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Barry Pollard and Roxanne Pollard
AXA Equitable Life Insurance Company’s Unopposed Motion to Extend Time to File Dispositive Motions
Filed: 12/28/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Supplement to Barry Pollard's Motion to Dismiss and Response to ODS' Response to Barry Pollard's Motion to Dismiss
Filed: 12/28/2007
Spelman & Co., Inc., William V. Harris, Michael C. Leipart, Frank G. McGuire III, and John H. N
Order w/Agreement relating to John H. Neely
Filed: 12/28/2007
Airgonomics, Inc.
Petition for Permanent Injunction and other Equitable Relief
Filed: 12/27/2007
Application for Temporary Restraining Order, Order Freezing Assets, Temporary Injunction and Order for Accounting
Filed: 12/27/2007
Temporary Restraining Order, Order Freezing Assets and Order for Accounting
Filed: 12/27/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Notice of Hearing [1/25/08 @ 9:00 a.m.] on Interim Application for Order Approving Attorney's Fees for November 2007
Filed: 12/26/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
ODS' Response to Barry Pollard's Motion to Dismiss
Filed: 12/19/2007
Barry Pollard and Roxanne Pollard
Pollards' Motion to Reconsider and/or Vacate Order Granting Partial Summary Judgment Dated November 18, 2007; Motion for New and/or Motion to Clarify and Brief in Support
Filed: 12/13/2007
Entry of Appearance [Amy G. Piedmont]
Filed: 12/13/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Receiver's Accounting for November 2007
Filed: 12/12/2007
Motion to Dismiss Application for Citation of Indirect Contempt against Barry Pollard
Filed: 12/10/2007
Spelman & Co., Inc., William V. Harris, Michael C. Leipart, Frank G. McGuire III, and John H. N
Order w/Agreement relating to Frank G. McGuire III
Filed: 12/7/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Notice of Hearing [1/11/08 @ 9:00 a.m.] on Interim Application for Order Approving Conservator's Fees and Expenses for October 2007
Filed: 12/6/2007
Conservator's Report for October 2007
Filed: 12/6/2007
Spelman & Co., Inc., William V. Harris, Michael C. Leipart, Frank G. McGuire III, and John H. N
Order w/Agreement relating to Michael C. Leipart
Filed: 12/6/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Order Granting Interim Application for Order Approving Attorney's Fees for September 2007
Filed: 12/3/2007
Notice of Hearing [1/11/08 @ 9:00 a.m.] on Interim Application for Order Approving Attorney's Fees for October 2007
Filed: 12/3/2007
Barry Pollard and Roxanne Pollard
Order Granting Partial Summary Judgment
Filed: 11/28/2007
Safe Harbor Financial, LLC
Order Initiating Investigation
Filed: 11/27/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Conservator's Report for September 2007
Filed: 11/26/2007
Notice of Hearing [1/11/08 @ 9:00 a.m.] on Interim Application for Order Approving Conservator's Fees and Expenses for September 2007
Filed: 11/26/2007
XXIst Century Group LLC, Sheldon Mitchell, Marlissa Camerer, and Kevin Blackburn
Final Order to Cease and Desist against Sheldon Mitchell
Filed: 11/26/2007
Final Order to Cease and Desist against XXIst Century Group, LLC, Marlissa Camerer, and Kevin Blackburn
Filed: 11/19/2007
American Liberty Insurance & Financial Services, LightHouse Marketing, Inc., and Travis Ray Win
Application to Establish Procedure to Notify Investors to make Claims
Filed: 11/15/2007
Order Establishing Procedure to Notify Investors to make Claims
Filed: 11/15/2007
Sunset Financial Group, Inc., et al.
Indictment [United States of America v. Grover Harold Phillips and Terry Hugh Mahon CR-07-299]
Filed: 11/14/2007
Earthly Mineral Solutions, Inc., Natural Mineral Processing Company, Roy D. Higgs, Frank L. Sch
Final Order, Judgment and Permanent Injunction [Heilaman and American Asset Mgmt. Co.]
Filed: 11/13/2007
Stipulation and Consent to Final Order [Heilaman and American Asset Mgmt. Co.]
Filed: 11/13/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Receiver's Accounting for October 2007
Filed: 11/6/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Order Granting Interim Application for Order Approving Attorney's Fees for August 2007
Filed: 11/2/2007
Order Approving Conservator's Report and Granting Interim Application for Order Approving Conservator's Fees and Expenses for August 2007
Filed: 11/2/2007
Order Approving Conservator's Report and Granting Interim Application for Order Approving Conservator's Fees and Expenses for July 2007
Filed: 11/2/2007
Order Approving Conservator's Report and Granting Interim Application for Order Approving Conservator's Fees and Expenses for tJune 2007
Filed: 11/2/2007
Barry Pollard and Roxanne Pollard
ODS' Response to Defendants' Motion for Summary Judgment
Filed: 10/31/2007
enTerra Energy, LLC, David G. Rose, David G. Rose dba Energy Associates, Robert P. Malone, Rich
Final Order and Judgment against Colin Purcell
Filed: 10/31/2007
Hickman Agency, Inc., Merl William Hickman Sr., Sarah L. Hickman, Merl William Hickman Jr.
