OSC Enforcement Actions

Enforcement Actions

By Date | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 |

By Case Name | A | B | C | D | E | F | G | H | I | J | K | L | M | N | O | P | Q | R | S | T | U | V | W | X | Y | Z |

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	ODS' Motion to Deem Certain Allegations in ODS' Petition Admitted Filed: 12/30/2008

Precious Oro Resources, LLC and Ezell, Tom and Harris, Nolan
	Order of Dismissal as to TMP Metals, LLC, Don Lynn Nunnally, Donna F. Elliot, and Eduwiges Baeza Filed: 12/29/2008
	Agreed Final Order, Judgment and Permanent Injunction for Precious Oro Resources, LLC, Thomas R. Ezell and Nolan V. Harris Filed: 12/29/2008
	Stipulation and Consent to Final Order by Precious Oro Resources, LLC, Thomas R. Ezell and Nolan V. Harris Filed: 12/29/2008

Raglin Industries, LLC and Raglin, Phillip and Layne, Joseph Daniel and Cooper, Gerald Lee aka
	ODS' Motion for Order Approving Investor Designation and Partial Distribution Filed: 12/29/2008

Amsterdam Fidelity and Phillips, Grover and Sunset Financial Services, Inc. and Sunset Financia
	Order Granting Joint Motion for Approval of Investor Claim Designations and Distribution to Investors Filed: 12/24/2008
	Order Granting Receiver's Final Application for Allowance of Compensation and Reimbursement of Expenses Filed: 12/24/2008

Securities America, Inc. and Grissom, Donald Keith
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation Filed: 12/24/2008

Amsterdam Fidelity and Phillips, Grover and Sunset Financial Services, Inc. and Sunset Financia
	Receiver's Application for Final Allowance of Compensation and Reimbursement of Expenses Filed: 12/23/2008

Moreno, Christopher Raymond
	Citation of Contempt against Christopher R. Moreno Filed: 12/22/2008
	ODS' Application for Citation of Indirect Contempt against Christopher R. Moreno Filed: 12/19/2008

Powder River Petroleum International, Inc. and Fox, Brian and Ehrman, John N. and Magnus Oil &
	ODS' Response to Defendants' Motion for Change of Venue Filed: 12/19/2008

Embassy Investments & Securities, Inc. and Broadous, Timothy O.
	Order Approving ODS Filed: 12/18/2008

Rockport Energy, LLC; Cash, Jerry D.; Cash, Sheryl (Sherry); Grose, David E.; Quest Resources C
	Petition in Intervention Filed: 12/18/2008
	ODS' Motion to Quash Subpoena Duces Tecum Filed: 12/18/2008

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Defendants' Reply to ODS' Response to Defendants' Motion to Compel Filed: 12/12/2008
	Defendants' Reply to Intervenors' Response to Defendants' Motion to Compel Filed: 12/12/2008

Precious Oro Resources, LLC and Ezell, Tom and Harris, Nolan
	Notice of Impending Dismissal for Failure to Obtain Service within 180 Days Filed: 12/12/2008

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Journal Entry denying Defendants' Motion for Partial Summary Judgment Filed: 12/11/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Conservator�s Motion for Citation for Contempt of Court Filed: 12/10/2008
	Entry of Appearance [Shannon K. Emmons] Filed: 12/9/2008

Schubert and Associates and Schubert, Marsha Kay and Schubert, Richard L.
	Receiver's Accouning for November 2008 Filed: 12/9/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Notice of Hearing [1/2/09 @ 9:00 a.m.] on Application for Conservator's Fees and Expenses for October 2008 and Application for Attorney's Fees for October 2008 Filed: 12/5/2008
	Conservator's Report for October 2008 Filed: 12/5/2008

Rockport Energy, LLC; Cash, Jerry D.; Cash, Sheryl (Sherry); Grose, David E.; Quest Resources C
	Motion to Intervene [Sherry Cash] Filed: 12/4/2008

