brian McKye's Motion to Extension of Time to Remove Property Filed: 10/9/2009
	Entry of Appearance of Hugh E. Bellmon and Donane Bellmon Interested Parties Filed: 10/9/2009

Bothwell Consulting, LLC and Richardson, Amy J. and Richardson, Tommy L. and VonWerder, Chris a
	Default Judgment against Defendant Tommy L. Richardson and Relief Defendant Amy J. Richardson Filed: 10/8/2009

First Interstate Financial of Oklahoma, LLC and Dennis Investments, Inc. and Dennis, Keith
	Agreement and Order to Cease and Desist Filed: 10/8/2009

Storybook Properties, LLC and Storybook Investments WA, LLC and Story, Matthew G. and Johnson,
	Oath [Stephen J. Moriarty] Filed: 10/8/2009
	Receiver's Notice of Pendency of Action Filed: 10/8/2009
	Entry of Appearance [Stephen J. Moriarty, Receiver] Filed: 10/8/2009

Dominion Investor Services, Inc. and Stanley, James
	Order Rescheduling Hearing [January 26, 2010 @ 9:00 a.m.] Filed: 10/7/2009

Storybook Properties, LLC and Storybook Investments WA, LLC and Story, Matthew G. and Johnson,
	ODS' Emergency Application for Appointment of Receiver Filed: 10/7/2009
	Order Appointing Receiver Filed: 10/7/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Order Allowing Withdrawal [R. Scott Adams] Filed: 10/6/2009

Storybook Properties, LLC and Storybook Investments WA, LLC and Story, Matthew G. and Johnson,
	Motion to Withdraw as Counsel for the Storybook Defendants [Robert G. McCampbell and Kristin L. Huffaker] Filed: 10/6/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Order [requiring Brian McKye to remove personal effects from leased premises] Filed: 10/5/2009
	Motion to Withdraw [R. Scott Adams] Filed: 10/5/2009

Phidippides Capital Mgmt. and Trimble Investments and Trimble, Mark
	Entry of Appearance and Reservation of Time [Warren F. Bickford and Doneen Douglas Jones] Filed: 10/2/2009

Embassy Investments & Securities, Inc. and Broadous, Timothy O.
	ODS’ Motion for Summary Judgment against Timothy Broadous, Sheri Broadous, Embassy Ventures Ltd., and Embassy Investments and Securities, Inc., and Brief in Support Filed: 10/1/2009
	Notice of Name Change [Gerri L. Stuckey to Gerri L. Kavanaugh] [CJ-08-572] Filed: 10/1/2009

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Conservator's Report for August 2009 Filed: 9/30/2009
	Notice of Hearing [11/6/09 @ 9:00 a.m.] on Application for Conservator's Fees and Expenses for August 2009 and Application for Attorney's Fees for August 2009 Filed: 9/30/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Order Granting Special Master's Motion for Specific Authority to Sell Trailer and Establishing Deadline for Brian McKye to Remove Property from Leased Premises Filed: 9/30/2009

Phidippides Capital Mgmt. and Trimble Investments and Trimble, Mark
	Final Order, Judgment and Permanent Injunction against Mark S. Trimble Filed: 9/30/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Special Master’s Motion for an Order Imposing Sanctions for the Failure of Brian McKye to Cooperate in Discovery and to Compel McKye’s Attendance at Deposition Filed: 9/28/2009

Abundant Storage, LLC and Russell, Van
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation [Van Russell] Filed: 9/21/2009

Dalton, William S. and BDMP, LLC and IPS Oklahoma Mgmt., LLC and IPS Executive Mgmt., LLC and M
	Order Initiating Investigation Filed: 9/21/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Notice of Change of Address [R. Scott Adams] Filed: 9/21/2009

World Equity Partners, Inc. and Munday, Todd and Thresher, Tommy
	Order Initiating Investigation Filed: 9/21/2009

F.W.C. Wealth Advisors and Auer, David and National Equity Partners, LP
	Agreement relating to David B. Auer Filed: 9/18/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Special Master's Motion for an Order Granting Specific Authority to Sell Trailer and Establishing Deadline for Brian McKye to Remove Property from Leased Premises Filed: 9/18/2009

Dominion Investor Services, Inc. and Stanley, James
	Order Setting Hearing [November 12, 2009 @ 9:00 a.m.] Filed: 9/11/2009

Phidippides Capital Mgmt. and Trimble Investments and Trimble, Mark
	Petition for Permanent Injunction and other Equitable Relief Filed: 9/9/2009

Bothwell Consulting, LLC and Richardson, Amy J. and Richardson, Tommy L. and VonWerder, Chris a
	Temporary Injunction against Christopher S. VonWerder Filed: 9/3/2009
	Notice of Hearing [10/8/09 @ 9:30 a.m.] on Motion for Default Judgment against Defendant Tommy L. Richardson and Amy J. Richardson Filed: 9/3/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	ODS' Motion to Enter Filed: 9/3/2009
	Report of Special Master regarding Sale of Loans to Your Credit, Inc. Filed: 9/3/2009

Schubert and Associates and Schubert, Marsha Kay and Schubert, Richard L.
	Receiver's Accounting for August 2009 Filed: 9/3/2009

