OSC Enforcement Actions

Enforcement Actions

By Date | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 |

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B & B Worm Farm, Greg Bradley, and Lynn Bradley
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation Filed: 5/6/2002
	Entry of Appearance [Arthur N. Bailey & Associates, P.C.] Filed: 5/22/2002
	Respondents' Answer and Response Filed: 5/22/2002
	Agreement Filed: 8/13/2002

B & B Worm Farm, Inc.
	Order Initiating Investigation Filed: 3/19/2003
	Petition for Permanent Injunction and other Equitable Relief Filed: 4/14/2003
	Plaintiff’s Application for Temporary Restraining Order, Asset Freeze, and Brief in Support Filed: 4/17/2003
	Temporary Restraining Order and Order Freezing Assets Filed: 4/17/2003
	Order Filed: 4/17/2003
	Voluntary Petition Filed: 4/22/2003
	Entry of Appearance of Oklahoma Department of Securities and Request for Notices Filed: 4/23/2003
	Application of Trustee to Hire Attorney Filed: 4/28/2003
	Affidavit of Attorney for Trustee Filed: 4/28/2003
	Objection of Lynn Bradley to Application for Temporary Restraining Order and Order Freezing Assets Filed: 4/29/2003
	Memorandum in Support of Objection of Lynn Bradley to Temporary Restraining Order Application for Temporary Restraining Order and Order Freezing Assets Filed: 4/29/2003
	Application for Appointment of Professional [Turnaround Professionals, L.L.C.] Filed: 4/29/2003
	Notice to File Claims [5/27/03 @ 11:00 a.m.] Filed: 4/30/2003
	Order Authorizing Trustee to Employ Attorney Filed: 5/1/2003
	Clerk’s Notice of Order [Order Granting Application by Trustee to Employ Janice D. Loyd as Attorney] Filed: 5/2/2003
	Order Modifying Asset Freeze Filed: 5/2/2003
	Order Authorizing Trustee to Employ Professional Turnaround Professionals, L.L.C. Filed: 5/2/2003
	Clerk's Notice of Order [Order Granting Application by Trustee to Limit Notice] Filed: 5/7/2003
	Trustee’s Application to Authorize Payment of Administrative Expenses Filed: 5/16/2003
	Answer of Defendant Lynn Bradley Filed: 5/20/2003
	Order Authorizing Payment of Administrative Expenses Filed: 5/21/2003
	Clerk’s Notice of Order [Order Granting Application by Trustee to Authorize Payment of Administrative Expenses] Filed: 5/22/2003
	Motion to Sell Property Pursuant to 11 U.S.C. § 363(b)(1) Filed: 6/3/2003
	Trustee’s Notice Under Section 363(b) of Intent to Sell Assets Filed: 6/3/2003
	Affidavit [Robert C. May] Filed: 6/3/2003
	Trustee's Application to Employ Auctioneer Filed: 6/3/2003
	Trustee's Notice Under Section 363(b) and (f) of Intent to Sell Assets Free and Clear of Liens and Encumbrances Filed: 6/5/2003
	Trustee’s Application to Employ Appraiser Filed: 6/5/2003
	Clerk's Notice of Order [Order Granting Application by Trustee to Employ Robert C. May dba R.C. May & Associates as Auctioneer] Filed: 6/6/2003
	Trustee’s Application to Employ Recovery and Liquidation Agent Filed: 6/6/2003
	Order Authorizing Trustee to Employ Appraiser Filed: 6/10/2003
	Clerk’s Notice of Order [Order Granting Application by Trustee to Employ Asset Appraisal Corporation as Appraiser] Filed: 6/11/2003
	Clerk’s Notice of Order [Order Granting Application by Trustee to Employ Robert C. May dba R.C. May & Associates as Recovery and Liquidation Agent] Filed: 6/13/2003
	Application for Order Shortening Time of Notice of Sale Pursuant to Section 363(b) and (f) Filed: 6/13/2003
	Motion to Sell Property Pursuant to 11 U.S.C. § 363(b) and (f) Filed: 6/13/2003
	Trustee's Notice Under Section 363(b) and (f) of Intent to Sell Assets Free and Clear of Liens and Encumbrances Filed: 6/13/2003
	Clerk’s Notice of Order [Order Granting Application by Trustee for Approval of Notice Procedures] Filed: 6/17/2003