Supplement to Order of Dismissal and Dissolution of Receivership
Filed: 10/31/2007
Barry Pollard and Roxanne Pollard
Entry of Appearance [Russell L. Mulinix]
Filed: 10/26/2007
Spelman & Co., Inc., William V. Harris, Michael C. Leipart, Frank G. McGuire III, and John H. N
Agreed Scheduling Order
Filed: 10/26/2007
Barry Pollard and Roxanne Pollard
Order [September 27, 2007 hearing]
Filed: 10/24/2007
ODS' Application for Extension of Time to Respond/Order Granting Extension of Time
Filed: 10/24/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Entry of Appearance [David G. Trojan & Matt J. Sedbrook; Shawn D. Fulkerson, Richard E. Parrish, & Carolie E. Rozell for Barry Pollard]
Filed: 10/19/2007
Raglin Industries, Inc., Raglin Industries, LLC, Phillip Levaughn Raglin, and Joseph Daniel Lay
Correction to Order Approving Report of ODS, Investor Claim Designations and Partial Distribution of Investors [Investor 70]
Filed: 10/18/2007
Correction to Order Approving Report of ODS, Investor Claim Designations and Partial Distribution of Investors [Investor 119]
Filed: 10/18/2007
ODS' Motion to Disallow Investor Claim Designation and Partial Distribution to Investor [Investor 186]
Filed: 10/18/2007
Grandpaw Dowd's Catfish, Inc.
Permanent Order to Cease and Desist/Agreement
Filed: 10/17/2007
Spelman & Co., Inc., William V. Harris, Michael C. Leipart, Frank G. McGuire III, and John H. N
Order Setting Hearing [2/19/08 @ 9:00 a.m.]
Filed: 10/17/2007
Barry Pollard and Roxanne Pollard
Pollards' Motion to Quash Subpoena Duces Tecum [Morley & Associates]
Filed: 10/16/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Receiver's Accounting for September 2007
Filed: 10/15/2007
Barry Pollard and Roxanne Pollard
Defendant Pollards’ Motion for Summary Judgment against the Oklahoma Department of Securities
Filed: 10/11/2007
Legacy Wealth Management, LLC and Jasper E. Biddy
Agreement, and Final Order
Filed: 10/10/2007
Barry Pollard and Roxanne Pollard
Defendant Pollards' Sur-Reply to the Department's Reply to the Pollards' Response to the Department's Motion for Summary Judgment
Filed: 10/8/2007
XXIst Century Group LLC, Sheldon Mitchell, Marlissa Camerer, and Kevin Blackburn
Notice of Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing
Filed: 10/5/2007
enTerra Energy, LLC, David G. Rose, David G. Rose dba Energy Associates, Robert P. Malone, Rich
Final Order and Judgment against Gary S. Tarbis
Filed: 10/4/2007
Raglin Industries, Inc., Raglin Industries, LLC, Phillip Levaughn Raglin, and Joseph Daniel Lay
Order Approving Report of ODS, Investor Claim Designations and Partial Distribution to Investors
Filed: 10/4/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Notice of Hearing [11/2/07 @ 9:00 a.m.] on Interim Application for Order Approving Attorney's Fees for August 2007
Filed: 10/3/2007
Conservator's Report for August 2007
Filed: 10/3/2007
Notice of Hearing [11/2/07 @ 9:00 a.m.] on Interim Application for Order Approving Conservator's Fees and Expenses for August 2007
Filed: 10/3/2007
Conservator's Report for July 2007
Filed: 10/3/2007
Notice of Hearing [11/2/07 @ 9:00 a.m.] on Interim Application for Order Approving Conservator's Fees and Expenses for July 2007
Filed: 10/3/2007
Notice of Hearing [11/2/07 @ 9:00 a.m.] on Interim Application for Order Approving Conservator's Fees and Expenses for June 2007
Filed: 10/3/2007
Conservator's Report for June 2007
Filed: 10/3/2007
Order Granting Interim Application for Order Approving Attorney's Fees for June 2007
Filed: 9/28/2007
Order Granting Interim Application for Order Approving Attorney's Fees for July 2007
Filed: 9/28/2007
enTerra Energy, LLC, David G. Rose, David G. Rose dba Energy Associates, Robert P. Malone, Rich
Final Order, Judgment and Permanent Injunction
Filed: 9/28/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Notice of Hearing [10/12/07 @ 1:30 p.m.] on Application of Receiver to Approve Sale of Property
Filed: 9/27/2007
Barry Pollard and Roxanne Pollard
Pollards' Motion to Strike ODS' Reply or Alternatively Combined Motion to Continue Hearing on ODS' Motion for Summary Judgment and Motion for Leave to File a Sur-Reply
Filed: 9/26/2007
Foxborough Funding LLC
Order Initiating Investigation
Filed: 9/25/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Application of Receiver to Approve Sale of Property [lot 10]
Filed: 9/24/2007
Barry Pollard and Roxanne Pollard
ODS' Reply to Defendants' Response to Motion for Summary Judgment
Filed: 9/20/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Citation of Contempt [Barry Pollard]
Filed: 9/14/2007
Legacy Wealth Management, LLC and Jasper E. Biddy
Order Continuing Hearing [indefinite date]
Filed: 9/13/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Claimants' Opposition to Plaintiff's Objection to Distribution Amounts and Receiver's Plan of Distribution and Request to Equalize Recovery
Filed: 9/12/2007
Hammill, Richard Craig
Order/Agreement
Filed: 9/11/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
ODS' Application for Citation of Indirect Contempt against Barry Pollard
Filed: 9/11/2007
Receiver's Accounting for August 2007
Filed: 9/10/2007
Legacy Wealth Management, LLC and Jasper E. Biddy
Order Denying Motion and Continue Hearing
Filed: 9/6/2007
Order Setting Hearing and Notice of Hearing [9/13/07 @ 10:00 a.m.]
