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Enforcement Actions
 
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Target Oil and Gas Corporation, Michael Dale Smith, and James Paul McElroy 
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 5/13/2005
Response to Division Recommendation and Request for a Hearing    Filed: 7/8/2005
Agreement, and Order to Cease and Desist    Filed: 5/26/2006
 
Tasin & Company, Inc. 
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 10/30/2001
Order Revoking Registration    Filed: 11/20/2001
 
Thomas Weisel Partners, LLC 
Administrative Consent Order    Filed: 7/24/2007
 
Timothy Broadous, Embassy Ventures, Ltd., Embassy Investments & Securities, Inc., Sheri Broadou 
Petition [CJ-08-572]    Filed: 1/18/2008
Answer [CJ-08-572]    Filed: 3/26/2008
ODS' Application to Establish Procedure to Notify Investors to Make Claims    Filed: 7/8/2008
 
Trade Partners Inc, TPI Mgmt LLC, Trade LLC, T.J. Smith, C Zmudka, Sojkara LLC, Sojkara ISP Ind 
Petition for Permanent Injunction and other Equitable Relief    Filed: 8/2/2004
Application for Temporary Restraining Order, Asset Freeze and Temporary Injunction and Brief in Support     Filed: 8/2/2004
Temporary Restraining Order, Order Freezing Assets and Order for Accounting [Hearing set for Thursday, August 12, 2004 @ 9:00 a.m.]     Filed: 8/2/2004
Joint Motion to Vacate Temporary Restraining Order and to withdraw Application for Temporary Injunction with Respect to James S. Stanley     Filed: 8/6/2004
Order Vacating Temporary Restraining Order and withdrawing Application for Temporary Injunction with Respect to James S. Stanley     Filed: 8/6/2004
Dismissal with Prejudice of James S. Stanley    Filed: 8/17/2004
Application for Entry of Second Amendment to Temporary Restraining Order    Filed: 9/17/2004
Entry of Appearance [Kirk D. Fredrickson]    Filed: 9/17/2004
Order Permitting Additional Time to Answer    Filed: 9/20/2004
Second Amendment to Temporary Restraining Order    Filed: 9/20/2004
Affidavit of Harold A. Katersky    Filed: 10/12/2004
Entry of Appearance [Rebecca J. Patten-Clark, Stakem, Wood and Patten, P.C.]    Filed: 10/12/2004
Entry of Appearance [Robert A. Wegener-Clark, Stakem, Wood and Patten, P.C.]    Filed: 10/12/2004
Entry of Appearance [Ronald E. Stakem-Clark, Stakem, Wood and Patten, P.C.]    Filed: 10/12/2004
Motion to Dismiss of Defendant, Harold A. Katersky w/Brief in Support    Filed: 10/12/2004
Answer of Defendants Eddie Elkins and Elkins & Associates, Inc.    Filed: 10/29/2004
Harold A. Katersky's Request for Permission to File Reply Brief    Filed: 11/5/2004
Reply Brief of Harold A. Katersky in Support of Motion to Dismiss    Filed: 11/5/2004
Agreement [Harold A. Katersky]    Filed: 1/28/2005
Dismissal with Prejudice of Harold A. Katersky    Filed: 1/31/2005
Stipulation and Consent to Final Order [Christine M. Zmukda]    Filed: 1/31/2005
Final Order, Judgment and Permanent Injunction for Christine M. Zmukda    Filed: 1/31/2005
Final Order, Judgment and Permanent Injunction for Trade Partners, Inc., TPI Management LLC, and Trade LLC    Filed: 5/18/2005
Stipulation and Consent to Final Order for Trade Partners, Inc., TPI Management LLC, and Trade LLC    Filed: 5/18/2005
Default Judgment against Interglobal Waste Management, Inc.    Filed: 7/8/2005
Entry of Appearance of Sheldon B. Swan of Dunn Swan & Cunningham for Heartland Viaticals, Inc.    Filed: 7/20/2005
Unopposed Application of Defendant, Heartland Viaticals, Inc., for Extension of Time to Respond to Petition    Filed: 8/19/2005
Dismissal with Prejudice of Heartland Viaticals, Inc.    Filed: 9/21/2005
Default Judgment against Sojkara, L.L.C. aka Sojkara ISP India L.L.C.    Filed: 10/14/2005
Affidavit [Patricia A. Labarthe]    Filed: 10/14/2005
Default Judgment against Robert J. Seitters    Filed: 1/13/2006
Stipulation and Consent to Final Order, and Final Order, Judgment and Permanent Injunction for Thomas J. Smith    Filed: 1/24/2006
Citation for Contempt against Eddie Elkins with Application attached    Filed: 3/16/2007
Order of Consolidation of CJ-07-2415 to CJ-04-6295    Filed: 3/16/2007
Response of Eddie Elkins to Application of Indirect Contempt    Filed: 4/2/2007
Entry of Appearance [Kirk D. Fredrickson]    Filed: 4/2/2007
Summary of Facts Upon Plea of Guilty to Indirect Contempt [Elkins]    Filed: 8/3/2007
Stipulation and Consent to Final Order [Elkins]    Filed: 8/3/2007
Final Order, Judgment and Permanent Injunction for Elkins and Associates Inc. and Clyde Edward Elkins    Filed: 8/3/2007
ODS' Application to Accelerate Deferred Sentence against Clyde Edward Elkins    Filed: 2/27/2008
Defendant's Motion to Strike or Reset Hearing Date on Application to Accelerate Deferred Sentence [Hearing reset for 4/1/08 @ 9:00 a.m.]    Filed: 3/11/2008
Defendant's Motion to Dismiss Application to Accelerate Deferred Sentence and Supporting Brief    Filed: 3/11/2008
Defendant's Motion to Amend Final Order, Judgment and Permanent Injunction    Filed: 3/11/2008
ODS' Response to Motion to Dismiss Application to Accelerate Deferred Sentence and Supporting Brief    Filed: 3/25/2008
Order Accelerating Deferred Sentence    Filed: 4/16/2008
Order Exonerating Bond [$1,000]    Filed: 4/16/2008
Order Exonerating Bond [$500]    Filed: 4/16/2008
 
TransWorld Capital Ltd. and Holmes, Maurice and Richards, Donald G. 
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation    Filed: 7/7/2009
Cease and Desist Order    Filed: 8/24/2009
Twin Peaks Gourmet Coffee, Inc., Dan Gallagher, Brian Boyd, Garret Stone, and Nation Wide Locat 
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 7/12/2006
Order to Cease and Desist    Filed: 9/19/2006