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Enforcement Actions
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Vallee, Marcia
Notice of Service on the Administrator and Affidavit of Compliance; and Notice of Opportunity for Hearing w/Enforcement Division Recommendation
Filed: 8/24/2005
Order to Cease and Desist
Filed: 10/26/2005
Vanhooser, Jess and Sauer, Kenneth
Agreement, and Permanent Order to Cease and Desist
Filed: 9/30/2003
Viatical Capital, Inc. and Premiere Investment Capital, Inc. dba Life Settlement Network
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation
Filed: 7/30/2003
Order to Cease and Desist [Viatical Capital, Inc. and Premiere Investment Capital, Inc. dba The Life Settlement Network]
Filed: 9/12/2003