Search:
Enforcement Actions
By Date
|
2009
|
2008
|
2007
|
2006
|
2005
|
2004
|
2003
|
2002
|
2001
|
2000
|
1999
|
1998
|
1997
|
By Case Name
|
A
|
B
|
C
|
D
|
E
|
F
|
G
|
H
|
I
|
J
|
K
|
L
|
M
|
N
|
O
|
P
|
Q
|
R
|
S
|
T
|
U
|
V
|
W
|
X
|
Y
|
Z
|
Quadra Pay Land, LLC
Notice of Entry of Cease and Desist Order and Notice of Opportunity for Hearing; and Cease and Desist Order with a Recommendation to Enter Cease and Desist Order
Filed: 4/13/2005
Objection of Respondent to Cease and Desist and Request for Hearing
Filed: 5/5/2005
Agreement, and Cease and Desist Order
Filed: 5/31/2005
Quinton, Jay Lee
Order Initiating Investigation
Filed: 6/17/2003
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation
Filed: 7/23/2003
Order Barring from Association with a Broker-Dealer or Investment Adviser
Filed: 8/15/2003