Barren Resources, Inc.
	Order to Cease and Desist and Notice of Opportunity for Hearing Filed: 9/2/2009

Midwest Credit Solutions, Inc. and Coleman, Vernon and Chastain, Jan
	Order to Cease and Desist and Notice of Opportunity for Hearing Filed: 8/31/2009

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Order Granting Conservator's Report and Conservator's Fees and Expenses for June 2009 Filed: 8/28/2009
	Order Granting Attorney's fees for June 2009 Filed: 8/28/2009
	Conservator's Report for July 2009 Filed: 8/28/2009
	Notice of Hearing [10/9/09 @ 9:00 a.m.] on Application for Conservator's Fees and Expenses for July 2009 and Application for Attorney's Fees for July 2009 Filed: 8/28/2009

Cherokee Gas Systems, Inc. and Levinson, Lee
	Order Initiating Investigation Filed: 8/28/2009

Bothwell Consulting, LLC and Richardson, Amy J. and Richardson, Tommy L. and VonWerder, Chris a
	ODS’ Motion for Default Judgment against Defendant Tommy L. Richardson and Relief Defendant Amy J. Richardson Filed: 8/26/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Order regarding Brian McKye Personal Effects and Personal Mail Filed: 8/25/2009

ER Urgent Care Holdings, Inc. and Miller, Jerry and Browning, Dave
	Order to Cease and Desist and Notice of Opportunity for Hearing Filed: 8/24/2009

Storybook Properties, LLC and Storybook Investments WA, LLC and Story, Matthew G. and Johnson,
	Second Agreed Order on the Storybook Defendants’ Motion to Server Filed: 8/24/2009

TransWorld Capital Ltd. and Holmes, Maurice and Richards, Donald G.
	Cease and Desist Order Filed: 8/24/2009

Bothwell Consulting, LLC and Richardson, Amy J. and Richardson, Tommy L. and VonWerder, Chris a
	Entry of Appearance and Reservation of Time [J. David Ogle] Filed: 8/21/2009

CleanSip2000 and Hodgins, Robert E. and Andrew, Donna M. and Tholen, Gary L.
	Motion to Withdraw as Counsel Filed: 8/21/2009

Bothwell Consulting, LLC and Richardson, Amy J. and Richardson, Tommy L. and VonWerder, Chris a
	Temporay Injunction against Bothwell Consulting, LLC and Lawrence G. Bothwell by Consent Filed: 8/20/2009
	Temporay Injunction against Tommy L. Richarson and Amy J. Richardson by Consent Filed: 8/20/2009

Rockport Energy, LLC and Cash, Jerry D. and Cash, Sheryl (Sherry) and Quest Resources Corp. and
	Stipulation and Consent [Jerry D. Cash] Filed: 8/20/2009
	Final Order, Judgment and Permanent Injunction [Jerry D. Cash] Filed: 8/20/2009
	Dismissal With Prejudice [Jerry D. Cash] Filed: 8/20/2009

Airgonomics, Inc. and Wingo, Mark
	Order Lifting Asset Freeze Filed: 8/19/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Special Master's Response to Brian McKye's Motion to Settle Journal Entry Filed: 8/19/2009

Dominion Investor Services, Inc. and Stanley, James
	Response of James Scott Stanley to Enforcement Division Recommendation and Request for Hearing Filed: 8/18/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	ODS' Response to Brian McKye's Motion to Settle Journal Entry Filed: 8/18/2009
	ODS’ Motion to Dismiss Contempt Action against Brian McKye Filed: 8/14/2009
	Default Judgment against Defendants Global West Funding, Ltd., Co., Global West Financial LLC, Sure Lock Financial, LLC, Sure Lock Loans LLC and the Wave-Goldmade Ltd. Filed: 8/14/2009
	Order Dimissing Contempt Action against Brian McKye Filed: 8/14/2009

Dominion Investor Services, Inc. and Stanley, James
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation Filed: 8/12/2009

Schubert and Associates and Schubert, Marsha Kay and Schubert, Richard L.
	Receiver's Accounting for July 2009 Filed: 8/11/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	ODS’ Response to Brian McKye’s Objection and Motion to Quash Subpoena Duces Tecum, or in the Alternative, Motion to Stay Order and Notice of Hearing Filed: 8/10/2009
	Agreed Order on the Storybook Defendants' Motion to Sever Filed: 8/10/2009

F.W.C. Wealth Advisors and Auer, David and National Equity Partners, LP
	Order Setting Hearing [September 30, 2009 @ 9:00 a.m.] Filed: 8/7/2009

Schubert and Associates and Schubert, Marsha Kay and Schubert, Richard L.
	Notice of Change of Address [Bradley E. Davenport] Filed: 8/7/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Notice of Rescheduled Hearing [8/14/09 @ 10:00 a.m.] Filed: 8/6/2009
	ODS' First Amendment to Application for Citation for Contempt against Brian McKye Filed: 8/6/2009
	Brian McKye's Motion to Settle Journal Entry Filed: 8/6/2009