Precious Oro Resources, LLC and Ezell, Tom and Harris, Nolan
	ODS' Objection to Defendants' Motions to Amend Agreed Temporary Restraining Order to Allow for the Payment of Attorney Fees, Accounting Fees, and Storage Fees Filed: 12/2/2008

GunnAllen Financial, Inc., David Adler [CRD 1592], Lon Kepple [CRD 847350], Stephen I. Saunders
	Agreement and Order relating to GunnAllen Financial, Inc. Filed: 12/1/2008

Powder River Petroleum International, Inc. and Fox, Brian and Ehrman, John N. and Magnus Oil &
	Answer of Powder River Filed: 12/1/2008
	Defendants' Motion for Change of Venue Filed: 12/1/2008

Life & Wealth Management and Slack, James K. and Stock-to-Cash Program and Emerging Money Corp.
	Order Suspending Registrations as to James Kenneth Slack and IMCI Advisors, LLC Filed: 11/26/2008

Express Financial Investment Network, Inc. and Christon, Frank
	Final Order and Judgment Filed: 11/24/2008
	Order Vacating Judgment Filed: 11/24/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Order Granting Conservator's Report and Conservator's Fees and Expenses for September 2008 Filed: 11/21/2008
	Order Granting Attorney�s Fees for September 2008 Filed: 11/21/2008

Express Financial Investment Network, Inc. and Christon, Frank
	Motion to Vacate Judgment Filed: 11/21/2008

Rockport Energy, LLC; Cash, Jerry D.; Cash, Sheryl (Sherry); Grose, David E.; Quest Resources C
	ODS' Motion to Modify Temporary Injunction and Order Freezing Assets Filed: 11/21/2008

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Defendants' Motion to Compel against Intervenors Filed: 11/20/2008

GunnAllen Financial, Inc., David Adler [CRD 1592], Lon Kepple [CRD 847350], Stephen I. Saunders
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation Filed: 11/20/2008

American Liberty Insurance & Financial Services, LightHouse Marketing, Inc., and Travis Ray Win
	Citation of Contempt Filed: 11/19/2008

Rockport Energy, LLC; Cash, Jerry D.; Cash, Sheryl (Sherry); Grose, David E.; Quest Resources C
	Non-Parties Bryan Simmons and Steven Hochstein's Unopposed Motion to Supplement August 29, 2008 Temporary Injunction and Order Freezing Assets Filed: 11/19/2008

Precious Oro Resources, LLC and Ezell, Tom and Harris, Nolan
	Defendants' Amended Motion to Amend Agreed Temporary Restraining Order to Allow for the Payment of Storage Fees Filed: 11/17/2008

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Defendants' Motion to Compel Filed: 11/12/2008

Embassy Investments & Securities, Inc. and Broadous, Timothy O.
	ODS' Report and Motion for Approval of Investor Claim Designations [CJ-08-572] Filed: 11/7/2008

Schubert and Associates and Schubert, Marsha Kay and Schubert, Richard L.
	Receiver's Accounting for October 2008 Filed: 11/5/2008

American Liberty Insurance & Financial Services, LightHouse Marketing, Inc., and Travis Ray Win
	Application for Citation of Indirect Contempt against Travis Ray Winnett Filed: 11/4/2008
	Motion for Second Pro-Rata Distribution to Investors Filed: 11/4/2008

Express Financial Investment Network, Inc. and Christon, Frank
	Default Judgment against Franklin D. Christon[CJ-08-8837] Filed: 11/4/2008

Rockport Energy, LLC; Cash, Jerry D.; Cash, Sheryl (Sherry); Grose, David E.; Quest Resources C
	Order Filed: 11/4/2008

Express Financial Investment Network, Inc. and Christon, Frank
	Motion for Default Judgment against Franklin D. Christon[CJ-08-8837] Filed: 11/3/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Order Granting Conservator's Report and Conservator's Fees and Expenses for August 2008 Filed: 10/31/2008
	Order Granting Attorney�s Fees for August 2008 Filed: 10/31/2008
	Conservator's Report for September 2008 Filed: 10/31/2008
	Notice of Hearing [11/21/08 @ 9:00 a.m.] on Application for Conservator's Fees and Expenses for September 2008 and Application for Attorney's Fees for September 2008 Filed: 10/31/2008