	Clerk’s Notice of Order [Order Granting Application by Trustee to Shorten Time of Notice of Sale Pursuant to Section 363(b) and (f)] Filed: 6/17/2003
	Order Approving Notice Procedures Filed: 6/17/2003
	Notice of Hearing on Application for Allowance of Fees by Appraiser for Trustee Filed: 6/25/2003
	Clerk's Notice of Order [Order Granting Motion by Trustee to Sell Property Pursuant to 11 U.S.C. Section 363(b) and (f)] Filed: 6/26/2003
	Clerk's Notice of Order [Order Granting Motion by Trustee to Pay Secured Creditor] Filed: 6/26/2003
	Second Order Modifying Asset Freeze Filed: 7/3/2003
	Notice of Hearing on Application for Allowance of Fees by Recovery and Liquidation Agent for Trustee Filed: 7/8/2003
	Order Authorizing Trustee to Employ Real Estate Broker Filed: 7/9/2003
	Clerk's Notice of Order [Order Granting Application by Trustee to Employ Reese Pilkington, Pilkington Real Estate, as Real Estate Broker] Filed: 7/10/2003
	Trustee's Notice Under Section 363(b) of Intent to Sell Assets Filed: 7/14/2003
	Notice of Hearing on Application for Interim Allowance and Fees and Expenses of Attorney for Trustee Filed: 7/16/2003
	Clerk's Notice of Order [Order Granting Motion by Trustee for Examination of Entities Under Rule 2004] Filed: 8/19/2003
	Clerk's Notice of Order [Order Granting Application by Trustee for Trustee to Compensate Attorney Janice D. Loyd Fees] Filed: 8/25/2003
	Trustee's Second Application to Authorize Payment of Administrative Expenses Filed: 8/25/2003
	Notice of Hearing on First Interim Application of Turnaround Professionals, L.L.C., Appointed Professional for the Chapter 7 Trustee, for Allowance of Compensation and Reimbursement of Expenses Filed: 8/27/2003
	Clerk's Notice of Order [Order Granting Application by Trustee for Administrative Expenses relating to Debtor's business operation in Sallisaw, OK] Filed: 9/8/2003
	Order Authorizing Payment of Administrative Expenses Filed: 9/8/2003
	Clerk's Notice of Order [Order Granting Application by Trustee to Compensate Robert C. May dba R.C. May & Associates] Filed: 9/10/2003
	Clerk's Notice of Order [Order Granting Application by Turnaround Professionals, LLC to Compensate Turnaround Professionals, LLC] Filed: 9/24/2003
	Trustee's Application to Employ Real Estate Broker Filed: 10/10/2003
	Order Authorizing Trustee to Employ Real Estate Broker Filed: 10/15/2003
	Clerk's Notice of Order [Order Granting Application by Trustee to Employ Reese Pilkington as Real Estate Broker and Agent] Filed: 10/17/2003
	Motion to Sell Property Pursuant to 11 U.S.C. § 363(b) and (f) Filed: 10/28/2003
	Trustee's Notice Under Section 363(b) and (f) of Intent to Sell Assets Free and Clear of Liens and Encumbrances Filed: 10/28/2003
	Trustee's Application to Pay Secured Creditor [$1,605.66] Filed: 11/21/2003
	Application to Pay Administrative Expense [$604.40] Filed: 11/21/2003
	Trustee's Application to Pay Secured Creditor [$12,058.59] Filed: 11/21/2003
	Trustee's Application to Pay Secured Creditor [$24,323.19] Filed: 11/21/2003
	Order Authorizing Payment to Secured Creditor [$1,605.66] Filed: 11/24/2003
	Order Authorizing Payment of Administrative Expense [$604.40] Filed: 11/24/2003
	Order Authorizing Payment to Secured Creditor [$24,323.19] Filed: 11/24/2003
	Order Authorizing Payment to Secured Creditor [$12,058.59] Filed: 11/24/2003
	Clerk’s Notice of Order [Order Granting Motion by Trustee to Sell Real and Personal Property in Sallisaw OK] Filed: 11/25/2003
	Motion to Sell Property Pursuant to 11 U.S.C. § 363(b) and (f) Filed: 1/13/2004
	Notice of Hearing [2/11/04 @ 10:00 a.m.] on Application for Allowance of Fees by Real Estate Broker for Trustee Filed: 1/14/2004
