Search:
Enforcement Actions
 
By Date | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 |
By Case Name | A | B | C | D | E | F | G | H | I | J | K | L | M | N | O | P | Q | R | S | T | U | V | W | X | Y | Z |
   
R. David Vernon, individually and dba The Vernon Company, and The Vernon Group, LLC 
Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 12/22/2004
Order Setting Hearing    Filed: 2/9/2005
Order Appointing Hearing Officer    Filed: 3/22/2005
Order Continuing Hearing [5/4/05 @ 10:00 a.m.]    Filed: 3/24/2005
Order Continuing Hearing [6/8/05 @ 10:00 a.m.]    Filed: 5/4/2005
Order Continuing Hearing to July 13, 2005    Filed: 6/8/2005
Order Continuing Hearing [7/26/05 @ 10:00 a.m.]    Filed: 7/14/2005
 
Raglin Industries, Inc., Raglin Industries, LLC, Phillip Levaughn Raglin, and Joseph Daniel Lay 
Order Initiating Investigation    Filed: 11/20/2006
Petition for Permanent Injunction and other Equitable Relief    Filed: 12/12/2006
Application for Temporary Restraining Order, Order Freezing Assets and Order for Accounting    Filed: 12/12/2006
Temporary Restraining Order, Order Freezing Assets and Order for Accounting    Filed: 12/12/2006
Temporary Injunction    Filed: 1/3/2007
ODS’ Motion for Return and/or Sale of Vehicle, Deposit, and Electronics    Filed: 1/24/2007
ODS’ Motion for Return of Checks    Filed: 1/24/2007
Notice of Hearing [2/8/07 @ 9:30 a.m.] on ODS' motions for return of checks, and return and sale of vehicle and equipment    Filed: 1/25/2007
Order for Return and/or Sale of Vehicle, Deposit, and Electronics    Filed: 2/8/2007
Order for Return of Checks    Filed: 2/8/2007
ODS' Application to Establish Procedure to Notify Investors to make Claims    Filed: 3/1/2007
Order Establishing Procedure to Notify Investors to make Claims    Filed: 3/2/2007
Amendment to Order for Return and/or Sale of Vehicle, Deposit, and Electronics    Filed: 3/14/2007
Notice of Hearing [6/8/07 @ 9:30 a.m.] on ODS’ Motion for Return of Funds    Filed: 5/16/2007
Order for Return of Funds    Filed: 6/8/2007
Motion of Toyota Motor Credit Corp. for Relief from Injunction    Filed: 8/17/2007
ODS' Report and Motion for Approval of Investor Claim Designations and Partial Distribution to Investors    Filed: 8/22/2007
Order sustaining motion of Toyota Motor Credit Corp.    Filed: 9/6/2007
Order Approving Report of ODS, Investor Claim Designations and Partial Distribution to Investors    Filed: 10/4/2007
Correction to Order Approving Report of ODS, Investor Claim Designations and Partial Distribution of Investors [Investor 70]    Filed: 10/18/2007
Correction to Order Approving Report of ODS, Investor Claim Designations and Partial Distribution of Investors [Investor 119]    Filed: 10/18/2007
ODS' Motion to Disallow Investor Claim Designation and Partial Distribution to Investor [Investor 186]    Filed: 10/18/2007
Final Order, Judgment and Permanent Injunction; Stipulation and Consent to Final Order for Joseph Layne    Filed: 2/21/2008
First Amendment to Petition for Permanent Injunction and other Equitable Relief    Filed: 5/20/2008
Entry of Appearance [James C. Hodges and Shanann Pinkham Passley for BMI Construction Co., LLC]    Filed: 5/28/2008
Motion for Default Judgment    Filed: 6/11/2008
Notice of Hearing [7/17/08 @ 1:30 p.m.] on Motion for Default Judgment    Filed: 6/16/2008
Answer to ODS' First Amendment to Petition for Permanent Injunction and other Equitable Relief [BMI Construction Co., LLC]    Filed: 6/27/2008
Final Order, Judgment and Permanent Injunction against Raglin Industries, LLC and Phillip Levaughn Raglin    Filed: 7/17/2008
ODS' Motion for Order Approving Investor Designation and Partial Distribution    Filed: 12/29/2008
ODS' and Relief Defendant Gerald Cooper's Motion for Return of Funds to Squicor, LLC    Filed: 1/8/2009
ODS' Motion to Enter [2/19/09 @ 10:00 a.m.]    Filed: 1/14/2009
Order Approving Investor Claim Desgination and Partial Distribution    Filed: 1/29/2009
Order for Return of Funds    Filed: 2/5/2009
 
