Google powered site search:
Person or Entity Search:
 
Page loaded as of 8/20/2014 11:19:30 PM
What is the Oklahoma Securities Commission?
   
Recent Enforcement Actions
Hammons, Jim Jay [CRD 4451341]
Enforcement Division's Amended Preliminary Lists of Witnesses, Documents and Exhibits [Redacted]    Filed: 8/19/2014
Enforcement Division's Amended Preliminary Lists of Witnesses, Documents and Exhibits [Redacted]    Filed: 8/19/2014
Seabrooke Realty and Seabrooke, Tom
Defendants' Motion to Vacate Temporary Restraining Order    Filed: 8/19/2014
Entry of Appearance [Robert D. Edinger]    Filed: 8/18/2014
EM Business Connections and MP Executive Solutions and Grey Bryan Lynn
Order to Cease and Desist    Filed: 8/13/2014
Watkins, Rodney Larry Jr. [CRD 3091936]
Pre-Hearing Conference Order    Filed: 8/12/2014
Hammons, Jim Jay [CRD 4451341]
Enforcement Division's Preliminary Lists of Witnesses, Documents and Exhibits [Redacted]    Filed: 8/11/2014
Oklahoma Energy Exchange, LLC and Gray, Jimmy W.
Order to Issued Notice to Creditors    Filed: 8/11/2014
Seabrooke Realty and Seabrooke, Tom
Petition for Permanent Injunction and other Relief    Filed: 8/11/2014
Application for Temporary Restraining Order, Order Freezing Assets, Order Appointing Receiver, Order for Accounting and Temporary Injunction    Filed: 8/11/2014


2013 Investment Adviser
Briefing & Update