	Application for Order Allowing Compensation of Real Estate Broker Filed: 1/14/2004
	Order Allowing Compensation of Reese Pilkington, Pilkington Real Estate Filed: 2/12/2004
	Clerk's Notice of Order [Order Granting Motion by Trustee to Sell Property Pursuant to 11 U.S.C. Section 363(b) and (f)] Filed: 2/13/2004
	Final Judgment of Permanent Injunction and other Equitable Relief [Estate of Gregory Miles Bradley] Filed: 2/26/2004
	Final Judgment of Permanent Injunction and other Equitable Relief [Lynn Bradley] Filed: 2/26/2004
	Clerk's Notice of Order [Order Granting Application by Trustee to Compensate Reese Pilkington] Filed: 4/15/2004
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation Filed: 4/22/2004
	Request for Hearing [James Kent Busch] Filed: 5/7/2004
	Order to Cease and Desist [Joe Alfred aka Jose Alfred Jimenez, Larry Bateman, Scott Alan Haley, and Dana Guy Allen] Filed: 6/2/2004
	Combined Notice of Hearing on Applications for Allowance of Special Counsel for Trustee's Interim Fees and Expenses, and Attorney for Trustee's Second Interim Fees and Expenses Filed: 6/14/2004
	Trustee's Status Report Filed: 6/15/2004
	Clerk's Notice of Order [Order Granting Application by Trustee to Pay Lincoln County Appraisals] Filed: 6/16/2004
	Trustee's Notice under Section 363(b) of Intent to Sell Assets Filed: 6/30/2004
	Trustee's Application to Employ Liquidation Agent w/Affidavit of Applicant-Joe Gibson, and Affidavit of Applicant-Judy Walkingstick Filed: 7/29/2004
	Order Authorizing Trustee to Employ Liquidation Agent Filed: 8/10/2004
	Trustee's Notice Under Section 363(b) of Intent to Sell Assets Filed: 8/19/2004
	Consent Order to Cease and Desist [James K. Busch] Filed: 9/20/2004
	Notice of Hearing on Application for Allowance of Fees by Liquidation Agent for Trustee [11/3/04 @ 10:00 a.m.] Filed: 9/29/2004
	Trustee's Notice Under Section 363(b) of Intent to Sell Assets [Harley Davidson RS Motorcycle] Filed: 10/19/2004
	Order Authorizing Sale of Property Free and Clear of Liens and Encumbrances Pursuant to 11 U.S.C. § 363(b) and (f) [Lots One and Two] Filed: 10/19/2004
	Order Authorizing Sale of Property Free and Clear of Liens and Encumbrances Pursuant to 11 U.S.C. § 363(b) and (f) [Lot Four] Filed: 10/19/2004
	Notice of Hearing on Application for Allowance of Fees by Realtor for Trustee [11/30/04 @ 10:00 a.m.] Filed: 11/1/2004
	Motion for Order Approving a Compromise of Controversy, Combined with Brief in Support Filed: 1/7/2005
	Order Approving Compromise of Controversy Filed: 2/8/2005
	Trustee’s Notice Under Section 363(b) of Intent to Sell Assets to Watches, Etc. on March 28, 2005, at 10:00 a.m. Filed: 3/2/2005
	Combined Notice of Hearing on Applications for Allowance of Special Counsel’s Second Interim Fees and Expenses and Attorney for Trustee’s Third Interim Fees and Expenses [4/14/05, @10:00 a.m.] Filed: 3/15/2005
	Amended Notice of Hearing on Motion for Order Approving a Compromise of Controversy [7/12/05 @ 10:00 a.m.] Filed: 6/13/2005
	Motion for Order Approving a Compromise of Controversy Combined with Brief in Support and Notice of Hearing Filed: 6/21/2005
	Order Approving Compromise of Controversy filed June 10, 2005 Filed: 7/20/2005
	Order Approving Compromise of Controversy Between Trustee for the Estate of the B&B Worm Farms, Inc. and Benjamin R. Stanton Filed: 8/23/2005
	Order Authorizing Trustee to Appoint Realtor w/Application, and Cheryl Anderson's Affidavit, and David Anderson's Affidavit Filed: 11/22/2005
	Motion for Order Approving a Compromise of Controversy, Combined with Brief in Support and Notice of Hearing Filed: 6/13/2006