Filed: 9/6/2007
Raglin Industries, Inc., Raglin Industries, LLC, Phillip Levaughn Raglin, and Joseph Daniel Lay
Order sustaining motion of Toyota Motor Credit Corp.
Filed: 9/6/2007
Barry Pollard and Roxanne Pollard
Agreed Order dated 8/31/07
Filed: 8/31/2007
American Liberty Insurance & Financial Services, LightHouse Marketing, Inc., and Travis Ray Win
Final Order, Judgment and Permanent Injunction
Filed: 8/30/2007
Defendants’ Stipulation and Consent to Final Order
Filed: 8/30/2007
Mesa Advertising and Jean-Paul Mesa
Agreement, and Cease and Desist Order
Filed: 8/30/2007
Spelman & Co., Inc.
Order/Agreement
Filed: 8/29/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
ODS' Objection to Distribution Amounts in Receiver's Plan of Distribution and Request to Equalize Recovery
Filed: 8/28/2007
Jon B. Wallis, Ronald Chirstopher Kaufman, and Devonshire Small Cap Growth Fund LLP
Order Initiating Investigation
Filed: 8/27/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Receiver's Amended Application for Approval of Recommendations for Allowance and/or Rejection of Claims and Authorization for Distribution
Filed: 8/27/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Notice of Hearing [9/28/07 @ 9:00 a.m.] on Interim Application for Order Approving Attorney's Fees for June 2007
Filed: 8/23/2007
Notice of Hearing [9/28/07 @ 9:00 a.m.] on Interim Application for Order Approving Attorney's Fees for July 2007
Filed: 8/23/2007
Barry Pollard and Roxanne Pollard
ODS' Reply to Defendants' Response to the Motion to Strike Affidavit of David Morley
Filed: 8/23/2007
Raglin Industries, Inc., Raglin Industries, LLC, Phillip Levaughn Raglin, and Joseph Daniel Lay
ODS' Report and Motion for Approval of Investor Claim Designations and Partial Distribution to Investors
Filed: 8/22/2007
Barry Pollard and Roxanne Pollard
Notice of Hearings
Filed: 8/21/2007
ODS' Rejection of Offer of Judgment
Filed: 8/21/2007
Pollards' Offer of Judgment
Filed: 8/17/2007
Raglin Industries, Inc., Raglin Industries, LLC, Phillip Levaughn Raglin, and Joseph Daniel Lay
Motion of Toyota Motor Credit Corp. for Relief from Injunction
Filed: 8/17/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Receiver's Accounting for July 2007
Filed: 8/17/2007
Oilfield Resources, Inc. and Larry R. McDaniel
Notice of Intent to Dismiss for Lack of Prosecution
Filed: 8/13/2007
Barry Pollard and Roxanne Pollard
ODS' Motion to Vacate Agreed Protective Order
Filed: 8/10/2007
Legacy Wealth Management, LLC and Jasper E. Biddy
Order Setting Hearing on Second Summary Order
Filed: 8/8/2007
Entry of Appearance [Patricia Labarthe]
Filed: 8/6/2007
Trade Partners Inc, TPI Mgmt LLC, Trade LLC, T.J. Smith, C Zmudka, Sojkara LLC, Sojkara ISP Ind
Summary of Facts Upon Plea of Guilty to Indirect Contempt [Elkins]
Filed: 8/3/2007
Stipulation and Consent to Final Order [Elkins]
Filed: 8/3/2007
Final Order, Judgment and Permanent Injunction for Elkins and Associates Inc. and Clyde Edward Elkins
Filed: 8/3/2007
Spelman & Co., Inc., William V. Harris, Michael C. Leipart, Frank G. McGuire III, and John H. N
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation
Filed: 7/31/2007
Legacy Wealth Management, LLC and Jasper E. Biddy
Respondents' Objection to Second Summary Order Suspending Registrations and Request for Immediate Hearing
Filed: 7/27/2007
Motor Millions, LLC, Dean Graziosi, Robin Trainor, Blake Wright, and John Phelps
Order to Cease and Desist
Filed: 7/27/2007
American Liberty Insurance & Financial Services, LightHouse Marketing, Inc., and Travis Ray Win
Order Modifying Temporary Restraining Order, Order Freezing Assets and Order for Accounting
Filed: 7/24/2007
Joint Application to Modify Temporary Restraining Order, Order Freezing Assets and Order for Accounting
Filed: 7/24/2007