F.W.C. Wealth Advisors and Auer, David and National Equity Partners, LP
	Entry of Appearance [Robert V. Seacat on behalf of David B. Auer] Filed: 8/5/2009

Edward Jones [CRD 250] and Johnson, Mark Anthony [CRD 2842194]
	Agreed Order Continuing Hearing [2/11/10 @ 9:00 a.m.] Filed: 8/4/2009

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Order Granting Conservator's Report and Conservator's Fees and Expenses for May 2009 Filed: 7/31/2009
	Order Granting Attorney's fees for May 2009 Filed: 7/31/2009
	Conservator's Report for June 2009 Filed: 7/31/2009
	Notice of Hearing [8/28/09 @ 9:00 a.m.] on Application for Conservator's Fees and Expenses for June 2009 and Application for Attorney's Fees for June 2009 Filed: 7/31/2009

Bothwell Consulting, LLC and Richardson, Amy J. and Richardson, Tommy L. and VonWerder, Chris a
	Notice of Rescheduled Hearing [8/20/09 @ 10:00 a.m.] Filed: 7/28/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Notice of Hearing on the Storybook Defendants’ Motion to Quash the Subpoena to Produce Documents issued to Third Party Bank of America [8/25/09 @ 2:00 p.m.] Filed: 7/28/2009

Bothwell Consulting, LLC and Richardson, Amy J. and Richardson, Tommy L. and VonWerder, Chris a
	Petition for Permanent Injunction and other Equitable Relief Filed: 7/24/2009
	Application for Temporary Restraining Order, Order Freezing Assets and Order for Accounting Filed: 7/24/2009
	Temporary Restraining Order, Order Freezing Assets and Order for Accounting Filed: 7/24/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Brian McKye’s Objection and Motion to Quash Subpoena Duces Tecum, or in the Alternative, Motion to Stay Order and Notice of Hearing [8/24/09 @ 10:00 a.m.] Filed: 7/23/2009
	Storybook Defendants' Motion to Sever and Brief in Support Filed: 7/22/2009
	Order Granting Motion of Special Master to Accept Bid of Your Credit, Inc. and Authorizing Special Master to Close Sale Filed: 7/15/2009
	Order Granting Motion to Compel Response to ODS' Subpoena Filed: 7/14/2009
	Order for Release of Records by Bank of America Filed: 7/14/2009

Edward Jones [CRD 250] and Johnson, Mark Anthony [CRD 2842194]
	Order Setting Hearing [September 30, 2009 @ 9:00 a.m.] Filed: 7/13/2009

F.W.C. Wealth Advisors and Auer, David and National Equity Partners, LP
	Order Setting Hearing [September 10, 2009 @ 9:00 a.m.] Filed: 7/13/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Default Judgment against Defendant James Farnham Filed: 7/13/2009

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Order Granting Conservator's Report and Conservator's Fees and Expenses for April 2009 Filed: 7/10/2009
	Order Granting Attorney's fees for April 2009 Filed: 7/10/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Defendant Brian McKye's Objection to Sale of Assets and Request for Proposal to Raise Funds Filed: 7/10/2009

Schubert and Associates and Schubert, Marsha Kay and Schubert, Richard L.
	Receiver's Accounting for June 2009 Filed: 7/10/2009
	Order Granting Receiver’s Application for Authority to make Third Distribution to Claimants/Creditors Filed: 7/10/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Order Granting Motion of Special Master Directing Joe Don Johnson to Return Property Transferred in violation of this Court’s Order of March 24, 2009 Filed: 7/8/2009

Royal Petroleum Corp. and Alves, Ed
	Order Initiating Investigation Filed: 7/7/2009

TransWorld Capital Ltd. and Holmes, Maurice and Richards, Donald G.
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation Filed: 7/7/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	ODS' Response to Storybook Defendants’ Motion to Quash the Subpoena to Produce Documents Issued to Third Party Bank of America Filed: 7/2/2009
	ODS’ Motion for Default Judgment against Defendants Global West Funding, Ltd., Co., Global West Financial LLC, Sure Lock Financial, LLC, Sure Lock Loans LLC and the Wave-Goldmade Ltd. [Hearing set for 8/13/09 @ 11:00 a.m.] Filed: 7/2/2009

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Notice of Hearing [7/31/09 @ 9:00 a.m.] on Application for Conservator's Fees and Expenses for May 2009 and Application for Attorney's Fees for May 2009 Filed: 6/26/2009
	Conservator’s Report for May 2009 Filed: 6/26/2009
	Conservator’s Status Report to the Court regarding Disbursement of Sale Proceeds to Investors Filed: 6/26/2009

Merrick Energy Development LLC and Berlin, Jeff and Merrick Operating Co. kna GO Energy Corp. a
	Order to Cease and Desist and Agreement relating to Jeff A. Berlin Filed: 6/26/2009
	Order Dismissing Merrick Energy Development, LLC Filed: 6/26/2009

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Dismissal With Prejudice Filed: 6/25/2009

Edward Jones [CRD 250] and Johnson, Mark Anthony [CRD 2842194]
	Answer and Request for Hearing [Mark A. Johnson] Filed: 6/23/2009
	Entry of Appearance [J. Angela Ables and Johnny R. Blassingame] Filed: 6/22/2009

