|
|
Enforcement Actions |
 |
|
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates |
 |
Motion to Compel Production and Request for Expedited Hearing
Filed: 12/31/2002
|
|
Martinez, Marcos E. |
|
|
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation
Filed: 12/27/2002
|
|
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates |
|
|
Defendants' Supplement to Objection to Motion for Order Approving Sale of Conservatorship Assets
Filed: 12/23/2002
|
|
Brooksmith Partners, Ltd. |
|
|
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation
Filed: 12/23/2002
|
|
Rubaroc International, Inc., Rubaroc International, Ltd., Barry E. Meakings |
|
|
Order to Cease and Desist
Filed: 12/23/2002
|
|
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates |
|
|
Entry of Appearance [Dino E. Viera, William H. Whitehill] [98,663]
Filed: 12/20/2002
|
|
|
Petition in Error [98,663]
Filed: 12/20/2002
|
|
|
Conservator’s Objection to Standing of Life Alliance, L.L.C.
Filed: 12/19/2002
|
|
|
Conservator’s Response to Life Alliance, LLC's Motion to Exclude Proposals of Infinity Capital Services and Others
Filed: 12/19/2002
|
|
|
Response to Conservator’s Objection to Standing of Life Alliance, L.L.C.
Filed: 12/19/2002
|
|
|
Motion to Exclude Proposals of Infinity Capital Services and others and Supporting Brief
Filed: 12/16/2002
|
|
|
Conservator’s Response to Application of Robert D. Stone and Larry W. Hanks to Reset Hearing on Sale Confirmation
Filed: 12/16/2002
|
|
|
Conservator’s Response to Motion for Continuance filed by John C. Hinkle and Wanda B. Hinkle
Filed: 12/16/2002
|
|
|
Supplemental Information for the Court Regarding Conservator’s Motion for Order Approving Sale of Conservatorship Assets
Filed: 12/12/2002
|
|
|
Entry of Appearance [James A. Slayton]
Filed: 12/10/2002
|
|
|
Application to Reset Hearing on Sale Confirmation
Filed: 12/10/2002
|
|
|
Order Granting Motion for Access to Ownership Records
Filed: 12/9/2002
|
|
|
Journal Entry [Conservator's Application for Order Allowing Conservator to Use Premium Reimbursement Proceeds to Pay Conservatorship Expenses]
Filed: 12/6/2002
|
|
|
Notice of Hearing [Conservator's Application for Order Directing ABC to Reimburse the Conservator for Advances for Premium Shortfalls]
Filed: 12/6/2002
|
|
|
Defendants' Response to Conservator's Application for Order Allowing Conservator to Use Premium Reimbursement Proceeds to Pay Conservatorship Expenses
Filed: 12/2/2002
|
|
Robert S. Miles, COEREC, Inc., and Daystar Investments International, Inc. fka Daystar Investme |
|
|
Permanent Injunction [Robert S. Miles]
Filed: 11/26/2002
|
|
|
Permanent Injunction [COEREC, Inc. and Daystar Investments International, Inc.]