Defendants' Answer to ODS' Petition
Filed: 7/24/2007
Thomas Weisel Partners, LLC
Administrative Consent Order
Filed: 7/24/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Order Granting Interim Application for Order Approving Attorney's Fees for May 2007
Filed: 7/23/2007
Order Approving Conservator's Report and Granting Interim Application for Order Approving Conservator's Fees and Expenses for May 2007
Filed: 7/23/2007
Order Approving Conservator's Report and Granting Interim Application for Order Approving Conservator's Fees and Expenses for April 2007
Filed: 7/23/2007
Legacy Wealth Management, LLC and Jasper E. Biddy
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Recommendation; Second Summary Order Suspending Registrations
Filed: 7/23/2007
Barry Pollard and Roxanne Pollard
ODS' Second Motion to Set Scheduling Conference
Filed: 7/19/2007
Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
Intervenors' Motion to Enter
Filed: 7/18/2007
Barry Pollard and Roxanne Pollard
AXA's Answer to Amended Third Party Petition
Filed: 7/17/2007
American Liberty Insurance & Financial Services, LightHouse Marketing, Inc., and Travis Ray Win
Amended Entry of Appearance with Reservation of Time [James O. Goodwin counsel for Travis Winnett]
Filed: 7/13/2007
Barry Pollard and Roxanne Pollard
Order
Filed: 7/13/2007
Pollards' Response to ODS' Motion to Strike the Affidavit of David Morley
Filed: 7/10/2007
Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
Defendants' Answer to Petition in Intervention
Filed: 7/9/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Receiver's Accounting for June 2007
Filed: 7/9/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Conservator’s Report for May 2007
Filed: 7/6/2007
Conservator’s Report for April 2007
Filed: 7/6/2007
Notice of Hearing [7/20/07 @ 9:00 a.m.] on Interim Application for Order Approving Conservator's Fees and Expenses for May 2007
Filed: 7/6/2007
Notice of Hearing [7/20/07 @ 9:00 a.m.] on Interim Application for Order Approving Conservator's Fees and Expenses for April 2007
Filed: 7/6/2007
Notice of Hearing [7/20/07 @ 9:00 a.m.] on Interim Application for Order Approving Attorney’s Fees for May 2007
Filed: 7/6/2007
Legacy Wealth Management, LLC and Jasper E. Biddy
Order Reinstating Registrations
Filed: 7/3/2007
enTerra Energy, LLC, David G. Rose, David G. Rose dba Energy Associates, Robert P. Malone, Rich
Default Judgment against Richard D. Martin
Filed: 7/2/2007
Default Judgment against Robert P. Malone
Filed: 7/2/2007
Hammill, Richard Craig
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation
Filed: 6/30/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Order Granting Interim Application for Order Approving Attorney's Fees for April 2007
Filed: 6/29/2007
American Liberty Insurance & Financial Services, LightHouse Marketing, Inc., and Travis Ray Win
Temporary Restraining Order, Order Freezing Assets and Order for Accounting
Filed: 6/29/2007
Petition for Permanent Injunction and other Equitable Relief
Filed: 6/28/2007
Application for Temporary Restraining Order, Order Freezing Assets and Order for Accounting
Filed: 6/28/2007
American Finance Investments, Inc. and Christopher F. Venti
Final Order to Cease and Desist
Filed: 6/25/2007
Cards-R-Us, Ltd., Paul Blair, Luis Alcala, Bob Kelton, Mike Nash, and Keith Brooks
Order to Cease and Desist
Filed: 6/25/2007
Barry Pollard and Roxanne Pollard
Order sustained on Plaintiff’s Motion to Strike Defendants’ Amended Petition adding Third-Party Defendants
Filed: 6/22/2007
ODS’ Motion to Strike Affidavit of David Morley
Filed: 6/22/2007
enTerra Energy, LLC, David G. Rose, David G. Rose dba Energy Associates, Robert P. Malone, Rich
Answer of Defendant Brian C. Rose
Filed: 6/22/2007
Answer of Defendant Colin Purcell
Filed: 6/22/2007
Hentges, Michael E.