Schubert and Associates and Schubert, Marsha Kay and Schubert, Richard L.
	Receiver’s Accounting for May 2009 Filed: 6/22/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Notice of Hearing [7/13/09 @ 10:00 a.m.] on Storybook Defendants’ Motion to Quash the Subpoena to Produce Documents Issued to Third Party Bank of America Filed: 6/19/2009

Schubert and Associates and Schubert, Marsha Kay and Schubert, Richard L.
	Application for Authority to Pay Interim Receiver’s Fees for October 14, 2004 through June 2009 Filed: 6/19/2009
	Receiver’s Application for Authority to make Third Distribution to Claimants/Creditors Filed: 6/19/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Notice of Rescheduled Hearing Filed: 6/16/2009

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Dismissal With Prejudice [Intervenors] [CJ-06-3311] Filed: 6/15/2009

Rockport Energy, LLC and Cash, Jerry D. and Cash, Sheryl (Sherry) and Quest Resources Corp. and
	Order Lifting Asset Freeze and Providing other Relief Filed: 6/15/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Order Granting Motion of Special Master to Establish Procedures for the Sale or Disposition of Certain Property Filed: 6/12/2009
	Joe Don Johnson and Relief Defendant Heritage Estate Service LLC’s Answer to First Amendment to Petition for Permanent Injunction and Other Equitable Relief Filed: 6/12/2009
	ODS' Objection to Payment of Rent to Marshall C. McKye Filed: 6/11/2009
	Defendant Brian McKye' Answer to Application for Citation and Answer to Special Master's Motion for Order Returning Property Filed: 6/11/2009
	Defendant Brian McKye' Answer to ODS' Objection to Pay Rent Filed: 6/11/2009
	Joe Don Johnson’s Response to Special Master’s Motion for an Order Directing Joe Don Johnson to Return Property Transferred in Violation of this Court’s Order of March 24, 2009 Filed: 6/11/2009
	Special Master’s Response to Brian McKye’s Motion to Retrieve Personal Effects and Request Court to Direct Special Master to Return Personal Mail Filed: 6/11/2009
	Special Master’s Response to Brian McKye’s Motion for Court Authorized Release of Funds Filed: 6/11/2009

Merrick Energy Development LLC and Berlin, Jeff and Merrick Operating Co. kna GO Energy Corp. a
	Order to Cease and Desist and Agreement relating to Merrick Operating Co. and Bruce J. Scambler Filed: 6/11/2009

Schubert and Associates and Schubert, Marsha Kay and Schubert, Richard L.
	Receiver’s Application for Authority to Pay Interim Attorney Fees for January 5, 2009 through May 31, 200 Filed: 6/11/2009

F.W.C. Wealth Advisors and Auer, David and National Equity Partners, LP
	David B. Auer's Answer to Enforcement Division Recommendation and Request for Hearing Filed: 6/9/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Second Agreed Protective Order Filed: 6/9/2009
	Motion for Second Agreed Protective Order Filed: 6/9/2009
	Show Cause Hearing Re Citation for Indirect Contempt against Brian McKye Filed: 6/8/2009

Governmental Finance of Oklahoma, Inc. and Hawkins, Marshall and Hawkins, Marshall, Jr.
	Agreed Order Rescheduling Dates for Prehearing Conference and Hearing Filed: 6/8/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	ODS’ Motion to Compel Response to ODS’ Subpoena against Brian McKye Filed: 6/5/2009
	ODS’ Application for Citation of Contempt against Brian McKye Filed: 6/5/2009
	ODS’ Motion for Default Judgment against Heritage Estate Service, LLC, Joe Don Johnson and James Farnham Filed: 6/5/2009

Rockport Energy, LLC and Cash, Jerry D. and Cash, Sheryl (Sherry) and Quest Resources Corp. and
	Entries of Appearance [James C. McMillin and Kymala B. Carrier] [CJ-09-1763] Filed: 6/3/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Brian McKye's Motion to Retrieve Personal Effects and Request Court to Direct Special Master to Return Personal Mail Filed: 6/2/2009
	Motion for Order Directing Payment of Rent to Marshall C. McKye or, in the Alternative, Order Surrendering Property to Marshall C. McKye Filed: 6/1/2009

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Order Granting Attorney's fees for March 2009 Filed: 5/29/2009
	Order Granting Conservator's Report and Conservator's Fees and Expenses for March 2009 Filed: 5/29/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Brian McKye's Motion for Court Authorized Release of Funds Filed: 5/29/2009

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Conservator's Report for April 2009 Filed: 5/28/2009
	Notice of Hearing [7/10/09 @ 9:00 a.m.] on Application for Conservator's Fees and Expenses for April 2009 and Application for Attorney's Fees for April 2009 Filed: 5/28/2009

Edward Jones [CRD 250] and Johnson, Mark Anthony [CRD 2842194]
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation Filed: 5/28/2009

F.W.C. Wealth Advisors, Auer, David, National Equity Partners, LP
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation Filed: 5/28/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Brian McKye's Answer and Objection to ODS' Subpoena to Produce Documents and Motion for Court Approved Access to Documents Filed: 5/28/2009