Filed: 11/26/2002
|
|
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates |
|
|
Agreed Motion for Access to Ownership Records and for Accelerated Ruling
Filed: 11/25/2002
|
|
|
Entry of Appearance [Robert A. Nance]
Filed: 11/25/2002
|
|
|
Conservators' Application for Order Allowing Conservator to Use Premium Reimbursement Proceeds to Pay Conservatorship Expenses
Filed: 11/22/2002
|
|
|
Conservator's Application for Order Shortening Response Time and Setting Hearing
Filed: 11/22/2002
|
|
|
Order [Order shortening response time and setting a hearing on Conservator's Application for Order Allowing Conservator to Use Premium Reimbursement Proceeds to Pay Conservatorship Expenses]
Filed: 11/22/2002
|
|
|
Journal Entry [Motion for Order Assessing Conservator’s Expenses against Defendants and Compelling Defendants to Comply with the Conservatorship Order]
Filed: 11/20/2002
|
|
|
Journal Entry [Defendants’ Motion to Enforce or, Alternatively, to Construe the Court’s Order Appointing Conservator and Transferring Assets]
Filed: 11/20/2002
|
|
Argus Securities, Inc. |
|
|
Order Revoking Registration of a Broker-Dealer
Filed: 11/18/2002
|
|
Dedicated Resources, Inc. and Michael D. Zadoff |
|
|
Agreement
Filed: 11/18/2002
|
|
|
Permanent Order to Cease and Desist
Filed: 11/18/2002
|
|
Discovery Capital Group, Inc. |
|
|
Order Revoking Registration
Filed: 11/18/2002
|
|
Southmark of Tulsa, Inc., Wendell D. Belden, and Gertrude M. Edwards |
|
|
Final Order
Filed: 11/8/2002
|
|
Lane Langley |
|
|
Answer
Filed: 11/7/2002
|
|
|
Permanent Injunction
Filed: 11/7/2002
|
|
United Ventures, Jack W. Forrester, Matthew M. Reynolds, L.Vergo Mortensen, T. Mace Lichten, Pe |
|
|
Order Initiating Investigation
Filed: 11/6/2002
|
|
Robert S. Miles, COEREC, Inc., and Daystar Investments International, Inc. fka Daystar Investme |
|
|
Notice of Hearing
Filed: 10/31/2002
|
|
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates |
|
|
Motion for Order Approving Sale of Conservatorship Assets and Brief in Support
Filed: 10/25/2002
|
|
Dedicated Resources, Inc. and Michael D. Zadoff |
|
|
Order Rescheduling Hearing
Filed: 10/1/2002
|
|
Greater Midwest Agency, Inc., Greater Midwest Investment Trust, Special Care Marketing, Inc., J |
|
|
Agreement
Filed: 9/25/2002
|
|
Lane Langley |
|
|
Special Appearance and Request for Enlargement of Time in Which to Answer or Plead Further [Harlan S. Pinkerton, Jr. and Fred C. Cornish]
Filed: 9/23/2002
|
|
Alexander, Wescott & Co., Inc. |
|
|
Order Revoking Registration of a Broker-Dealer
Filed: 9/16/2002
|
|
Discovery Capital Group, Inc. |
|
|
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation
Filed: 9/13/2002
|
|
Parakletos Professional Services, LLC, Parakletos Investment Club, Parakletos Investment Club I |
|
|
Notice of Hearing
Filed: 9/9/2002
|
|
Robert S. Miles, COEREC, Inc., and Daystar Investments International, Inc. fka Daystar Investme |
|
|
Order
Filed: 9/6/2002
|
|
Micheal C. Stokes dba M.C. Stokes Associates |
|
|
Temporary Injunction
Filed: 9/5/2002
|
|
Lane Langley |
|
|
Petition for Permanent Injunction and other Equitable Relief
Filed: 8/29/2002
|
|
Micheal C. Stokes dba M.C. Stokes Associates |
|
|
Petition for Permanent Injunction and other Equitable Relief
Filed: 8/29/2002
|
|
|
Plaintiff's Application for Temporary Restraining Order, Asset Freeze, Order of Accounting, and Temporary Injunction and Brief in Support
Filed: 8/29/2002
|
|
|
Temporary Restraining Order, Order Freezing Assets, Order Requiring Accounting, and Order Prohibiting the Destruction of Documents
Filed: 8/29/2002
|
|
|
Plaintiff's Application for Temporary Restraining Order, Asset Freeze, Order of Accounting and Temporary Injunction and Brief in Support
Filed: 8/29/2002
|
|
Southmark of Tulsa, Inc., Wendell D. Belden, and Gertrude M. Edwards |
|
|
Consolidated Findings of Fact and Conclusions of Law; Order Imposing Sanctions against Southmark of Tulsa, Inc., Wendell D. Belden; Gertrude M. Edwards; Dieta Brown; and Cannen Ferrell
Filed: 8/29/2002
|
|
Southmark of Tulsa, Inc., Wendell D. Belden, Gertrude M. Edwards, Dieta Brown, and Cannon Ferre |
|
|
Consolidated Findings of Fact and Conclusions of Law; Order Imposing Sanctions against Southmark of Tulsa, Inc., Wendell D. Belden; Gertrude M. Edwards; Dieta Brown; and Cannen Ferrell