Agreed Order Barring from Association with a Broker-Dealer and/or Investment Adviser
Filed: 6/21/2007
enTerra Energy, LLC, David G. Rose, David G. Rose dba Energy Associates, Robert P. Malone, Rich
Amended Answer of Defendants [filed by D. Michael O'Neil]
Filed: 6/19/2007
Motor Millions, LLC, Dean Graziosi, Robin Trainor, Blake Wright, and John Phelps
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation
Filed: 6/19/2007
Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
Intervenors' Petition In Intervention
Filed: 6/18/2007
Order Granting Intervenors' Motion to Intervene
Filed: 6/18/2007
enTerra Energy, LLC, David G. Rose, David G. Rose dba Energy Associates, Robert P. Malone, Rich
Answer of Defendants [filed by D. Michael O'Neil]
Filed: 6/14/2007
Steven J. Devries and Chrema Formula, Inc.
Order Initiating Investigation
Filed: 6/11/2007
enTerra Energy, LLC, David G. Rose, David G. Rose dba Energy Associates, Robert P. Malone, Rich
Appearance of Counsel [D. Michael O'Neil]
Filed: 6/8/2007
Appearance of Counsel [Bill Powell Guest]
Filed: 6/8/2007
Reservation of Time of Defendants Colin Purcell, and Brian C. Rose
Filed: 6/8/2007
Raglin Industries, Inc., Raglin Industries, LLC, Phillip Levaughn Raglin, and Joseph Daniel Lay
Order for Return of Funds
Filed: 6/8/2007
Barry Pollard and Roxanne Pollard
AXA Equitable’s Reply to the Pollards’ Response to Motion to Dismiss Breach of Contract Claim and Request for Reconsideration of Re-Newed Motion to Compel Arbitration of Claims against AXA Equitable
Filed: 6/7/2007
Wachovia Capital Markets, LLC
Administrative Consent Order
Filed: 6/6/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Receiver's Accounting for May 2007
Filed: 6/5/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Notice of Hearing [6/29/07 @ 9:00 a.m.] on Interim Application for Order Approving Attorney’s Fees for April 2007
Filed: 5/29/2007
Barry Pollard and Roxanne Pollard
Pollards' Response to AXA Equitable Life Insurance Company's Motion to Dismiss Breach of Contract Claim and Request for Reconsideration of Re-Newed Motion to Compel Arbitration of Claims against AXA Equitable
Filed: 5/29/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Order Approving Conservator's Report and Granting Interim Application for Order Approving Conservator's Fees and Expenses for March 2007
Filed: 5/25/2007
Order Approving Conservator's Report and Granting Interim Application for Order Approving Conservator's Fees and Expenses for February 2007
Filed: 5/25/2007
Order Approving Conservator's Report and Granting Interim Application for Order Approving Conservator's Fees and Expenses for January 2007
Filed: 5/25/2007
Order Granting Interim Application for Order Approving Attorney's Fees for March 2007
Filed: 5/25/2007
Legacy Wealth Management, LLC and Jasper E. Biddy
Summary Order Suspending Registrations
Filed: 5/25/2007
Cards-R-Us, Ltd., Paul Blair, Luis Alcala, Bob Kelton, Mike Nash, and Keith Brooks
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation
Filed: 5/23/2007
enTerra Energy, LLC, David G. Rose, David G. Rose dba Energy Associates, Robert P. Malone, Rich
Appearances of Counsel for Defendants [Bruce W. Day & Bill Powell Guest]
Filed: 5/23/2007
Reservation of Time of Defendants
Filed: 5/23/2007
Barry Pollard and Roxanne Pollard
Agreed Order
Filed: 5/22/2007
ODS’ Reply to Defendant’s Response to Motion to Strike Defendants’ Amended Petition adding Third-Party Defendants
Filed: 5/16/2007
enTerra Energy, LLC, David G. Rose, David G. Rose dba Energy Associates, Robert P. Malone, Rich
Answer of Gary S. Tarbis
Filed: 5/16/2007
Raglin Industries, Inc., Raglin Industries, LLC, Phillip Levaughn Raglin, and Joseph Daniel Lay
Notice of Hearing [6/8/07 @ 9:30 a.m.] on ODS’ Motion for Return of Funds
Filed: 5/16/2007
Barry Pollard and Roxanne Pollard
Pollards' Response to ODS' Motion for Summary Judgment
Filed: 5/15/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Receiver's Accounting for April 2007
Filed: 5/10/2007
Barry Pollard and Roxanne Pollard
Notice of Hearing [6/14/07 @ 1:30 p.m.] on AXA Equitable Life Insurance Company's Motion to Dismiss Breach of Contract Claim and for Reconsideration of Motion to Compel Arbitration
Filed: 5/9/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Notice of Assignment of Claim [Barry and Roxanne Pollard]
Filed: 5/8/2007
American Finance Investments, Inc. and Christopher F. Venti
Notice of Service on the Administrator and Affidavit of Compliance; and Order to Cease and Desist and Notice of Opportunity for Hearing
Filed: 5/4/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Conservator’s Report for March 2007
Filed: 5/2/2007
Notice of Hearing [5/25/07 @ 9:00 a.m.] on Interim Application for Order Approving Conservator's Fees and Expenses for March 2007
Filed: 5/2/2007
Barry Pollard and Roxanne Pollard
Pollards’ Response to ODS’ Motion to Strike Pollards’ Amended Petition Adding Third-Party Defendants
Filed: 5/1/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Civil Motion Docket for May 11, 2007, @ 1:30 p.m.