Media Concepts, Inc. and Frazier, John and Harper, Chris and Miller, Richard
	Final Order to Cease and Desist Filed: 5/28/2009

Governmental Finance of Oklahoma, Inc. and Hawkins, Marshall and Hawkins, Marshall, Jr.
	Answer [Governmental Finance of Oklahoma, Inc. and Marshall Hawkins] Filed: 5/27/2009

Merrick Energy Development LLC and Berlin, Jeff and Merrick Operating Co. kna GO Energy Corp. a
	Motion to Dismiss Merrick Energy Development, LLC Filed: 5/27/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Order Allowing Withdrawal of Clell I. Cunningham III as Counsel for Global West Defendants Filed: 5/26/2009
	Answer of Storybook Defendants Filed: 5/26/2009
	Order Establishing Deadline for Filing Written Objections and Scheduling a Hearing for Approval of the Sale of Assets Filed: 5/22/2009
	Order Allowing Withdraw of Richard L. Rose as Counsel for Defendants Filed: 5/22/2009

Merrick Energy Development LLC and Berlin, Jeff and Merrick Operating Co. kna GO Energy Corp. a
	Order Setting Hearing [August 10, 2009 @ 9:30 a.m.] Filed: 5/22/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Order Granting Special Master’s Motion for an Order (I) Approving Bidding Procedures and for the Sale of Certain Assets; (II) Establishing Dates Required in Bidding Procedures; and (III) Scheduling a Hearing for Approval of the Sale of Assets Filed: 5/21/2009
	Order Granting Motions for Attorneys Fees Filed: 5/19/2009
	Special Master’s Motion for an Order to Establish Procedures for the Sale of Certain Property Filed: 5/19/2009

Merrick Energy Development LLC and Berlin, Jeff and Merrick Operating Co. kna GO Energy Corp. a
	Request for Hearing and answer [Jeff Berlin] Filed: 5/19/2009

Rockport Energy, LLC and Cash, Jerry D. and Cash, Sheryl (Sherry) and Quest Resources Corp. and
	Order Modifying Temporary Injunction and Order Freezing Assets Filed: 5/19/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Report of Special Master, Stephen J. Moriarty for April 2009 Filed: 5/18/2009
	Entry of Appearance - Pro Se [Brian McKye] Filed: 5/18/2009

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	ODS’ Response to Defendants’ Motion for Partial Summary Judgment Filed: 5/14/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Supplement to Motion of Richard L. Rose to Withdraw Filed: 5/13/2009
	Motion to Withdraw [Richard L. Rose] Filed: 5/12/2009
	Special Master's Motion for an Order Directing Defendant Joe Don Johnson to Return Property Transferred in violation of this Court's Order of March 24, 2009 Filed: 5/12/2009
	Special Master's Motion for an Order Directing Defendant Brian McKye to Return Property Transferred in violation of this Court's Order of March 24, 2009 Filed: 5/12/2009

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Order Granting ODS' Unopposed Motion for Leave to File Oversized Brief in Support of Motion for Summary Judgment against Defendants Filed: 5/11/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Motion of Clell I. Cunningham III to Withdraw as Counsel of Record for Global West Defendants Filed: 5/11/2009

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	ODS' Motion for Summary Judgment Filed: 5/8/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Joint Motion for Protective Order Filed: 5/8/2009

Governmental Finance of Oklahoma, Inc. and Hawkins, Marshall and Hawkins, Marshall, Jr.
	Request for Hearing [Marshall Hawkins] Filed: 5/8/2009
	Entry of Appearance [Harry A. Woods, Jr. on behalf of Marshall Hawkins] Filed: 5/6/2009

Schubert and Associates and Schubert, Marsha Kay and Schubert, Richard L.
	Receiver's Accounting for April 2009 Filed: 5/6/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Entry of Appearance and Reservation of Time [Robert G. Campbell and Kristin L. Huffaker] Filed: 5/4/2009

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Order Granting Defendants’ Unopposed Motion for Leave to File Oversized Brief in Support of Motion for Summary Judgment against Intervenors Filed: 5/1/2009
	Defendants' Motion for Summary Judgment against Intervenors and Brief in Support Thereof Filed: 5/1/2009

GunnAllen Financial, Inc. and Adler, David [CRD 1592] and Kepple, Lon [CRD 847350] and Saunders
	Agreement relating to Stephen I. Saunders IV Filed: 5/1/2009
	Order of Censure against Stephen I. Saunders IV Filed: 5/1/2009

Rockport Energy, LLC; Cash, Jerry D.; Cash, Sheryl (Sherry); Grose, David E.; Quest Resources C
	ODS' Motion to Enter relating to David E. Grose [Hearing set for 6/5/09 @ 2:30 p.m.] [CJ-09-1763] Filed: 5/1/2009

