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Enforcement Actions
 
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Earthly Mineral Solutions, Inc., Natural Mineral Processing Company, Roy D. Higgs, Frank L. Sch 
Notice of Service of the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 11/7/2006
Order Setting Hearing    Filed: 12/15/2006
Respondents' Application to Extend Hearing to allow Adequate Discovery, Opposition to Recommendation and Request the Same to be Vacated    Filed: 12/18/2006
Respondents' Request for Production    Filed: 12/26/2006
Respondents' Second Request for Extending Hearing to Allow Adequate Discovery    Filed: 1/26/2007
Petition for Permanent Injunction and other Equitable Relief    Filed: 3/16/2007
Order of Consolidation of CJ-07-2415 to CJ-04-6295    Filed: 3/16/2007
Petition for Permanent Injunction and other Equitable Relief    Filed: 3/16/2007
Order of Consolidation with CJ-04-6295    Filed: 3/16/2007
Entry of Appearance [Kirk D. Fredrickson]    Filed: 4/2/2007
Defendants' Answer    Filed: 4/23/2007
Final Order, Judgment and Permanent Injunction [Heilaman and American Asset Mgmt. Co.]    Filed: 11/13/2007
Stipulation and Consent to Final Order [Heilaman and American Asset Mgmt. Co.]    Filed: 11/13/2007
Petition for Permanent Injunction and other Equitable Relief against Monarch Visual Solutions, Inc. and Mark I. Ruttenberg [CJ-08-6116]    Filed: 7/7/2008
 
Educational Wealth Builders and Swainson Hawke 
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 5/10/2005
Order to Cease and Desist    Filed: 7/11/2005
 
Edward Jones [CRD 250] and Johnson, Mark Anthony [CRD 2842194] 
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation    Filed: 5/28/2009
Entry of Appearance [J. Angela Ables and Johnny R. Blassingame]    Filed: 6/22/2009
Answer and Request for Hearing [Mark A. Johnson]    Filed: 6/23/2009
Order Setting Hearing [September 30, 2009 @ 9:00 a.m.]    Filed: 7/13/2009
Agreed Order Continuing Hearing [2/11/10 @ 9:00 a.m.]    Filed: 8/4/2009
 
Embassy Investments & Securities, Inc. and Broadous, Timothy O. 
Order Establishing Procedue to Notiify Investors to make Claims [CJ-08-572]    Filed: 7/28/2008
ODS' Report and Motion for Approval of Investor Claim Designations [CJ-08-572]    Filed: 11/7/2008
Order Approving ODS    Filed: 12/18/2008
ODS’ Motion for Summary Judgment against Timothy Broadous, Sheri Broadous, Embassy Ventures Ltd., and Embassy Investments and Securities, Inc., and Brief in Support    Filed: 10/1/2009
Notice of Name Change [Gerri L. Stuckey to Gerri L. Kavanaugh] [CJ-08-572]    Filed: 10/1/2009
Order to Cease and Desist and Agreement relating to Roddy Howald    Filed: 10/20/2009
Dismissal With Prejudice as to Roddy Howald [CJ-08-572]    Filed: 11/12/2009
Final Order, Judgment and Permanent Injunction [CJ-08-572]    Filed: 11/12/2009
 
enTerra Energy, LLC, David G. Rose, David G. Rose dba Energy Associates, Robert P. Malone, Rich 
Order Initiating Investigation    Filed: 2/24/2006
Petition    Filed: 2/6/2007
Appearance of Counsel for Defendant Gary S. Tarbis [Bruce W. Day and Bill Powell Guest]    Filed: 4/26/2007
Entry of Appearance of Defendant Gary S. Tarbis    Filed: 4/26/2007
Answer of Gary S. Tarbis    Filed: 5/16/2007
Appearances of Counsel for Defendants [Bruce W. Day & Bill Powell Guest]    Filed: 5/23/2007
Reservation of Time of Defendants    Filed: 5/23/2007
Appearance of Counsel [D. Michael O'Neil]    Filed: 6/8/2007
Appearance of Counsel [Bill Powell Guest]    Filed: 6/8/2007
Reservation of Time of Defendants Colin Purcell, and Brian C. Rose    Filed: 6/8/2007
Answer of Defendants [filed by D. Michael O'Neil]    Filed: 6/14/2007
Amended Answer of Defendants [filed by D. Michael O'Neil]    Filed: 6/19/2007
Answer of Defendant Brian C. Rose    Filed: 6/22/2007
Answer of Defendant Colin Purcell    Filed: 6/22/2007
Default Judgment against Richard D. Martin    Filed: 7/2/2007
Default Judgment against Robert P. Malone    Filed: 7/2/2007
Final Order, Judgment and Permanent Injunction    Filed: 9/28/2007
Final Order and Judgment against Gary S. Tarbis    Filed: 10/4/2007
Final Order and Judgment against Colin Purcell    Filed: 10/31/2007
Final Order and Judgment against Brian C. Rose    Filed: 2/12/2008
 
ER Urgent Care Holdings, Inc. and Miller, Jerry and Browning, Dave 
Order to Cease and Desist and Notice of Opportunity for Hearing    Filed: 8/24/2009
Notice of Service on the Administrator and Affidavit of Compliance    Filed: 10/22/2009
Express Financial Investment Network, Inc. 
Order Initiating Investigation    Filed: 7/7/2008
Petition for Permanent Injunction and other Equitable Relief against Franklin D. Christon[CJ-08-8837]    Filed: 10/1/2008
Motion for Default Judgment against Franklin D. Christon[CJ-08-8837]    Filed: 11/3/2008
Default Judgment against Franklin D. Christon[CJ-08-8837]    Filed: 11/4/2008
Motion to Vacate Judgment    Filed: 11/21/2008
Final Order and Judgment    Filed: 11/24/2008
Order Vacating Judgment    Filed: 11/24/2008