Filed: 5/1/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Conservator’s Report for February 2007
Filed: 4/30/2007
Notice of Hearing [5/25/07 @ 9:00 a.m.] on Interim Application for Order Approving Conservator's Fees and Expenses for February 2007
Filed: 4/30/2007
Your Choice and Jeff A. Richards
Order to Cease and Desist
Filed: 4/30/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Conservator’s Report for January 2007
Filed: 4/26/2007
Notice of Hearing [5/25/07 @ 9:00 a.m.] Interim Application for Order Approving Conservator's Fees and Expenses for January 2007
Filed: 4/26/2007
Notice of Hearing [5/25/07 @ 9:00 a.m.] Interim Application for Order Approving Attorney’s Fees for March 2007
Filed: 4/26/2007
Barry Pollard and Roxanne Pollard
Notice of Hearing [5/24/07 @ 1:30 p.m.] on Plaintiff's Motion to Strike Defendants' Amended Petition adding Third-Party Defendants
Filed: 4/26/2007
enTerra Energy, LLC, David G. Rose, David G. Rose dba Energy Associates, Robert P. Malone, Rich
Appearance of Counsel for Defendant Gary S. Tarbis [Bruce W. Day and Bill Powell Guest]
Filed: 4/26/2007
Entry of Appearance of Defendant Gary S. Tarbis
Filed: 4/26/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Notice of Hearing [5/11/07 @ 1:30 p.m.] on Application of Receiver for Approval of Auction Contracts and Sale of Property
Filed: 4/26/2007
Application of Receiver for Approval of Auction Contracts and Sale of Property
Filed: 4/25/2007
Dismissal with Prejudice as to Intervener Richard LeBoeuf
Filed: 4/25/2007
Earthly Mineral Solutions, Inc., Natural Mineral Processing Company, Roy D. Higgs, Frank L. Sch
Defendants' Answer
Filed: 4/23/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Civil Motion Docket for May 11, 2007, @ 2:30 p.m.
Filed: 4/23/2007
Barry Pollard and Roxanne Pollard
Third Party Defendants' Response in Support of Plaintiff's Motion to Strike Defendants' Amended Petition
Filed: 4/19/2007
Nu Gospel Records, Pocket Pay Solutions, and DeAngelo C. Spotwood
Final Order to Cease and Desist
Filed: 4/19/2007
Barry Pollard and Roxanne Pollard
Order Granting Unopposed Application to Extend Time to Answer or otherwise Respond to Amended Petition [Third Party Defendants]
Filed: 4/18/2007
Third Party Defendants' Unopposed Application to Extend Time to Answer or otherwise Respond to Amended Petition
Filed: 4/18/2007
Sunset Financial Group, Inc., et al.