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Defendants’ Unopposed Motion for Leave to File Oversized Brief in Support of Motion for Summary Judgment against Intervenors Filed: 4/30/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Notice of Hearing [5/21/09 @ 2:00 p.m.] on Special Master's Motion for an Order (I) Approving Bidding Procedures and for the Sale of Certain Assets; (II) Establishing Dates Required in Bidding Procedures; and (III) Scheduling a Hearing for Approval of the Sale of Asserts Filed: 4/30/2009
	Joint Reply to ODS' Response to Motion/Application for Attorney Fees [Cunningham-Rose] Filed: 4/29/2009

Governmental Finance of Oklahoma, Inc. and Hawkins, Sr., Marshall and Hawkins, Jr., Marshall, J
	Muriel Siebert & Co., Inc. Filed: 4/29/2009
	Entry of Appearance [Harry A. Woods, Jr.] Filed: 4/29/2009

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Notice of Hearing [5/29/09 @ 9:00 a.m.] on Application for Conservator's Fees and Expenses for March 2009 and Application for Attorney's Fees for March 2009 Filed: 4/24/2009
	Conservator's Report for March 2009 Filed: 4/24/2009
	Order Granting Conservator's Report and Conservator's Fees and Expenses for February 2009 Filed: 4/24/2009
	Order Granting Attorney's fees for February 2009 Filed: 4/24/2009

American Liberty Insurance & Financial Services and LightHouse Marketing Incorporated and Winne
	Order Revising Terms of the Order of Repayment Filed: 4/24/2009

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Defendants' Motion for Partial Summary Judgment against ODS and Brief in Support Thereof Filed: 4/24/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Answer of Global West Defendants Filed: 4/24/2009
	Order Modifying, in Part, Temporary Restraining Order, Order Freezing Assets and Order for Accounting and Appointing Special Master regarding Heritage Estate Service, LLC and Joe Don Johnson Filed: 4/23/2009
	Certificate of Service of Order -Order Allowing Withdraw of Richard L. Rose as Counsel for James Farnham Filed: 4/23/2009

Schubert and Associates and Schubert, Marsha Kay and Schubert, Richard L.
	Receiver's Accounting for March 2009 Filed: 4/23/2009

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Second Amended Scheduling Order Filed: 4/21/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Temporary Restraining Order and Order for Accounting regarding Storybook Defendants Filed: 4/21/2009
	ODS' Objection to Payment of Compensation to Attorneys for Defendants Filed: 4/21/2009

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	ODS’ Reply to Defendants’ Brief in Support of Jury Trial of ODS' Claims Filed: 4/20/2009
	Defendants' Response in Opposition to ODS' Memorandum of Law Asserting Defendants are not Entitled to a Jury Trial Filed: 4/20/2009

Governmental Finance of Oklahoma, Inc. and Hawkins, Marshall and Hawkins, Marshall, Jr.
	Order Appointing Hearing Officer [P. David Newsome, Jr.] Filed: 4/20/2009

Freedom Auto Connection, Wilderom, Neil, and Mayberry, John
	Final Order to Cease and Desist Filed: 4/17/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Motion to Withdraw as counsel for Defendant James Farnham Filed: 4/17/2009
	Entry of Appearance [Robert G. Campbell and Kristin L. Huffaker] Filed: 4/17/2009

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	ODS' Memorandum of Law Asserting Defendants are not Entitled to a Jury Trial Filed: 4/13/2009
	Defendants' Brief in Support of Jury Trial of ODS' Claims Filed: 4/13/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	First Amendment to Petition for Permanent Injunction and other Equitable Relief Filed: 4/10/2009
	Application for Temporary Restraining Order, Order Freezing Assets and Order for Accounting as to Additional Defendants Filed: 4/10/2009
	Agreed Order to Release Asset Freeze against Two Bank Accounts of Defendant Farnham Filed: 4/10/2009
	Entry of Appearance [Stephen J. Moriarty] Filed: 4/9/2009
	Application for Attorney Fees [Richard L. Rose] [Hearing set for 5/7/09 @ 1:30 p.m.] Filed: 4/8/2009

Governmental Finance of Oklahoma, Inc. and Hawkins, Marshall and Hawkins, Marshall, Jr.
	Order Setting Hearing [May 11, 2009 @ 9:00 a.m.] Filed: 4/7/2009

Merrick Energy Development LLC and Berlin, Jeff and Merrick Operating Co. kna GO Energy Corp. a
	Request for Hearing [Bruce Scambler and Merrick Operating Co., Inc.] Filed: 4/7/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Motion of Dunn, Swan & Cunningham, P.C. for Attorney's Fees [Hearing 5/7/09 @ 1:30 p.m.] Filed: 4/6/2009

Securities America, Inc. and Grissom, Donald Keith
	Prehearing Conference Minute Filed: 4/3/2009
	Final Order as to Donald Keith Grissom Filed: 4/3/2009

Wachovia Securities, LLC and Wachovia Capital Markets, LLC
	Consent Order Filed: 4/3/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Agreed Order Appointing Special Master [Stephen J. Moriarty] Filed: 4/1/2009
	Order Modifying, in Part, Temporary Restraining Order, Order Freezing Assets and Order for Accounting Filed: 4/1/2009
	Entry of Appearance [R. Scott Adams] Filed: 4/1/2009