Powder River Petroleum International, Inc. and Fox, Brian and Ehrman, John N. and Magnus Oil &
	Order Granting Defendant's Unopposed Application to Extend Answer Date Filed: 10/28/2008
	Entry of Appearance [Tara A. LaClair] Filed: 10/28/2008
	Qualified Special Entry of Appearance and Reservation of Defenses Filed: 10/28/2008
	Entries of Appearance [Kelley C. Callahan and Joe Edwards] Filed: 10/27/2008
	Defendant's Unopposed Application to Extend Answer Date Filed: 10/27/2008
	Petition for Permanent Injunction and other Equitable Relief Filed: 10/8/2008

Schubert and Associates and Schubert, Marsha Kay and Schubert, Richard L.
	Receiver's Accouning for September 2008 Filed: 10/6/2008

Sunset Financial Group, Inc., et al.
	Notice of Hearing [10/30/08 @ 9:30 a.m.] on Receiver's Application for Allowance of Compensation and Reimbursement of Expenses of Receiver and Counsel for Receiver, and for Establishment of Method of Approval of Final Compensation and Expense Reimbursemen Filed: 10/3/2008

Express Financial Investment Network, Inc. and Christon, Frank
	Petition for Permanent Injunction and other Equitable Relief against Franklin D. Christon[CJ-08-8837] Filed: 10/1/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Conservator's Report for August 2008 Filed: 9/30/2008
	Notice of Hearing [10/31/08 @ 9:00 a.m.] on Application for Conservator's Fees and Expenses for August 2008 and Application for Attorney�s Fees for August 2008 Filed: 9/30/2008
	Order Granting Attorney's fees for July 2008 Filed: 9/25/2008
	Order Granting Conservator's Report and Conservator's Fees and Expenses for July 2008 Filed: 9/25/2008

Sunset Financial Group, Inc., et al.
	Order Granting Receiver's Application to Approve Mailing Procedure Filed: 9/25/2008
	Order Granting Receiver's Application to Approve Mailing Procedure Filed: 9/25/2008
	Joint Motion for Approval of Investor Claim Designations and Distribution to Investors Filed: 9/24/2008
	Receiver's Application to Approve Mailing Procedure Filed: 9/24/2008
	Report of Receiver Filed: 9/24/2008

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Stipulation and Protective Order Filed: 9/22/2008

Moreno, Christopher Raymond
	Default Judgment Filed: 9/17/2008

POSA, LLC/Nexstar Communications, LLC and Digges, Edward S. and TMT Management Group, LLC and T
	Order to Cease and Desist [James Bowling] Filed: 9/9/2008

Rockport Energy, LLC; Cash, Jerry D.; Cash, Sheryl (Sherry); Grose, David E.; Quest Resources C
	Order Filed: 9/8/2008
	Petition for Permanent Injunction and other Equitable Relief; Stipulation and Consent; Temporary Injunction and Order Freezing Assets Filed: 8/29/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Conservator's Report for July 2008 Filed: 8/28/2008
	Notice of Hearing [9/26/08 @ 9:00 a.m.] on Application for Conservator's Fees and Expenses for July 2008 and Application for Attorney�s Fees for July 2008 Filed: 8/28/2008

POSA, LLC/Nexstar Communications, LLC and Digges, Edward S. and TMT Management Group, LLC and T
	Order to Cease and Desist [Joyce Marie Baldus] Filed: 8/28/2008

Rockport Energy, LLC; Cash, Jerry D.; Cash, Sheryl (Sherry); Grose, David E.; Quest Resources C
	Order Initiating Investigation Filed: 8/25/2008

