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Enforcement Actions

 

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Calabro, Belinda
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 4/6/2004
	Order to Cease and Desist    Filed: 5/21/2004

 

Cannon, Greg
	Notice of Entry of Order and Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 9/8/2005

 

Caobo Company and Paul Henry Willms
	Order to Cease and Desist and Notice of Opportunity for Hearing; and Enforcement Division Recommendation    Filed: 7/12/2006

 

Carazolez, Albert T.
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Intent to Revoke Registration and Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 6/29/2005
	Order Revoking Registration    Filed: 8/22/2005

 

Cards-R-Us, Ltd., Paul Blair, Luis Alcala, Bob Kelton, Mike Nash, and Keith Brooks
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 5/23/2007
	Order to Cease and Desist    Filed: 6/25/2007

 

Century Financial Group, Inc.
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 4/26/2002
	Order Revoking Registration    Filed: 5/20/2002

 

Certified Mid-America Financial Group, Inc., Kriss K. Williams Jr., Patricia G. Williams, Kriss
	Petition for Permanent Injunction and other Equitable Relief    Filed: 3/30/2004
	Notice of Order Setting Hearing on Motion for Default Judgment [8/13/04 @ 9:00 a.m.]    Filed: 7/14/2004
	Notice of Order Resetting Hearing on Motion for Default Judgment    Filed: 8/9/2004
	Order of Permanent Injunction    Filed: 9/22/2004
	Order of Permanent Injunction    Filed: 9/22/2004
	Order of Restitution and Payment of Civil Penalty    Filed: 10/1/2004

 

Champ Oil Company, Inc. and Wayne L. Farris
	Agreement    Filed: 10/17/2006

 

Charles B. Campbell, Jason F. Jacobs, and Financial Planning Group
	Order Initiating Investigation    Filed: 2/6/2007

 

Chemical Trust, Clifton Wilkinson, United Marketing Trust
	Final Order to Cease and Desist and Imposing Civil Penalty    Filed: 11/19/1999
	Petition for Permanent Injunction and other Equitable Relief [James Van Pruitt]    Filed: 5/9/2001
	Motion for Default Judgment and Brief in Support [James Van Pruitt]    Filed: 10/24/2001
	Order Setting Hearing on Motion for Default Judgment [James Van Pruitt]    Filed: 10/26/2001
	Journal Entry of Judgment [James Van Pruitt]    Filed: 11/21/2001

 

Cherokee Energy Company, LLC, Appalachian Energy Partners 2001-D, LLP, Martin R. Twist, and For
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 7/14/2003
	Order Setting Hearing    Filed: 9/30/2003
	Offer of Settlement, Consent and Undertaking    Filed: 12/10/2003
	Order Imposing Civil Penalty    Filed: 12/11/2003

 

Cherokee Gas Systems, Inc. and Levinson, Lee
	Order Initiating Investigation    Filed: 8/28/2009

 

Church Builders Plan, Inc., Mission Possible, Inc., and Carl Conley
	Agreement, and Permanent Order to Cease and Desist    Filed: 10/21/2003

 

CleanSip 2000, Inc., Safari Holdings, Inc., Donna M. Andrew, and Robert E. Hodgins
	Notice of Service of the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 10/31/2006
	Appearance and Answer [Kenneth W. Biermacher]    Filed: 11/20/2006
	Motion to Withdraw as Counsel    Filed: 8/21/2009

 

Clearing Services of America, Inc.
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 10/31/2003
	Order Cancelling Registration    Filed: 1/29/2004

 

Cooper, Adrian
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation    Filed: 7/15/2005
	Adrian Cooper, "Former OU athlete investigated" The Oklahoman, Sunday, July 17, 2005    Filed: 7/17/2005
	Order Barring from Association with a Broker-Dealer or Investment Adviser and from Offering or Selling Securities    Filed: 8/24/2005

Covenant Benefits Group, LLC, J. Michael Nimmo, and Charles E. Bray, Jr.
	Final Order, Judgment and Permanent Injunction    Filed: 2/2/2007
	Stipulation and Consent to Order of Permanent Injunction    Filed: 2/2/2007
	Petition for Permanent Injunction and other Equitable Relief    Filed: 2/2/2007