Bacon, Hoyit A.
	Notice of Service on the Administrator and Affidavit of Compliance; and Notice of Opportunity for Hearing w/Enforcement Division Recommendation Filed: 7/19/2006
	Order Setting Hearing [11/8/06 @ 10:00 a.m.] Filed: 9/8/2006
	Scheduling Order Filed: 9/26/2006
	Order extending Respondent's deadline for filing final witness and exhibit list, and statements of factual and legal contentions Filed: 10/2/2006
	Order Setting Scheduling Conference Filed: 10/10/2006
	Amended Scheduling Order Filed: 10/16/2006
	Consent Order to bar Filed: 10/20/2006

Barren Resources, Inc.
	Order to Cease and Desist and Notice of Opportunity for Hearing Filed: 9/2/2009
	Notice of Service on the Administrator and Affidavit of Compliance relating to Barren Resources, Inc. and Gary Byron Hogan Filed: 10/22/2009
	Final Order to Cease and Desist Filed: 11/18/2009

Barron, Lance Duane
	Notice of Opportunity for Hearing on an Enforcement Division Recommendation to issue an order to cease and desist against Lance Barron Filed: 4/13/2005
	Order to Cease and Desist against Lance Barron Filed: 5/12/2005

Barry Pollard and Roxanne Pollard
	Petition w/Exhibits Filed: 5/11/2005
	Entry of Appearance [David G. Trojan] Filed: 7/11/2005
	Motion to Dismiss by Barry and Roxanne Pollard Filed: 7/28/2005
	ODS' Motion to Compel Discovery from Defendants Barry and Roxanne Pollard Filed: 6/30/2006
	Unopposed Motion to Extend Time to Answer or Otherwise Respond to Third Party Petition [AXA] Filed: 7/13/2006
	Defendants' Response to Plaintiff's Motion to Compel Filed: 7/18/2006
	AXA Advisors, LLC and AXA Equitable Life Insurance Company’s Motion to Compel Arbitration and Brief in Support Filed: 8/7/2006
	Defendants' Response and Objection to Plaintiffs' AXA Advisors and AXA Equitable Life Insurance's Motion to Compel Arbitration and Brief and Pollards' Motion to Compel ODS to Arbitration in the Alternative Filed: 9/19/2006
	Motion for Protective Order Filed: 10/16/2006
	Agreed Protective Order Filed: 10/23/2006
	Notice of Hearing [12/7/06 @ 1:30 p.m.] on AXA Advisor LLC's Motion to Compel Arbitration Filed: 11/14/2006
	ODS' Motion to Set Scheduling Conference w/Order Setting Scheduling Conference [1/18/07 @ 1:30 p.m.] Filed: 12/5/2006
	Agreed Protective Order Filed: 12/29/2006
	ODS’ Response to Defendants’ Motion to Compel the Department of Securities to Arbitration Filed: 1/12/2007
	Third Party Defendants' Renewed Motion to Compel Arbitration with AXA Equitable Life Insurance Company and Brief in Support Filed: 2/16/2007
	Notice of Hearing [3/15/07 @ 1:30 p.m.] on AXA Equitable Life Insurance Company's Renewed Motion to Compel Arbitration Filed: 2/21/2007
	Defendants' Response and Objection to AXA Equitable Life Insurance Company's Renewed Motion to Compel Arbitration and Brief in Support Filed: 3/7/2007
	Third Party Defendants' Reply to Response to AXA Equitable Life Insurance Company's Renewed Motion to Compel Arbitration Filed: 3/22/2007
	ODS' Motion for Summary Judgment against Barry and Roxanne Pollard and Brief in Support Filed: 3/29/2007
	Amended Third Party Petition Filed: 4/9/2007
	ODS’ Motion to Strike Defendants’ Amended Petition adding Third-Party Defendants Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson and John Tom Anderson Filed: 4/13/2007
	Agreed Order Filed: 4/13/2007
	Order Granting Unopposed Application to Extend Time to Answer or otherwise Respond to Amended Petition [Third Party Defendants] Filed: 4/18/2007
	Third Party Defendants' Unopposed Application to Extend Time to Answer or otherwise Respond to Amended Petition Filed: 4/18/2007
	Third Party Defendants' Response in Support of Plaintiff's Motion to Strike Defendants' Amended Petition Filed: 4/19/2007
	Notice of Hearing [5/24/07 @ 1:30 p.m.] on Plaintiff's Motion to Strike Defendants' Amended Petition adding Third-Party Defendants Filed: 4/26/2007
	Pollards’ Response to ODS’ Motion to Strike Pollards’ Amended Petition Adding Third-Party Defendants Filed: 5/1/2007