Filed: 8/29/2002
|
|
Argus Securities, Inc. |
|
|
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation
Filed: 8/28/2002
|
|
Nu-Equities Financial, Inc., JDJ Associates, Inc., and James A. Echols |
|
|
Order
Filed: 8/28/2002
|
|
Dedicated Resources, Inc. and Michael D. Zadoff |
|
|
Order [setting hearing]
Filed: 8/26/2002
|
|
Alexander, Wescott & Co., Inc. |
|
|
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation
Filed: 8/23/2002
|
|
American Benefits Group, Inc., National Viatical Trust, Inc., Richard G. Doggett, and Kenneth L |
|
|
Order to Cease and Desist
Filed: 8/23/2002
|
|
B & B Worm Farm, Greg Bradley, and Lynn Bradley |
|
|
Agreement
Filed: 8/13/2002
|
|
Broadband Wireless International Corp., Black Giant Oil Co., Broadband Wireless Communications |
|
|
Dismissal [Broadcom Wireless Communications Corporation and Black Giant Resources Corporation]
Filed: 8/8/2002
|
|
|
Dismissal without Prejudice [Kimberly Knight]
Filed: 8/5/2002
|
|
Rubaroc International, Inc., Rubaroc International, Ltd., Barry E. Meakings |
|
|
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation
Filed: 7/31/2002
|
|
Scott, Stephanie Ann |
|
|
Order Barring from Association with a Broker-Dealer or Investment Adviser
Filed: 7/22/2002
|
|
Nu-Equities Financial, Inc., JDJ Associates, Inc., and James A. Echols |
|
|
Application for Order Enforcing Administrative Subpoena Duces Tecum [James A. Echols]
Filed: 7/17/2002
|
|
Scott, Stephanie Ann |
|
|
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation
Filed: 7/2/2002
|
|
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates |
|
|
Order [granting Jonathan G. Basham's Motion to Appear Pro Hac Vice]
Filed: 6/28/2002
|
|
Dedicated Resources, Inc. and Michael D. Zadoff |
|
|
Response by Dedicated Resources, Inc. and Michael Zadoff to Recommendation to Issue an Order to Cease and Desist, Request for Hearing, and Suggestion of Bankruptcy as to Dedicated Resources, Inc.
Filed: 6/24/2002
|
|
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates |
|
|
Order Granting Application for Order Authorizing Conservator to Hire an Additional Employee
Filed: 6/21/2002
|
|
|
Order Authorizing Conservator to Retain Percentage of Matured Policies to Cover Fees and Expenses of Conservatorship
Filed: 6/21/2002
|
|
Southmark of Tulsa, Inc., Wendell D. Belden, Gertrude M. Edwards, Dieta Brown, and Cannon Ferre |
|
|
Respondents' Motion for Partial Summary Judgment
Filed: 6/14/2002
|
|
Kimberly Securities, Inc., Kimberly Jean Misaraca aka Kimberly Carrella, Michael C. Robbins, Jo |
|
|
Consent Order to Cease and Desist
Filed: 6/13/2002
|
|
Dedicated Resources, Inc. and Michael D. Zadoff |
|
|
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation
Filed: 6/10/2002
|
|
Southmark of Tulsa, Inc., Wendell D. Belden, Gertrude M. Edwards, Dieta Brown, and Cannon Ferre |
|
|
Agreed Scheduling Order
Filed: 6/10/2002
|
|
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates |
|
|
Entry of Appearance for C. Keith LaMonda, David S. Piercefield and American Title Company of Orlando [Eric S. Eissenstat and Dino E. Viera]
Filed: 6/7/2002
|
|
Southmark of Tulsa, Inc., Wendell D. Belden, Gertrude M. Edwards, Dieta Brown, and Cannon Ferre |
|
|
Order Setting Prehearing Conference
Filed: 5/31/2002
|
|
|
Order
Filed: 5/31/2002
|
|
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates |
|
|
Entry of Appearance [William L. Canon]
Filed: 5/24/2002
|
|
|
Entry of Appearance [Eric S. Eissenstat and Dino E. Viera]
Filed: 5/23/2002
|
|
BuyItNow, Inc., Patrick Rooney, and Anthony Cole Link |
|
|
Order to Cease and Desist
Filed: 5/23/2002
|
|
Southmark of Tulsa, Inc., Wendell D. Belden, Gertrude M. Edwards, Dieta Brown, and Cannon Ferre |
|
|
Respondents' Response to the Oklahoma Department of Securities Subpoena Duces Tecum dated March 29, 2002, Motion for Extension of Time for Depositions and Waiver of Sixty Day Requirement for Hearing
Filed: 5/23/2002
|
|
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates |
|
|
Notice of Hearing
Filed: 5/22/2002
|
|
B & B Worm Farm, Greg Bradley, and Lynn Bradley |
|
|
Entry of Appearance [Arthur N. Bailey & Associates, P.C.]