Legacy Wealth Management, LLC [CRD 133078] and Biddy, Jasper E., IV
	Order and Agreement Filed: 8/24/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Order Granting Conservator's Report and Conservator's Fees and Expenses for June 2008 Filed: 8/22/2008
	Order Granting Attorney's fees for June 2008 Filed: 8/22/2008

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Defendants' Reply regarding Outstanding Discovery Issues Filed: 8/22/2008

Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
	Civil Motion Docket for 9/12/08 Filed: 8/21/2008

Dawn M. Quiroga dba Buyer Solution Marketing
	Order Initiating Investigation Filed: 8/20/2008

Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
	Receiver's Accounting for July 2008 Filed: 8/20/2008

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	ODS' Response to Defendants' Brief in Support of Outstanding Issues Filed: 8/13/2008
	Defendants' Response to Intervenors' Brief on Admissibility of Investors' Negligence and ODS' Memorandum Concerning Discovery Issues Filed: 8/13/2008
	Intervenors' Reply Brief in Support of Inadmissibility of Investors' Negligence Filed: 8/13/2008
	Order Granting ODS' application for an extension of time to respond Filed: 8/12/2008
	ODS' Application for Extension of Time to Respond Filed: 8/11/2008

Moreno, Christopher Raymond [CRD 4032652]
	Notice of Hearing [9/17/08 @ 11:00 a.m.] on Application for Order Enforcing Administrative Order Filed: 8/11/2008

Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
	Order Authorizing Settlement and/or Compromise of Claim Filed: 8/8/2008
	Order Authorizing Interim Payment of Attorney Fees Filed: 8/8/2008
	Order Granting Receiver's Application for Authority to make Second Distribution to Claimants/Creditors Filed: 8/8/2008

Wallen, Richard
	Order Barring from Association with a Broker-Dealer and/or Investment Adviser Filed: 8/6/2008

Premier Cards, Inc., Michael J. Burns, Timothy Harris, Paul Bentley, Templeton Placement Servic
	Order to Cease and Desist Filed: 8/4/2008

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Intervenor's Brief on Admissibility of Investors' Negligence Filed: 8/1/2008
	ODS' Memorandum Concerning Discovery Issues Filed: 8/1/2008
	Defendants' Brief in Support of Outstanding Discovery Issues Filed: 8/1/2008

Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
	Civil Motion Docket for 8/8/08 Filed: 8/1/2008

POSA, LLC/Nexstar Communications, LLC, Joyce Marie Baldus, James Bowling, and Bernard C. Malcui
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Recommendation for Order to Cease and Desist [James Bowling] Filed: 7/31/2008
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Recommendation for Order to Cease and Desist [Bernard C. Malcuit] Filed: 7/31/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Entry of Appearance [Kenneth A. Tillotson for Conservator, Thomas H. Moran II] Filed: 7/29/2008
	Motion to Withdraw of Wendy P. Higgins Filed: 7/29/2008

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Order Extending Briefing Deadlines regarding Discovery Issues and Rescheduling related Hearing Filed: 7/29/2008

POSA, LLC/Nexstar Communications, LLC, Joyce Marie Baldus, James Bowling, and Bernard C. Malcui
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Recommendation for Order to Cease and Desist [Joyce Marie Baldus] Filed: 7/29/2008

Embassy Investments & Securities, Inc. and Broadous, Timothy O.
	Order Establishing Procedue to Notiify Investors to make Claims [CJ-08-572] Filed: 7/28/2008

Jason F. Jacobs dba Financial Planning Group
	Agreement/Order Filed: 7/28/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Order Granting Attorney's fees for May 2008 Filed: 7/25/2008
	Order Granting Conservator's Report and Conservator's Fees and Expenses for May 2008 Filed: 7/25/2008

Precious Oro Resources, LLC, Thomas R. Ezell, Nolan V. Harris, TMP Metals, LLC, Don Lynn Nunnal
	Agreed Second Amended Temporary Restraining Order, Order Freezing Assets, and Order for Accounting Filed: 7/25/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Conservator's Report for June 2008 Filed: 7/23/2008
	Notice of Hearing [8/22/08 @ 9:00 a.m.] on Application for Conservator's Fees and Expenses for June 2008 and Application for Attorney�s Fees for June 2008 Filed: 7/23/2008

Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
	Notice of Hearing [8/8/08 @ 1:30 p.m.] Filed: 7/22/2008

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Defendants' Application for Extension of Briefing Deadlines regarding Discovery Issues and to Reschedule Related Hearing Filed: 7/18/2008

Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
	Receiver's Application for Approval to Compromise or Settle Claim Filed: 7/18/2008

Waddell & Reed, Inc., Lonnie Brown, and John K. Maloney
	Agreement/Order Filed: 7/18/2008

Raglin Industries, Inc., Raglin Industries, LLC, Phillip Levaughn Raglin, and Joseph Daniel Lay
	Final Order, Judgment and Permanent Injunction against Raglin Industries, LLC and Phillip Levaughn Raglin Filed: 7/17/2008

Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
	Receiver's Application for Authority to make Second Distribution to Claimants/Creditors Filed: 7/16/2008
	Receiver's Accounting for June 2008 Filed: 7/14/2008
	Receiver's Application for Authority to Pay Interim Attorney Fees for January 1, 2008 through June 30, 2008 Filed: 7/10/2008

Timothy Broadous, Embassy Ventures, Ltd., Embassy Investments & Securities, Inc., Sheri Broadou
	ODS' Application to Establish Procedure to Notify Investors to Make Claims Filed: 7/8/2008

Earthly Mineral Solutions, Inc., Natural Mineral Processing Company, Roy D. Higgs, Frank L. Sch
	Petition for Permanent Injunction and other Equitable Relief against Monarch Visual Solutions, Inc. and Mark I. Ruttenberg [CJ-08-6116] Filed: 7/7/2008

Express Financial Investment Network, Inc.
	Order Initiating Investigation Filed: 7/7/2008

Premier Cards, Inc., Michael J. Burns, Timothy Harris, Paul Bentley, Templeton Placement Servic
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation Filed: 7/1/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Order Approving Conservator's Report and Conservator's Fees and Expenses for April 2008 Filed: 6/27/2008
	Order Granting Attorney�s for April 2008 Filed: 6/27/2008

Jason F. Jacobs dba Financial Planning Group
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation Filed: 6/27/2008

Raglin Industries, Inc., Raglin Industries, LLC, Phillip Levaughn Raglin, and Joseph Daniel Lay
	Answer to ODS' First Amendment to Petition for Permanent Injunction and other Equitable Relief [BMI Construction Co., LLC] Filed: 6/27/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Notice of Hearing [7/25/08 @ 9:00 a.m.] on Application for Conservator's Fees and Expenses for May 2008 and Application for Attorney�s Fees for May 2008 Filed: 6/26/2008
	Conservator�s Report for May 2008 Filed: 6/26/2008

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Defendants' Reply to ODS' Response to Defendants' Motion for Partial Summary Judgment Filed: 6/25/2008

Precious Oro Resources, LLC, Thomas R. Ezell, Nolan V. Harris, TMP Metals, LLC, Don Lynn Nunnal
	Agreed Amended Temporary Restraining Order, Order Freezing Assets, and Order for Accounting Filed: 6/20/2008

Barry Pollard and Roxanne Pollard
	ODS' Response to Petitioners' Brief in Chief Filed: 6/19/2008

Waddell & Reed, Inc., Lonnie Brown, and John K. Maloney
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation Filed: 6/19/2008

Wallen, Richard
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation Filed: 6/19/2008

Precious Oro Resources, LLC, Thomas R. Ezell, Nolan V. Harris, TMP Metals, LLC, Don Lynn Nunnal
	Declaration of Not Found (Due and Diligent Search) [Eduwiges Baeze] Filed: 6/16/2008
	Affidavit of Service [Tmp Metals, LLC Registered Agent] Filed: 6/16/2008

