Request for Record Inspection

Name*
Street
City	State	Zip*
E-Mail*	Daytime Phone
* indicates a required field

RECORD REQUESTED: Please provide a specific description of the record(s) you are requesting. If you are requesting information on Broker-dealers, Agents, Investment Advisers, or Investment Adviser Representatives, please provide the full name and CRD # of the individual or firm. For a CRD Report, click here.

Record Title, Case Reference#, Description, Entity, Date, CRD #, etc.

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Description or Purpose of this Request:

Charges that may apply:

For printed pages there is a $0.25 per page copy fee pursuant to section 1-612 of the Oklahoma Uniform Securities Act of 2004 (OUSA of 2004)
Requests that are determined to be for commercial purposes will be charged a research fee of $20.00 per hour. This fee is in addition to the copy fee above. Payment for commercial purpose requests is due prior to the work being performed.
Information that will satisfy a request that is available in an electronic format and can be transmitted via e-mail, may not incur the above stated copy fee. Examples would include WebCRD firm and individual snapshot requests.

You will be notified, in advance, of charges to be incurred.