Randall D. Jeffers and Renaissance U.S.A., Inc. 
Petition for Permanent Injunction    Filed: 1/16/1998
Temporary Restraining Order    Filed: 1/16/1998
Application for Appointment as Special Process Server    Filed: 1/16/1998
Order [John Rhinehart, Special Process Server]    Filed: 1/16/1998
Order of Temporary Injunction    Filed: 1/23/1998
Application for Citation of Indirect Contempt against Randall D. Jeffers    Filed: 1/23/1998
Citation for Contempt [Randall D. Jeffers]    Filed: 1/23/1998
Joint Application for Continuation of Hearing    Filed: 1/23/1998
Order [Hearing on Temporary Restraining Order and Preliminary Injunction Continued]    Filed: 1/23/1998
Joint Application for Continuation of Hearing and Application for Extension of Answer and Response Dates    Filed: 2/2/1998
Order [Joint Application for Continuation of Hearing and Application for Extension of Answer and Response Dates]    Filed: 2/3/1998
Joint Application for Continuation of Hearing and Application for Extension of Answer and Response Dates    Filed: 3/5/1998
Order [Joint Application for Continuation of Hearing and Application for Extension of Answer and Response Dates]    Filed: 3/6/1998
Joint Application for Continuation of Hearing and Application for Extension of Answer and Response Dates    Filed: 3/19/1998
Order [Joint Application for Continuation of Hearing and Application for Extension of Answer and Response Dates]    Filed: 3/19/1998
Joint Application for Continuation of Hearing and Application for Extension of Answer and Response Dates    Filed: 4/17/1998
Order [Joint Application for Continuation of Hearing and Application for Extension of Answer and Response Dates]    Filed: 4/17/1998
Application to Withdraw as Counsel for Renaissance U.S.A., Inc. and Application to Stay Proceeding    Filed: 5/21/1998
Order Allowing Withdrawal of Counsel for Renaissance, U.S.A., Inc. and Staying Action    Filed: 6/5/1998
Motion for Continuance    Filed: 6/24/1998
Order Citation for Contempt    Filed: 6/26/1998
Motion to Set Citation for Criminal Contempt against Randall D. Jeffers for Trial    Filed: 5/24/1999
ODS' Motion to Set Matter on the Trial Docket    Filed: 5/24/1999
Motion to Withdraw as Attorneys of Record [Henry A. Meyer III]    Filed: 5/25/1999
Order Allowing Withdraw as Attorneys of Record [Henry A. Meyer III]    Filed: 5/26/1999
Scheduling Order    Filed: 6/17/1999
Order of Referral to Mediation [Randall D. Jeffers]    Filed: 6/17/1999
Pre-Trial Conference Order    Filed: 7/14/1999
Pre-Trial Conference Order    Filed: 7/14/1999
Scheduling Order    Filed: 10/13/1999
Scheduling Order-Citation for Contempt    Filed: 10/13/1999
Judgment    Filed: 3/9/2000
Order of Dismissal    Filed: 2/21/2003
 
Randall Wells, Wanda Archer, and D.T.L. Companies, Inc. aka Dollar Talk Limited aka Dusty Trail 
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 2/21/2003
Order to Cease and Desist    Filed: 3/24/2003
 
Raymond C. Roberson 
Petition for Permanent Injunction and other Equitable Relief    Filed: 10/31/2003
Entry of Appearance [Michael E. Grant]    Filed: 11/18/2003
Answer [Raymond C. Roberson]    Filed: 12/15/2003
Plaintiff's Motion to Enter on Non-Jury Docket [Hearing is set for January 7, 2005, @ 9:00 a.m.]    Filed: 11/22/2004
Scheduling Order    Filed: 1/7/2005
Order of Permanent Injunction and Restitution    Filed: 5/13/2005
 
Recom Energy Partners No. 6, LP, Nonconventional Energy, Inc., Charles Robert McKee III aka Rob 
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 7/14/2003
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 7/14/2003
Order to Cease and Desist    Filed: 8/14/2003
Order to Cease and Desist    Filed: 8/14/2003
 
Richard O'Quin, as an individual and dba Harbor Securities 
Petition for Permanent Injunction    Filed: 4/22/1999
First Amended Petition for Permanent Injunction and other Equitable Relief    Filed: 7/9/1999
Judgment - Permanent Injunction    Filed: 10/8/1999
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 10/20/1999
Order Barring from Association with a Broker-Dealer or Investment Adviser    Filed: 11/5/1999
Indictment [United States of America v. Richard G. O'Quin, CR 02-045 R]    Filed: 3/19/2002
 
Roark, Bryan David [CRD 2126052] 
Order Initiating Investigation    Filed: 10/30/2009
Petition for Restitution and/or Other Equitable Relief    Filed: 11/4/2009
ODS' Emergency Application for Order Freezing Assets and Order Appointing Receiver    Filed: 11/4/2009
Order Freezing Assets and Appointing Receiver [Douglas L. Jackson]    Filed: 11/4/2009
Receiver's Emergency Application to Sell Cattle    Filed: 11/6/2009
Order Granting Receiver's Emergency Application to Sell Cattle    Filed: 11/6/2009
Entry of Appearance [Bradley E. Davenport for the Receiver]    Filed: 11/9/2009
Receiver's Application for Approval of Employment of Legal Counsel    Filed: 11/9/2009
Entry of Appearance [Douglas L. Jackson]    Filed: 11/10/2009
Receiver's Application for Approval of Employment of Consultant Re: Cattle, Equipment and Real Estate    Filed: 11/10/2009
Motion to Intervene [Christiana K. Roark]    Filed: 11/10/2009
Application for Emergency Hearing on Motion to Intervene    Filed: 11/10/2009
Order for Emergency Hearing on Motion to Intervene [11/13/09 @ 1:30 p.m.]    Filed: 11/10/2009
Receiver’s Application for Order Requiring Landmark Bank to Turn Over Funds    Filed: 11/12/2009
Receiver's Emergency Application to Sell Cattle    Filed: 11/16/2009
Order Granting Receiver’s Emergency Application to Sell Cattle    Filed: 11/17/2009
 
