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Enforcement Actions |
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Parakletos Professional Services, LLC, Parakletos Investment Club, Parakletos Investment Club I |
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Application for Appointment of Attorney for Receiver (Tomlins & Goins)
Filed:
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Unopposed Application to Continue Scheduling Conference
Filed:
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Petition for Permanent Injunction
Filed: 1/11/2001
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Temporary Restraining Order, Order Freezing Assets, and Appointment of Receiver
Filed: 1/11/2001
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ODS' Application for Temporary Restraining Order, Asset Freeze, Appointment of a Receiver and Temporary Injunction and Brief in Support
Filed: 1/11/2001
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Order Approving Bond of Receiver
Filed: 1/22/2001
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Oath of Receiver
Filed: 1/22/2001
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Order Setting Hearing on Temporary Injunction
Filed: 1/29/2001
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Motion for Authority to Liquidate Securities Positions and Notice of Hearing
Filed: 2/6/2001
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Entry of Appearance [Donald M. Bingham and Stephen E. Hale]
Filed: 2/8/2001
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Entry of Appearance [Stephen J. Greubel]
Filed: 2/13/2001
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Notice of Hearing
Filed: 2/27/2001
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Agreed Order [executed by Judge Bubenik]
Filed: 4/2/2001
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Motion to Withdraw as Counsel of Record [Stephen J. Greubel]
Filed: 5/29/2001
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Order Allowing Withdraw-Stephen J. Greubel
Filed: 5/30/2001
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Permanent Injunction
Filed: 5/31/2001
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Unopposed Application to Continue Scheduling Conference
Filed: 1/23/2002
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Notice of Hearing
Filed: 9/9/2002
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Motion of Defendants Charles R. Chung and J. Elaine Chung to Reschedule Hearing on Restitution
Filed: 2/28/2003
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Order Granting Motion of Defendants Charles R. Chung and J. Elaine Chung to Reschedule Hearing on Restitution
Filed: 3/20/2003
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Unopposed Application to Set Hearing on Restitution
Filed: 5/15/2003
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Order [Unopposed Application to Set Hearing on Restitution]
Filed: 5/15/2003
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Motion for (i) Approval of Determination of Claims for Purposes of Distributions to Investors; (ii) Award of Compensation for Services Rendered and Reimbursement of Expenses Incurred; and (iii) Discharge of Receiver
Filed: 6/25/2003
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Application for Hearing on Motion for (i) Approval of Determination of Claims for Purposes of Distributions to Investors; (ii) Award of Compensation for Services Rendered and Reimbursement of Expenses Incurred; and (iii) Discharge of Receiver
Filed: 6/25/2003
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Final Judgment
Filed: 7/10/2003
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Order Granting Motion for (i) Approval of Determination of Claims for Purposes of Distributions to Investors; (ii) Award of Compensation for Services Rendered and Reimbursement of Expenses Incurred; and (iii) Discharge of Receive
Filed: 7/16/2003
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Paystar Communications Inc., Jeff McKay, and U.S. Cash Exchange, Inc. |
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Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation
Filed: 4/5/2000
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Order
Filed: 7/24/2000
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Pearson, Steve R. |
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Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/attached Enforcement Division Recommendation
Filed: 6/8/2005
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Order Barring from Association with a Broker-Dealer or Investment Adviser
Filed: 6/29/2005
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Perissos, Inc., David L. Martin, David Fowler, and Don R. Nicholson |
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Notice of Service on the Administrator and Affidavit of Compliance; and Notice of Opportunity for Hearing w/Enforcement Division Recommendation
Filed: 12/22/2005
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Request for Hearing
Filed: 1/4/2006
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Order to Cease and Desist [David Fowler]
Filed: 2/24/2006
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Order to Cease and Desist [Donald R. Nicholson]
Filed: 2/27/2006
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Order Setting Hearing [6/28/06 @ 9:00 a.m.]