Filed: 5/22/2002
|
|
|
Respondents' Answer and Response
Filed: 5/22/2002
|
|
Century Financial Group, Inc. |
|
|
Order Revoking Registration
Filed: 5/20/2002
|
|
Robert S. Miles, COEREC, Inc., and Daystar Investments International, Inc. fka Daystar Investme |
|
|
Notice of Hearing [ODS' Motion for Default Judgment]
Filed: 5/17/2002
|
|
BuyItNow, Inc., Patrick Rooney, and Anthony Cole Link |
|
|
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation
Filed: 5/13/2002
|
|
B & B Worm Farm, Greg Bradley, and Lynn Bradley |
|
|
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation
Filed: 5/6/2002
|
|
American Benefits Group, Inc., National Viatical Trust, Inc., Richard G. Doggett, and Kenneth L |
|
|
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation
Filed: 5/3/2002
|
|
Century Financial Group, Inc. |
|
|
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation
Filed: 4/26/2002
|
|
Greater Midwest Agency, Inc., Greater Midwest Investment Trust, Special Care Marketing, Inc., J |
|
|
Second Order Extending Time for Restitution
Filed: 4/26/2002
|
|
Southmark of Tulsa, Inc., Wendell D. Belden, Gertrude M. Edwards, Dieta Brown, and Cannon Ferre |
|
|
Respondents' Request for Hearing
Filed: 4/26/2002
|
|
Williams Companies, Inc. (The) and Williams Communications Group, Inc. |
|
|
Order Initiating Investigation
Filed: 4/26/2002
|
|
Nist Technologies, Inc. and David E. Nist |
|
|
Order to Cease and Desist
Filed: 4/17/2002
|
|
Southmark of Tulsa, Inc., Wendell D. Belden, Gertrude M. Edwards, Dieta Brown, and Cannon Ferre |
|
|
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation
Filed: 4/17/2002
|
|
Robert S. Miles, COEREC, Inc., and Daystar Investments International, Inc. fka Daystar Investme |
|
|
Plaintiff's Response to Defendant Robert S. Miles' Request for Clarification
Filed: 4/16/2002
|
|
|
Motion for Default Judgment and Brief in Support (ODS)
Filed: 4/16/2002
|
|
Richard O'Quin, as an individual and dba Harbor Securities |
|
|
Indictment [United States of America v. Richard G. O'Quin, CR 02-045 R]
Filed: 3/19/2002
|
|
Southmark of Tulsa, Inc., Wendell D. Belden, and Gertrude M. Edwards |
|
|
Opinion and Order Denying Respondents' Motion to Dismiss [Norwood P. Beveridge, Hearing Officer]
Filed: 3/7/2002
|
|
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates |
|
|
Citation for Criminal Contempt against William W. Romine
Filed: 2/27/2002
|
|
|
Citation for Criminal Contempt against Philip Stegall
Filed: 2/27/2002
|
|
Prudential Securities, Inc. |
|
|
Order Initiating Special Examination [210 Park Avenue, Suite 2820, OKC, OK]
Filed: 2/21/2002
|
|
|
Order Initiating Special Examination [111 N. Broadway, Edmond, OK]
Filed: 2/21/2002
|
|
International Teamworks, Inc. |
|
|
Order of Closure of Investigation
Filed: 2/20/2002
|
|
Kimberly Securities, Inc., Kimberly Jean Misaraca aka Kimberly Carrella, Michael C. Robbins, Jo |
|
|
Order Granting Continuance
Filed: 2/20/2002
|
|
Southmark of Tulsa, Inc., Wendell D. Belden, and Gertrude M. Edwards |
|
|
Order Denying Motion (Motion to Quash]
Filed: 2/18/2002
|
|
Broadband Wireless International Corp., Black Giant Oil Co., Broadband Wireless Communications |