Robert S. Miles, COEREC, Inc., and Daystar Investments International, Inc. fka Daystar Investme 
Petition for Permanent Injunction and other Equitable Relief    Filed: 1/3/2002
Plaintiff's Response to Defendant Robert S. Miles' Request for Clarification    Filed: 4/16/2002
Motion for Default Judgment and Brief in Support (ODS)    Filed: 4/16/2002
Notice of Hearing [ODS' Motion for Default Judgment]    Filed: 5/17/2002
Order    Filed: 9/6/2002
Notice of Hearing    Filed: 10/31/2002
Permanent Injunction [Robert S. Miles]    Filed: 11/26/2002
Permanent Injunction [COEREC, Inc. and Daystar Investments International, Inc.]    Filed: 11/26/2002
 
Rockport Energy, LLC and Cash, Jerry D. and Cash, Sheryl (Sherry) and Quest Resources Corp. and 
Order Modifying Temporary Injunction and Order Freezing Assets    Filed: 5/19/2009
Entries of Appearance [James C. McMillin and Kymala B. Carrier] [CJ-09-1763]    Filed: 6/3/2009
Order Lifting Asset Freeze and Providing other Relief    Filed: 6/15/2009
Stipulation and Consent [Jerry D. Cash]    Filed: 8/20/2009
Final Order, Judgment and Permanent Injunction [Jerry D. Cash]    Filed: 8/20/2009
Dismissal With Prejudice [Jerry D. Cash]    Filed: 8/20/2009
Order Initiating Investigation    Filed: 8/25/2008
Petition for Permanent Injunction and other Equitable Relief; Stipulation and Consent; Temporary Injunction and Order Freezing Assets    Filed: 8/29/2008
Order    Filed: 9/8/2008
Order    Filed: 11/4/2008
Non-Parties Bryan Simmons and Steven Hochstein's Unopposed Motion to Supplement August 29, 2008 Temporary Injunction and Order Freezing Assets    Filed: 11/19/2008
ODS' Motion to Modify Temporary Injunction and Order Freezing Assets    Filed: 11/21/2008
Motion to Intervene [Sherry Cash]    Filed: 12/4/2008
Petition in Intervention    Filed: 12/18/2008
ODS' Motion to Quash Subpoena Duces Tecum    Filed: 12/18/2008
Intervenor's Motion to Modify Temporary Injunction and Order Freezing Assets    Filed: 1/20/2009
Order    Filed: 1/20/2009
Agreed Order relating to Jerry D. Cash    Filed: 1/23/2009
ODS' Response to Intervenor's Motion to Modify Temporary Injunction and Order Freezing Assets    Filed: 2/5/2009
Intervenor's Reply to ODS' Response to Intervenor's Motion to Modify Temporary Injunction and Order Freezing Assets    Filed: 2/24/2009
Petition for Permanent Injunction and other Equitable Relief [David Grose]    Filed: 2/25/2009
Notice of Attorneys' Lien    Filed: 2/25/2009
Motion to Consolidate [CJ-09-1763]    Filed: 2/25/2009
Agreed Order relating to David E. Grose [CJ-09-1763]    Filed: 2/26/2009
Intervenor's Counsels' Motion to Withdraw    Filed: 2/26/2009
Defendant's Objection to Motion to Consolidate    Filed: 3/16/2009
Entry of Appearance [Andrew Long][CJ-09-1763]    Filed: 3/17/2009
Answer [David E. Grose][CJ-09-1763]    Filed: 3/17/2009
ODS' Withdrawal of Motion to Consolidate    Filed: 3/27/2009
ODS' Motion to Enter relating to David E. Grose [Hearing set for 6/5/09 @ 2:30 p.m.] [CJ-09-1763]    Filed: 5/1/2009
 
Rox Oil & Gas Company, Russell L. Oxsen, and John E. McHughes 
Order of Settlement, Consent and Undertaking of Rox Oil & Gas Company, Russell L. Oxsen and John E. McHughes    Filed: 1/27/2005
Order Accepting Undertaking and Imposing Civil Penalty of Rox Oil & Gas Company, Russell L. Oxsen and John E. McHughes    Filed: 1/27/2005
 
Royal Bath and Body Products, LLC 
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 8/18/2005
Order to Cease and Desist    Filed: 10/26/2005
 
Royal Petroleum Corp. and Alves, Ed 
Order Initiating Investigation    Filed: 7/7/2009
Rubaroc International, Inc., Rubaroc International, Ltd., Barry E. Meakings 
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 7/31/2002
Order to Cease and Desist    Filed: 12/23/2002