	Notice of Hearing [6/14/07 @ 1:30 p.m.] on AXA Equitable Life Insurance Company's Motion to Dismiss Breach of Contract Claim and for Reconsideration of Motion to Compel Arbitration Filed: 5/9/2007
	Pollards' Response to ODS' Motion for Summary Judgment Filed: 5/15/2007
	ODS’ Reply to Defendant’s Response to Motion to Strike Defendants’ Amended Petition adding Third-Party Defendants Filed: 5/16/2007
	Agreed Order Filed: 5/22/2007
	Pollards' Response to AXA Equitable Life Insurance Company's Motion to Dismiss Breach of Contract Claim and Request for Reconsideration of Re-Newed Motion to Compel Arbitration of Claims against AXA Equitable Filed: 5/29/2007
	AXA Equitable’s Reply to the Pollards’ Response to Motion to Dismiss Breach of Contract Claim and Request for Reconsideration of Re-Newed Motion to Compel Arbitration of Claims against AXA Equitable Filed: 6/7/2007
	Order sustained on Plaintiff’s Motion to Strike Defendants’ Amended Petition adding Third-Party Defendants Filed: 6/22/2007
	ODS’ Motion to Strike Affidavit of David Morley Filed: 6/22/2007
	Pollards' Response to ODS' Motion to Strike the Affidavit of David Morley Filed: 7/10/2007
	Order Filed: 7/13/2007
	AXA's Answer to Amended Third Party Petition Filed: 7/17/2007
	ODS' Second Motion to Set Scheduling Conference Filed: 7/19/2007
	ODS' Motion to Vacate Agreed Protective Order Filed: 8/10/2007
	Pollards' Offer of Judgment Filed: 8/17/2007
	Notice of Hearings Filed: 8/21/2007
	ODS' Rejection of Offer of Judgment Filed: 8/21/2007
	ODS' Reply to Defendants' Response to the Motion to Strike Affidavit of David Morley Filed: 8/23/2007
	Agreed Order dated 8/31/07 Filed: 8/31/2007
	ODS' Reply to Defendants' Response to Motion for Summary Judgment Filed: 9/20/2007
	Pollards' Motion to Strike ODS' Reply or Alternatively Combined Motion to Continue Hearing on ODS' Motion for Summary Judgment and Motion for Leave to File a Sur-Reply Filed: 9/26/2007
	Defendant Pollards' Sur-Reply to the Department's Reply to the Pollards' Response to the Department's Motion for Summary Judgment Filed: 10/8/2007
	Defendant Pollards’ Motion for Summary Judgment against the Oklahoma Department of Securities Filed: 10/11/2007
	Pollards' Motion to Quash Subpoena Duces Tecum [Morley & Associates] Filed: 10/16/2007
	Order [September 27, 2007 hearing] Filed: 10/24/2007
	ODS' Application for Extension of Time to Respond/Order Granting Extension of Time Filed: 10/24/2007
	Entry of Appearance [Russell L. Mulinix] Filed: 10/26/2007
	ODS' Response to Defendants' Motion for Summary Judgment Filed: 10/31/2007
	Order Granting Partial Summary Judgment Filed: 11/28/2007
	Pollards' Motion to Reconsider and/or Vacate Order Granting Partial Summary Judgment Dated November 18, 2007; Motion for New and/or Motion to Clarify and Brief in Support Filed: 12/13/2007
	Entry of Appearance [Amy G. Piedmont] Filed: 12/13/2007
	AXA Equitable Life Insurance Company’s Unopposed Motion to Extend Time to File Dispositive Motions Filed: 12/28/2007
	Order Granting AXA Equitable Life Insurance Company's Unopposed Motion to Extend Time to File Dispositive Motions Filed: 1/2/2008
	ODS' Response to Pollard's Motion to Reconsider and/or Vacate Order Granting Partial Summary Judgment dated November 18, 2007; Motion for New [Trial] and/or Motion to Clarify and Brief in Support Filed: 1/3/2008
	Barry and Roxanne Pollards' Motion to Certify Questions for Immediate Interlocutory Appeal and Motion to Stay and Brief in Support Filed: 1/14/2008
	Substitution of Counsel Filed: 1/14/2008
	Barry and Roxanne Pollards' Reply to ODS' Response to Defendants' Motion to Certify Questions for Immediate Interlocutory Appeal and Motion to Stay and Brief in Support Filed: 1/29/2008
	Order Granting Defendants' Motion to Certify Questions for Immediate Interlocutory Appeal and Motion to Stay Filed: 2/20/2008
	ODS' Cross Designation of Record for Appeal from District Court re 105682 Filed: 5/15/2008
	ODS' Response to Petitioners' Brief in Chief Filed: 6/19/2008