Filed: 4/28/2006
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Petition for Order Enforcing Administrative Order
Filed: 5/23/2006
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Agreement, and Order to Cease and Desist [Perissos, Inc. and David L. Martin]
Filed: 6/28/2006
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Alias Summons, and Notice of Service on the Administrator and Affidavit of Compliance
Filed: 9/19/2006
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Motion for Default Judgment
Filed: 10/16/2006
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Default Judgment against David Fowler
Filed: 10/17/2006
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Phidippides Capital Mgmt. and Trimble Investments and Trimble, Mark |
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Petition for Permanent Injunction and other Equitable Relief
Filed: 9/9/2009
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Final Order, Judgment and Permanent Injunction against Mark S. Trimble
Filed: 9/30/2009
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Entry of Appearance and Reservation of Time [Warren F. Bickford and Doneen Douglas Jones]
Filed: 10/2/2009
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Final Order, Judgment and Permanent Injunction, and Stipulation and Consent to Final Order [Phidippides Capital Management, LLC]
Filed: 10/21/2009
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Order Initiating Investigation
Filed: 2/19/2009
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Pinnacle Capital Fund and Leslie A. Bacon |
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Petition for Permanent Injunction and other Equitable Relief
Filed: 2/4/2000
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Order of Permanent Injunction
Filed: 9/26/2001
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Order of Dismissal
Filed: 10/31/2001
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Plunkett, Jeffrey Charles |
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Consent Order Barring from Association with a Broker-Dealer and/or Investment Adviser and from Offering and/or Selling Securities
Filed: 3/19/2007
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POSA, LLC/Nexstar Communications, LLC and Digges, Edward S. and TMT Management Group, LLC and T |
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Order to Cease and Desist [Joyce Marie Baldus]
Filed: 8/28/2008
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Order to Cease and Desist [James Bowling]
Filed: 9/9/2008
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Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Recommendation for Order to Cease and Desist [Joyce Marie Baldus]
Filed: 7/29/2008
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Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Recommendation for Order to Cease and Desist [James Bowling]
Filed: 7/31/2008
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Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Recommendation for Order to Cease and Desist [Bernard C. Malcuit]
Filed: 7/31/2008
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Powder River Petroleum International, Inc. and Fox, Brian and Ehrman, John N. and Magnus Oil & |
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Petition for Permanent Injunction and other Equitable Relief
Filed: 10/8/2008
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Entries of Appearance [Kelley C. Callahan and Joe Edwards]
Filed: 10/27/2008
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Defendant's Unopposed Application to Extend Answer Date
Filed: 10/27/2008
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Order Granting Defendant's Unopposed Application to Extend Answer Date
Filed: 10/28/2008
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Entry of Appearance [Tara A. LaClair]
Filed: 10/28/2008
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Qualified Special Entry of Appearance and Reservation of Defenses
Filed: 10/28/2008
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Answer of Powder River
Filed: 12/1/2008
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Defendants' Motion for Change of Venue
Filed: 12/1/2008
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ODS' Response to Defendants' Motion for Change of Venue
Filed: 12/19/2008
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Reply of Brian Fox to ODS' Response to Motion for Change of Venue
Filed: 1/2/2009
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Motion to Withdraw as Attorneys of Record for Powder River Petroleum, Inc.
Filed: 1/2/2009
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Order Allowing Counsel to Withdraw as Attorneys of Record for Powder River Petroleum International, Inc.
Filed: 1/26/2009
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Final Order, Judgment and Permanent Injunction against Powder River w/Stipulation anc Consent to Final Order
Filed: 2/18/2009
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Final Order, Judgment and Permanent Injunction against Brian Fox w/Stipulation anc Consent to Final Order
Filed: 2/18/2009
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Precious Oro Resources, LLC and Ezell, Tom and Harris, Nolan |
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Defendants' Amended Motion to Amend Agreed Temporary Restraining Order to Allow for the Payment of Storage Fees
Filed: 11/17/2008
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ODS' Objection to Defendants' Motions to Amend Agreed Temporary Restraining Order to Allow for the Payment of Attorney Fees, Accounting Fees, and Storage Fees
Filed: 12/2/2008
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Notice of Impending Dismissal for Failure to Obtain Service within 180 Days
Filed: 12/12/2008
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Order of Dismissal as to TMP Metals, LLC, Don Lynn Nunnally, Donna F. Elliot, and Eduwiges Baeza
Filed: 12/29/2008
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Agreed Final Order, Judgment and Permanent Injunction for Precious Oro Resources, LLC, Thomas R. Ezell and Nolan V. Harris
Filed: 12/29/2008
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Stipulation and Consent to Final Order by Precious Oro Resources, LLC, Thomas R. Ezell and Nolan V. Harris
Filed: 12/29/2008
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Petition for Permanent Injunction and other Equitable Relief
Filed: 6/5/2008
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Application for Temporary Restraining Order, Order Freezing Assets and Order for Accounting
Filed: 6/5/2008
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Temporary Restraining Order, Order Freezing Assets and Order for Accounting
Filed: 6/5/2008
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Declaration of Not Found (Due and Diligent Search) [Eduwiges Baeze]
Filed: 6/16/2008
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Affidavit of Service [Tmp Metals, LLC Registered Agent]
Filed: 6/16/2008
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Agreed Amended Temporary Restraining Order, Order Freezing Assets, and Order for Accounting
Filed: 6/20/2008
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Agreed Second Amended Temporary Restraining Order, Order Freezing Assets, and Order for Accounting
Filed: 7/25/2008
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