Notice of Hearing [5/17/07 @ 1:30 p.m.] on Receiver's Application for Allowance of Compensation and Reimbursement of Expenses
Filed: 4/18/2007
Receiver's Application to Establish Claims Procedure w/Order Establishing Claims Procedure
Filed: 4/18/2007
Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
Intervenors' Motion to Settle Journal Entry
Filed: 4/17/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Order Granting Interim Application for Order Approving Attorney's Fees for February 2007
Filed: 4/13/2007
Barry Pollard and Roxanne Pollard
ODS’ Motion to Strike Defendants’ Amended Petition adding Third-Party Defendants Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson and John Tom Anderson
Filed: 4/13/2007
Agreed Order
Filed: 4/13/2007
Amended Third Party Petition
Filed: 4/9/2007
Your Choice and Jeff A. Richards
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation
Filed: 4/6/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Application of Receiver for Approval to Compromise or Settle Claim
Filed: 4/5/2007
Receiver's Accounting for March 2007
Filed: 4/4/2007
Richard Schubert's Objection to Receiver's Recommendation
Filed: 4/4/2007
Earthly Mineral Solutions, Inc., Natural Mineral Processing Company, Roy D. Higgs, Frank L. Sch
Entry of Appearance [Kirk D. Fredrickson]
Filed: 4/2/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Civil Motion Docket for April 13, 2007
Filed: 4/2/2007
Trade Partners Inc, TPI Mgmt LLC, Trade LLC, T.J. Smith, C Zmudka, Sojkara LLC, Sojkara ISP Ind
Response of Eddie Elkins to Application of Indirect Contempt
Filed: 4/2/2007
Entry of Appearance [Kirk D. Fredrickson]
Filed: 4/2/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Order Granting Interim Application for Order Approving Attorney's Fees for January 2007
Filed: 3/30/2007
Barry Pollard and Roxanne Pollard
ODS' Motion for Summary Judgment against Barry and Roxanne Pollard and Brief in Support
Filed: 3/29/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Notice of Hearing [4/13/07 @ 9:00 a.m.] Interim Application for Order Approving Attorney’s Fees for February 2007
Filed: 3/27/2007
Barry Pollard and Roxanne Pollard
Third Party Defendants' Reply to Response to AXA Equitable Life Insurance Company's Renewed Motion to Compel Arbitration
Filed: 3/22/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Notice of Hearing [4/13/07 @ 1:30 p.m.] on Receiver's application for approval to compromise or settle judgment debt
Filed: 3/21/2007
Hughes, Dell Raymond
Agreement
Filed: 3/20/2007
Order
Filed: 3/20/2007
Plunkett, Jeffrey Charles
Consent Order Barring from Association with a Broker-Dealer and/or Investment Adviser and from Offering and/or Selling Securities
Filed: 3/19/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Order Approving Conservator's Report and Granting Interim Application for Order Approving Conservator's Fees and Expenses for December 2006
Filed: 3/16/2007
Earthly Mineral Solutions, Inc., Natural Mineral Processing Company, Roy D. Higgs, Frank L. Sch
Petition for Permanent Injunction and other Equitable Relief
Filed: 3/16/2007
Order of Consolidation of CJ-07-2415 to CJ-04-6295
Filed: 3/16/2007
Petition for Permanent Injunction and other Equitable Relief
Filed: 3/16/2007
Order of Consolidation with CJ-04-6295
Filed: 3/16/2007
Trade Partners Inc, TPI Mgmt LLC, Trade LLC, T.J. Smith, C Zmudka, Sojkara LLC, Sojkara ISP Ind
Citation for Contempt against Eddie Elkins with Application attached
Filed: 3/16/2007
Order of Consolidation of CJ-07-2415 to CJ-04-6295
Filed: 3/16/2007
Raglin Industries, Inc., Raglin Industries, LLC, Phillip Levaughn Raglin, and Joseph Daniel Lay
Amendment to Order for Return and/or Sale of Vehicle, Deposit, and Electronics
Filed: 3/14/2007
Barry Pollard and Roxanne Pollard
Defendants' Response and Objection to AXA Equitable Life Insurance Company's Renewed Motion to Compel Arbitration and Brief in Support
Filed: 3/7/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Receiver’s Accounting for February 2007
Filed: 3/6/2007
Richard L. Schubert’s Motion for Hearing on Accounting
Filed: 3/6/2007
Wilbanks Securities, Inc., Randall Lee Wilbanks, and Aaron Bronelle Wilbanks
Order
Filed: 3/6/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Entry of Appearance [Leslie L. Lynch-Phillips McFall]
Filed: 3/2/2007
Notice of Hearing [3/30/07 @ 9:00 a.m.] on Interim Application for Order Approving Attorney's Fees for January 2007
Filed: 3/2/2007
Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
Intervenors' Unopposed Application for Leave to File Reply Brief in Excess of Five Pages
Filed: 3/2/2007
Intervenors' Reply in Support of their Motion to Intervene
Filed: 3/2/2007
Raglin Industries, Inc., Raglin Industries, LLC, Phillip Levaughn Raglin, and Joseph Daniel Lay
Order Establishing Procedure to Notify Investors to make Claims
Filed: 3/2/2007
ODS' Application to Establish Procedure to Notify Investors to make Claims
Filed: 3/1/2007
Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
Defendants' Response and Objection to Motion to Intervene [CJ-06-3311]
Filed: 2/26/2007
Stephens Oil & Gas Exploration, Inc., Duane J. Stephens, and Bruce Scambler
Order Initiating Investigation
Filed: 2/23/2007
Barry Pollard and Roxanne Pollard
Notice of Hearing [3/15/07 @ 1:30 p.m.] on AXA Equitable Life Insurance Company's Renewed Motion to Compel Arbitration
Filed: 2/21/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Order Approving Conservator's Report and Granting Interim Application for Order Approving Conservator's Fees and Expenses for November 2006
Filed: 2/16/2007
Notice of Hearing [3/16/07 @ 9:00 a.m.] on Interim Application for Order Approving Conservator's Fees and Expenses for December 2006
Filed: 2/16/2007
Order Granting Interim Application for Order Approving Attorney’s Fees for December 2006
Filed: 2/16/2007
Barry Pollard and Roxanne Pollard
Third Party Defendants' Renewed Motion to Compel Arbitration with AXA Equitable Life Insurance Company and Brief in Support
Filed: 2/16/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Conservator’s Report for December 2006
Filed: 2/15/2007
Hughes, Dell Raymond
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation
Filed: 2/9/2007
Raglin Industries, Inc., Raglin Industries, LLC, Phillip Levaughn Raglin, and Joseph Daniel Lay
Order for Return and/or Sale of Vehicle, Deposit, and Electronics
Filed: 2/8/2007
Order for Return of Checks
Filed: 2/8/2007
Charles B. Campbell, Jason F. Jacobs, and Financial Planning Group
Order Initiating Investigation
Filed: 2/6/2007
enTerra Energy, LLC, David G. Rose, David G. Rose dba Energy Associates, Robert P. Malone, Rich
Petition
Filed: 2/6/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Receiver’s Accounting for January 2007
Filed: 2/6/2007
Mood Beverage Corporation, and Brion Ware aka Brian Ware
Order to Cease and Desist
Filed: 2/5/2007
Covenant Benefits Group, LLC, J. Michael Nimmo, and Charles E. Bray, Jr.