Raglin Industries, Inc., Raglin Industries, LLC, Phillip Levaughn Raglin, and Joseph Daniel Lay
	Notice of Hearing [7/17/08 @ 1:30 p.m.] on Motion for Default Judgment Filed: 6/16/2008
	Motion for Default Judgment Filed: 6/11/2008

Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
	Receiver's Accounting for May 2008 Filed: 6/10/2008

Stock-to-Cash Program, Emerging Money Corp., Alexander Capital Markets, LLC, HedgeLender, LLC,
	Agreement relating to Activities of Emerging Money Corp. Filed: 6/9/2008

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	ODS' Response to Defendants' Motion for Summary Judgment Filed: 6/6/2008

Precious Oro Resources, LLC, Thomas R. Ezell, Nolan V. Harris, TMP Metals, LLC, Don Lynn Nunnal
	Petition for Permanent Injunction and other Equitable Relief Filed: 6/5/2008
	Application for Temporary Restraining Order, Order Freezing Assets and Order for Accounting Filed: 6/5/2008
	Temporary Restraining Order, Order Freezing Assets and Order for Accounting Filed: 6/5/2008

Raglin Industries, Inc., Raglin Industries, LLC, Phillip Levaughn Raglin, and Joseph Daniel Lay
	Entry of Appearance [James C. Hodges and Shanann Pinkham Passley for BMI Construction Co., LLC] Filed: 5/28/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Conservator's Report for April 2008 Filed: 5/27/2008
	Notice of Hearing [6/27/08 @ 9:00 a.m.] on Application for Conservator's Fees and Expenses for April 2008, and Application for Attorney's Fees for April 2008 Filed: 5/27/2008
	Order Granting Attorney's Fees for March 2008 Filed: 5/23/2008
	Order Granting Conservator's Report and Conservator's Fees and Expenses for March 2008 Filed: 5/23/2008

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Defendants' Motion for Partial Summary Judgment Filed: 5/20/2008

Media Concepts, Inc.
	Order to Cease and Desist and Notice of Opportunity for Hearing Filed: 5/20/2008

Raglin Industries, Inc., Raglin Industries, LLC, Phillip Levaughn Raglin, and Joseph Daniel Lay
	First Amendment to Petition for Permanent Injunction and other Equitable Relief Filed: 5/20/2008

Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
	Order Granting Defendants' Motion for Leave to File Oversized Brief in Support of Motion for Partial Summary Judgment Filed: 5/19/2008
	Defendants' Motion for Leave to File Oversized Brief in Support of Motion for Partial Summary Judgment Filed: 5/16/2008

Barry Pollard and Roxanne Pollard
	ODS' Cross Designation of Record for Appeal from District Court re 105682 Filed: 5/15/2008

Moreno, Christopher Raymond [CRD 4032652]
	ODS' Application for Order Enforcing Administrative Order Filed: 5/8/2008
	Notice of Hearing [6/19/08 @ 1:30 p.m.] on ODS' Application for Order Enforcing Administrative Order Filed: 5/8/2008

Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
	Receiver's Accouning for April 2008 Filed: 5/5/2008

Prudential Securities, Inc.
	Order Closing Special Examination Filed: 5/2/2008

Premier Investment Advisory Services, Inc.
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation Filed: 5/1/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Conservator's Report for March 2008 Filed: 4/23/2008
	Notice of Hearing [5/23/08 @ 9:00 a.m.] on Interim Application for Order Approving Conservator's Fees and Expenses for March 2008, and Interim Application for Order Approving Attorney's Fees for March 2008 Filed: 4/23/2008

Trade Partners Inc, TPI Mgmt LLC, Trade LLC, T.J. Smith, C Zmudka, Sojkara LLC, Sojkara ISP Ind
	Order Accelerating Deferred Sentence Filed: 4/16/2008
	Order Exonerating Bond [$1,000] Filed: 4/16/2008
	Order Exonerating Bond [$500] Filed: 4/16/2008

Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
	Receiver's Accounting for March 2008 Filed: 4/8/2008

Well Off Network
	Notice of Service on the Administrator and Affidavit of Compliance/Notice of Opportunity for Hearing on Enforcement Division Recommendation Filed: 4/6/2008