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Order Granting Conservator's Report and Conservator's Fees and Expenses for January 2009 Filed: 3/27/2009
	Order Granting Attorney's fees for January 2009 Filed: 3/27/2009
	Notice of Hearing [4/24/09 @ 9:00 a.m.] on Application for Conservator's Fees and Expenses for February2009 and Application for Attorney's Fees for February 2009 Filed: 3/27/2009
	Conservator's Report for February 2009 Filed: 3/27/2009

Heilaman, Obert and Heilaman, Kathryn D. and Earthly Mineral Solutions, Inc. and Monarch Visual
	Dismissal Without Prejudice [CJ-08-6116] Filed: 3/27/2009

Rockport Energy, LLC; Cash, Jerry D.; Cash, Sheryl (Sherry); Grose, David E.; Quest Resources C
	ODS' Withdrawal of Motion to Consolidate Filed: 3/27/2009

Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe
	Combined Motion for Dissolution or Modification of Temporary Restraining Order, Order Freezing Assets and Order for Accounting, and Brief in Support Filed: 3/25/2009
	Petition for Permanent Injunction and other Equitable Relief Filed: 3/24/2009
	ODS' Application for Temporary Restraining Order, Order Freezing Assets and Order for Accounting Filed: 3/24/2009
	Temporary Restraining Order, Order Freezing Assets and Order for Accounting Filed: 3/24/2009

GunnAllen Financial, Inc. and Adler, David [CRD 1592] and Kepple, Lon [CRD 847350] and Saunders
	Order Continuing Hearing re Stephen I. Saunders IV Filed: 3/23/2009

Merrick Energy Development LLC and Berlin, Jeff and Merrick Operating Co. kna GO Energy Corp. a
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation Filed: 3/20/2009

Governmental Finance of Oklahoma, Inc. and Hawkins, Marshall and Hawkins, Marshall, Jr.
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation Filed: 3/17/2009

GunnAllen Financial, Inc. and Adler, David [CRD 1592] and Kepple, Lon [CRD 847350] and Saunders
	Agreement relating to Lon E. Kepple Filed: 3/17/2009

Rockport Energy, LLC; Cash, Jerry D.; Cash, Sheryl (Sherry); Grose, David E.; Quest Resources C
	Entry of Appearance [Andrew Long][CJ-09-1763] Filed: 3/17/2009
	Answer [David E. Grose][CJ-09-1763] Filed: 3/17/2009
	Defendant's Objection to Motion to Consolidate Filed: 3/16/2009

Schubert and Associates and Schubert, Marsha Kay and Schubert, Richard L.
	Receiver's Accounting for February 2009 Filed: 3/10/2009

Freedom Auto Connection, Wilderom, Neil, and Mayberry, John
	Order to Cease and Desist and Notice of Opportunity for Hearing Filed: 3/5/2009

GunnAllen Financial, Inc. and Adler, David [CRD 1592] and Kepple, Lon [CRD 847350] and Saunders
	Order of Censure against David L. Adler w/Agreement Filed: 3/5/2009

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Order Granting Conservator's Report and Conservator's Fees and Expenses for December 2008 Filed: 2/27/2009
	Order Granting Attorney's fees for December 2008 Filed: 2/27/2009
	Conservator's Report for January 2009 Filed: 2/26/2009
	Notice of Hearing [3/27/09 @ 9:00 a.m.] on Application for Conservator's Fees and Expenses for January 2009 and Application for Attorney's Fees for January 2009 Filed: 2/26/2009

Rockport Energy, LLC; Cash, Jerry D.; Cash, Sheryl (Sherry); Grose, David E.; Quest Resources C
	Agreed Order relating to David E. Grose [CJ-09-1763] Filed: 2/26/2009
	Intervenor's Counsels' Motion to Withdraw Filed: 2/26/2009
	Petition for Permanent Injunction and other Equitable Relief [David Grose] Filed: 2/25/2009
	Notice of Attorneys' Lien Filed: 2/25/2009
	Motion to Consolidate [CJ-09-1763] Filed: 2/25/2009
	Intervenor's Reply to ODS' Response to Intervenor's Motion to Modify Temporary Injunction and Order Freezing Assets Filed: 2/24/2009

Phidippides Capital Mgmt.,Trimble Investments, and Mark Trimble
	Order Initiating Investigation Filed: 2/19/2009

Powder River Petroleum International, Inc. and Fox, Brian and Ehrman, John N. and Magnus Oil &
	Final Order, Judgment and Permanent Injunction against Powder River w/Stipulation anc Consent to Final Order Filed: 2/18/2009
	Final Order, Judgment and Permanent Injunction against Brian Fox w/Stipulation anc Consent to Final Order Filed: 2/18/2009

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Journal Entry Filed: 2/17/2009

Well Off Network (The)
	Order to Cease and Desist Filed: 2/17/2009

Schubert and Associates and Schubert, Marsha Kay and Schubert, Richard L.
	Receiver's Accounting for January 2009 Filed: 2/16/2009

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Order Granting Conservator's Report and Conservator's Fees and Expenses for November 2008 Filed: 2/6/2009
	Order Granting Attorney's fees for November 2008 Filed: 2/6/2009

Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
	Notice of Hearing [2/13/09 @ 1:30 p.m.] Filed: 2/6/2009

Securities America, Inc. and Grissom, Donald Keith
	Scheduling Order Filed: 2/6/2009

Raglin Industries, LLC and Raglin, Phillip and Layne, Joseph Daniel and Cooper, Gerald Lee aka
	Order for Return of Funds Filed: 2/5/2009

Rockport Energy, LLC; Cash, Jerry D.; Cash, Sheryl (Sherry); Grose, David E.; Quest Resources C
	ODS' Response to Intervenor's Motion to Modify Temporary Injunction and Order Freezing Assets Filed: 2/5/2009

GunnAllen Financial, Inc., David Adler [CRD 1592], Lon Kepple [CRD 847350], Stephen I. Saunders
	Order Setting Hearing [March 24, 2009 @ 9:00 a.m.] Filed: 2/4/2009

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Notice of Hearing [2/27/09 @ 9:00 a.m.] on Application for Conservator's Fees and Expenses for December 2008 and Application for Attorney's Fees for December 2008 Filed: 2/3/2009
	Conservator's Report for December 2008 Filed: 2/3/2009

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Judge Parrish’s letter DENYING Defendants’ Motion to Reconsider Filed: 2/2/2009

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Conservator's Motion for Leave to Withdraw Application for Citation for Indirect Contempt Filed: 1/29/2009
	Journal Entry Filed: 1/29/2009

Raglin Industries, LLC and Raglin, Phillip and Layne, Joseph Daniel and Cooper, Gerald Lee aka
	Order Approving Investor Claim Desgination and Partial Distribution Filed: 1/29/2009

Powder River Petroleum International, Inc. and Fox, Brian and Ehrman, John N. and Magnus Oil &
	Order Allowing Counsel to Withdraw as Attorneys of Record for Powder River Petroleum International, Inc. Filed: 1/26/2009

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	ODS' Reply to Defendants' Response in Opposition to ODS' Motion to Deem Certain Allegations in ODS' Petition Admitted Filed: 1/23/2009
	Defendants' Reply to ODS' Response to Defendants' Motion to Reconsider the Denial of Defendants' Motion for Partial Summary Judgment Filed: 1/23/2009

Rockport Energy, LLC; Cash, Jerry D.; Cash, Sheryl (Sherry); Grose, David E.; Quest Resources C
	Agreed Order relating to Jerry D. Cash Filed: 1/23/2009
	Intervenor's Motion to Modify Temporary Injunction and Order Freezing Assets Filed: 1/20/2009
	Order Filed: 1/20/2009

Kalidy & Co. and Kalidy, Rabih
	Order to Cease and Desist and Notice of Opportunity for Hearing Filed: 1/16/2009

Securities America, Inc. and Grissom, Donald Keith
	Order Setting Hearing [April 9, 2009 @ 9:00 a.m.] as to Donald Keith Grissom Filed: 1/16/2009

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Intervenors' Response to ODS' Motion to Deem Certain Allegations in ODS' Petition Admitted Filed: 1/14/2009

Life & Wealth Management and Slack, James K. and Stock-to-Cash Program and Emerging Money Corp.
	Agreement relating to Activities of Alexander Captial Markets LLC Filed: 1/14/2009

Raglin Industries, LLC and Raglin, Phillip and Layne, Joseph Daniel and Cooper, Gerald Lee aka
	ODS' Motion to Enter [2/19/09 @ 10:00 a.m.] Filed: 1/14/2009

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	ODS' Response to Defendants' Motion to Reconsider the Denial of Defendants' Motion for Partial Summary Judgment Filed: 1/13/2009

American Liberty Insurance & Financial Services, LightHouse Marketing, Inc., and Travis Ray Win
	Order Approving Second Pro-Rata Distribution to Investors Filed: 1/9/2009

Schubert and Associates and Schubert, Marsha Kay and Schubert, Richard L.
	Receiver's Accouning for December 2008 Filed: 1/9/2009

Raglin Industries, LLC and Raglin, Phillip and Layne, Joseph Daniel and Cooper, Gerald Lee aka
	ODS' and Relief Defendant Gerald Cooper's Motion for Return of Funds to Squicor, LLC Filed: 1/8/2009

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Conservator's Report for November 2008 Filed: 1/6/2009
	Notice of Hearing [2/6/09 @ 9:00 a.m.] on Application for Conservator's Fees and Expenses for November 2008 and Application for Attorney's Fees for November 2008 Filed: 1/6/2009

Oilfield Resources, Inc. and Larry R. McDaniel
	Dismissal without Prejudice [CJ-06-4088] Filed: 1/4/2009

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Order Granting Attorney’s for October 2008 Filed: 1/2/2009
	Order Granting Conservator's Report and Conservator's Fees and Expenses for October 2008 Filed: 1/2/2009

Powder River Petroleum International, Inc. and Fox, Brian and Ehrman, John N. and Magnus Oil &
	Reply of Brian Fox to ODS' Response to Motion for Change of Venue Filed: 1/2/2009
	Motion to Withdraw as Attorneys of Record for Powder River Petroleum, Inc. Filed: 1/2/2009