Benchmark Global Capital and Benjamin Wei
	Order Initiating Investigation Filed: 1/10/2002

Bio Performance, Inc. and Ralph Ashley
	Notice of Service on the Administrator and Affidavit of Compliance, and Notice of Opportunity for Hearing w/Enforcement Division Recommendation Filed: 9/12/2006

Bonus of America fka Bonus Building Care, Inc.; Ryco Enterprises, Inc. dba Bonus Building Care
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation Filed: 7/27/2005
	Request for Hearing Filed: 8/15/2005
	Notice of Appearance [Kenneth M. Smith of Riggs, Abney, Neal, Turpen, Orbison & Lewis] Filed: 11/4/2005

Bothwell Consulting, LLC and Richardson, Amy J. and Richardson, Tommy L. and VonWerder, Chris a
	Petition for Permanent Injunction and other Equitable Relief Filed: 7/24/2009
	Application for Temporary Restraining Order, Order Freezing Assets and Order for Accounting Filed: 7/24/2009
	Temporary Restraining Order, Order Freezing Assets and Order for Accounting Filed: 7/24/2009
	Notice of Rescheduled Hearing [8/20/09 @ 10:00 a.m.] Filed: 7/28/2009
	Temporay Injunction against Bothwell Consulting, LLC and Lawrence G. Bothwell by Consent Filed: 8/20/2009
	Temporay Injunction against Tommy L. Richarson and Amy J. Richardson by Consent Filed: 8/20/2009
	Entry of Appearance and Reservation of Time [J. David Ogle] Filed: 8/21/2009
	ODS’ Motion for Default Judgment against Defendant Tommy L. Richardson and Relief Defendant Amy J. Richardson Filed: 8/26/2009
	Temporary Injunction against Christopher S. VonWerder Filed: 9/3/2009
	Notice of Hearing [10/8/09 @ 9:30 a.m.] on Motion for Default Judgment against Defendant Tommy L. Richardson and Amy J. Richardson Filed: 9/3/2009
	Default Judgment against Defendant Tommy L. Richardson and Relief Defendant Amy J. Richardson Filed: 10/8/2009
	ODS' Motion for Default Judgment against Christopher S. Vonwerder Filed: 10/13/2009
	ODS’ Motion to Enter Filed: 11/18/2009

Broadband Wireless International Corp., Black Giant Oil Co., Broadband Wireless Communications
	Petition for Permanent Injunction and other Equitable Relief Filed: 8/11/2000
	Judgment - Permanent Injunction Filed: 7/26/2001
	Notice of Hearing on Motion for Default Judgment (Ivan Webb) Filed: 10/30/2001
	Motion for Default Judgment and Brief in Support [Ivan Webb] Filed: 10/30/2001
	Final Judgment of Permanent Injunction [Ivan Webb] Filed: 12/5/2001
	Stipulation and Consent [Tommy K. Hill] Filed: 2/15/2002
	Final Judgment of Permanent Injunction and other Equitable Relief against Tommy K. Hill Filed: 2/15/2002
	Dismissal without Prejudice [Kimberly Knight] Filed: 8/5/2002
	Dismissal [Broadcom Wireless Communications Corporation and Black Giant Resources Corporation] Filed: 8/8/2002

Brooksmith Partners, Ltd.
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation Filed: 12/23/2002
	Order to Cease and Desist Filed: 1/31/2003

Bruce T. Gilliam, Freedom Association, Freedom Association, Inc., and Christian Freedom Ministr
	Petition for Permanent Injunction and other Equitable Relief Filed: 2/29/2000
	Plaintiff's Application for Temporary Restraining Order, Asset Freeze, Appointment of a Receiver, and Temporary Injunction and Brief in Support Filed: 2/29/2000
	Temporary Restraining Order, Order Freezing Assets, and Appointment of Receiver Filed: 2/29/2000
	Order Granting Temporary Injunction Filed: 9/1/2000
	Stipulation and Consent Filed: 1/26/2001
	Agreed Order Filed: 1/26/2001
	Order of Restitution Filed: 8/17/2001
	Bruce T. Gilliam pleads guilty in investment fraud Filed: 2/9/2003

Buckeye Energy Corporation and Phillip Sharp
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation Filed: 3/29/2004
	Order to Cease and Desist Filed: 4/29/2004

BuyItNow, Inc., Patrick Rooney, and Anthony Cole Link
	Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation Filed: 5/13/2002
	Order to Cease and Desist Filed: 5/23/2002