American Liberty Insurance & Financial Services, LightHouse Marketing, Inc., and Travis Ray Win
	Order Approving Designated Claim Amounts and Pro-Rata Distribution to Investors Filed: 4/4/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Conservator's Report for February 2008 Filed: 3/26/2008
	Notice of Hearing [5/2/08 @ 9:00 a.m.] on Interim Application for Order Approving Conservator's Fees and Expenses for February 2008, and Interim Application for Order Approving Attorney's Fees for February 2008 Filed: 3/26/2008

Timothy Broadous, Embassy Ventures, Ltd., Embassy Investments & Securities, Inc., Sheri Broadou
	Answer [CJ-08-572] Filed: 3/26/2008

Trade Partners Inc, TPI Mgmt LLC, Trade LLC, T.J. Smith, C Zmudka, Sojkara LLC, Sojkara ISP Ind
	ODS' Response to Motion to Dismiss Application to Accelerate Deferred Sentence and Supporting Brief Filed: 3/25/2008

Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
	Receiver's Accounting for February 2008 Filed: 3/18/2008
	Order Filed: 3/14/2008

Trade Partners Inc, TPI Mgmt LLC, Trade LLC, T.J. Smith, C Zmudka, Sojkara LLC, Sojkara ISP Ind
	Defendant's Motion to Strike or Reset Hearing Date on Application to Accelerate Deferred Sentence [Hearing reset for 4/1/08 @ 9:00 a.m.] Filed: 3/11/2008
	Defendant's Motion to Dismiss Application to Accelerate Deferred Sentence and Supporting Brief Filed: 3/11/2008
	Defendant's Motion to Amend Final Order, Judgment and Permanent Injunction Filed: 3/11/2008

American Liberty Insurance & Financial Services, LightHouse Marketing, Inc., and Travis Ray Win
	Report of ODS and Motion for Approval of Designated Claim Amounts and Pro-Rata Distribution to Investors Filed: 3/10/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Order Approving Conservator's Report and Granting Interim Application for Order Approving Conservator's Fees and Expenses for December 2007 Filed: 3/7/2008

Airgonomics, Inc.
	Final Order, Judgment and Permanent Injunction against Airgonomics, Inc. and Mark A. Wingo Filed: 3/7/2008
	Stipulation and Consent to Final Order against Airgonomics, Inc. and Mark A. Wingo Filed: 3/7/2008

Maier Resources, Inc., and Johnny Ray Maier aka John Ray Maier, and the Estate of Johnny Ray Ma
	Order of Dismissal and Dissolution of Receivership Filed: 3/7/2008
	Report of Receiver Filed: 3/7/2008

Trade Partners Inc, TPI Mgmt LLC, Trade LLC, T.J. Smith, C Zmudka, Sojkara LLC, Sojkara ISP Ind
	ODS' Application to Accelerate Deferred Sentence against Clyde Edward Elkins Filed: 2/27/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Notice of Hearing [3/28/08 @ 9:00 a.m.] on Interim Application for Order Approving Conservator's Fees and Expenses for January 2008 Filed: 2/26/2008
	Notice of Hearing [3/28/08 @ 9:00 a.m.] on Interim Application for Order Approving Attorney's Fees for January 2008 Filed: 2/26/2008
	Conservator's Report for January 2008 Filed: 2/26/2008

Moreno, Christopher Raymond [CRD 4032652]
	Order to Cease and Desist/Agreement Filed: 2/25/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Order Approving Conservator's Report and Granting Interim Application for Order Approving Conservator's Fees and Expenses for November 2007 Filed: 2/22/2008
	Order Granting Interim Application for Order Approving Attorney's Fees for December 2007 Filed: 2/22/2008

Raglin Industries, Inc., Raglin Industries, LLC, Phillip Levaughn Raglin, and Joseph Daniel Lay
	Final Order, Judgment and Permanent Injunction; Stipulation and Consent to Final Order for Joseph Layne Filed: 2/21/2008