|
|
Stipulation and Consent [Tommy K. Hill]
Filed: 2/15/2002
|
|
|
Final Judgment of Permanent Injunction and other Equitable Relief against Tommy K. Hill
Filed: 2/15/2002
|
|
Southmark of Tulsa, Inc., Wendell D. Belden, and Gertrude M. Edwards |
|
|
Respondents' Motion to Quash
Filed: 2/15/2002
|
|
|
Respondents' Brief in Support of its Motion to Quash
Filed: 2/15/2002
|
|
Kimberly Securities, Inc., Kimberly Jean Misaraca aka Kimberly Carrella, Michael C. Robbins, Jo |
|
|
Motion for Continuance [Respondents]
Filed: 2/14/2002
|
|
Southmark of Tulsa, Inc., Wendell D. Belden, and Gertrude M. Edwards |
|
|
Respondents' Motion to Dismiss and Brief in Support of Respondents' Motion to Dismiss
Filed: 2/14/2002
|
|
|
Scheduling Order
Filed: 2/13/2002
|
|
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates |
|
|
Order Appointing Conservator and Transferring Assets
Filed: 2/7/2002
|
|
Greater Midwest Agency, Inc., Greater Midwest Investment Trust, Special Care Marketing, Inc., J |
|
|
Order Extending Time for Restitution [J. Davis]
Filed: 1/31/2002
|
|
Kimberly Securities, Inc., Kimberly Jean Misaraca aka Kimberly Carrella, Michael C. Robbins, Jo |
|
|
Order Setting Hearing
Filed: 1/31/2002
|
|
Southmark of Tulsa, Inc., Wendell D. Belden, and Gertrude M. Edwards |
|
|
Order for Prehearing Conference
Filed: 1/31/2002
|
|
|
Respondents' Motion for a Continuance
Filed: 1/29/2002
|
|
|
Notice and Order Granting Respondents' Motion for Continuance
Filed: 1/29/2002
|
|
Parakletos Professional Services, LLC, Parakletos Investment Club, Parakletos Investment Club I |
|
|
Unopposed Application to Continue Scheduling Conference
Filed: 1/23/2002
|
|
National Computers Plus, Inc. and James O. Sutton II |
|
|
Order to Cease and Desist
Filed: 1/22/2002
|
|
Southmark of Tulsa, Inc., Wendell D. Belden, and Gertrude M. Edwards |
|
|
ODS' Objection to Respondents' Motion for Stay
Filed: 1/14/2002
|
|
Kimberly Securities, Inc., Kimberly Jean Misaraca aka Kimberly Carrella, Michael C. Robbins, Jo |
|
|
Request for Hearing [Kimberly Securities, Inc., Kimberly Jean Misaraca aka Kimberly Carrella, John Patrick Donovan II, and Philip Joseph Hourican]
Filed: 1/11/2002
|
|
Benchmark Global Capital and Benjamin Wei |
|
|
Order Initiating Investigation
Filed: 1/10/2002
|
|
Southmark of Tulsa, Inc., Wendell D. Belden, and Gertrude M. Edwards |
|
|
Motion for Stay
Filed: 1/10/2002
|
|
|
Objection to the Oklahoma Department of Securities' Notice to take Deposition and Request for Production of Documents
Filed: 1/10/2002
|
|
|
Order Rescheduling Hearing
Filed: 1/9/2002
|
|
Robert S. Miles, COEREC, Inc., and Daystar Investments International, Inc. fka Daystar Investme |
|
|
Petition for Permanent Injunction and other Equitable Relief
Filed: 1/3/2002
|
|
Greater Midwest Agency, Inc., Greater Midwest Investment Trust, Special Care Marketing, Inc., J |
|
|
Stipulation and Consent to Undertaking of Defendants Greater Midwest Agency, Inc., Greater Midwest Investment Trust, Max Davis
Filed: 1/2/2002
|
|
|
Order of Permanent Injunction [Greater Midwest Agency, Inc., Greater Midwest Investment Trust, Max Davis]
Filed: 1/2/2002
|
| |