Final Order, Judgment and Permanent Injunction
Filed: 2/2/2007
Stipulation and Consent to Order of Permanent Injunction
Filed: 2/2/2007
Petition for Permanent Injunction and other Equitable Relief
Filed: 2/2/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Receiver’s Accounting for June 2006
Filed: 2/2/2007
Application of Receiver for Authority to Pay Interim Accounting Fees $5,822
Filed: 2/2/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Order Approving Conservator's Report and Granting Interim Application for Order Approving Conservator's Fees and Expenses for September 2006
Filed: 1/26/2007
Order Granting Interim Application for Order Approving Attorney’s Fees for November 2006
Filed: 1/26/2007
Order Approving Conservator's Report and Granting Interim Application for Order Approving Conservator's Fees and Expenses for October 2006
Filed: 1/26/2007
Order Granting Interim Application for Order Approving Georgia Counsel Attorney's Fees for November 19, 2006 through December 12, 2006
Filed: 1/26/2007
Earthly Mineral Solutions, Inc., Natural Mineral Processing Company, Roy D. Higgs, Frank L. Sch
Respondents' Second Request for Extending Hearing to Allow Adequate Discovery
Filed: 1/26/2007
Raglin Industries, Inc., Raglin Industries, LLC, Phillip Levaughn Raglin, and Joseph Daniel Lay
Notice of Hearing [2/8/07 @ 9:30 a.m.] on ODS' motions for return of checks, and return and sale of vehicle and equipment
Filed: 1/25/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Notice of Hearing [2/16/07 @ 9:00 a.m.] on Interim Application for Order Approving Attorney’s Fees for December 2006
Filed: 1/24/2007
Raglin Industries, Inc., Raglin Industries, LLC, Phillip Levaughn Raglin, and Joseph Daniel Lay
ODS’ Motion for Return and/or Sale of Vehicle, Deposit, and Electronics
Filed: 1/24/2007
ODS’ Motion for Return of Checks
Filed: 1/24/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Conservator’s Report for November 2006
Filed: 1/19/2007
Notice of Hearing [2/16/07 @ 9:00 a.m.] on Interim Application for Order Approving Conservator's Fees and Expenses for November 2006
Filed: 1/19/2007
Barry Pollard and Roxanne Pollard
ODS’ Response to Defendants’ Motion to Compel the Department of Securities to Arbitration
Filed: 1/12/2007
Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom
Robert Lynn Pourchot's Motion to Intervene and Brief in Support [CJ-06-3311]
Filed: 1/11/2007
Hentges, Michael E.
Respondent's Response to Enforcement Division Recommendation and Request for Hearing
Filed: 1/11/2007
Schubert and Associates, Richard L. Schubert dba Schubert and Assoicates, Richard Schubert, and
Receiver's Accounting for December 2006
Filed: 1/8/2007
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Order Granting Interim Application for Order Approving Attorney’s Fees for October 2006
Filed: 1/5/2007
Conservator’s Report for October 2006
Filed: 1/5/2007
Notice of Hearing [1/26/07 @ 9:00 a.m.] on Interim Application for Order Approving Conservator's Fees and Expenses for October 2006
Filed: 1/5/2007
Notice of Hearing [1/26/07 @ 9:00 a.m.] Interim Application for Order Approving Georgia Counsel Attorney's Fees for November 19, 2006 through December 12, 2006
Filed: 1/3/2007
Raglin Industries, Inc., Raglin Industries, LLC, Phillip Levaughn Raglin, and Joseph Daniel Lay
Temporary Injunction
Filed: 1/3/2007