American Liberty Insurance & Financial Services, LightHouse Marketing, Inc., and Travis Ray Win
	Order of Repayment to Investors by Defendants Filed: 2/20/2008

Barry Pollard and Roxanne Pollard
	Order Granting Defendants' Motion to Certify Questions for Immediate Interlocutory Appeal and Motion to Stay Filed: 2/20/2008

Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
	Notice of Hearing [3/14/08 @ 1:30 p.m.] on ODS' Motion to Settle Journal Entry Filed: 2/19/2008

Legacy Wealth Management, LLC and Jasper E. Biddy
	First Amendment to Agreement Filed: 2/14/2008

enTerra Energy, LLC, David G. Rose, David G. Rose dba Energy Associates, Robert P. Malone, Rich
	Final Order and Judgment against Brian C. Rose Filed: 2/12/2008

Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
	Receiver's Accounting for January 2008 Filed: 2/11/2008
	Motion to Settle Journal Entry Filed: 2/8/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Conservator's Report for December 2007 Filed: 2/6/2008
	Notice of Hearing [3/7/08 @ 9:00 a.m.] on Interim Application for Order Approving Conservator's Fees and Expenses for December 2007 Filed: 2/6/2008

Barry Pollard and Roxanne Pollard
	Barry and Roxanne Pollards' Reply to ODS' Response to Defendants' Motion to Certify Questions for Immediate Interlocutory Appeal and Motion to Stay and Brief in Support Filed: 1/29/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Order granting Application to Withdraw of Leslie L. Lynch Filed: 1/25/2008
	Order Granting Interim Application for Order Approving Attorney's Fees for November 2007 Filed: 1/25/2008
	Conservator's Report for November 2007 Filed: 1/24/2008
	Interim Application for Order Approving Conservator's Fees and Expenses for November 2007 Filed: 1/24/2008
	Notice of Hearing [2/22/08 @ 9:00 a.m.] on Interim Application for Order Approving Attorney's Fees for December 2007 Filed: 1/24/2008
	Application to withdraw of Leslie L. Lynch Filed: 1/22/2008

Airgonomics, Inc.
	Order Filed: 1/22/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Entry of Appearance [Wendy P. Higgins] Filed: 1/18/2008

Airgonomics, Inc.
	Defendants' Motion to Release Vehicle of Temporary Restraining Order Filed: 1/18/2008

Timothy Broadous, Embassy Ventures, Ltd., Embassy Investments & Securities, Inc., Sheri Broadou
	Petition [CJ-08-572] Filed: 1/18/2008

Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
	Receiver's Accounting for December 2007 Filed: 1/16/2008

Barry Pollard and Roxanne Pollard
	Barry and Roxanne Pollards' Motion to Certify Questions for Immediate Interlocutory Appeal and Motion to Stay and Brief in Support Filed: 1/14/2008
	Substitution of Counsel Filed: 1/14/2008

Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
	Order Approving Conservator's Report and Granting Interim Application for Order Approving Conservator's Fees and Expenses for September 2007 Filed: 1/11/2008
	Order Approving Conservator's Report and Granting Interim Application for Order Approving Conservator's Fees and Expenses for October 2007 Filed: 1/11/2008
	Order Granting Interim Application for Order Approving Attorney's Fees for October 2007 Filed: 1/11/2008

Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
	Receiver's Application for Authority to Pay Interim Attorneys Fees for June 16, 2007 through December 31, 2007 Filed: 1/11/2008

Airgonomics, Inc.
	Temporary Injunction Filed: 1/9/2008

Barry Pollard and Roxanne Pollard
	ODS' Response to Pollard's Motion to Reconsider and/or Vacate Order Granting Partial Summary Judgment dated November 18, 2007; Motion for New [Trial] and/or Motion to Clarify and Brief in Support Filed: 1/3/2008
	Order Granting AXA Equitable Life Insurance Company's Unopposed Motion to Extend Time to File Dispositive Motions Filed: 1/2/2008