Google powered site search:
Person or Entity Search:
 
204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
Page loaded as of 3/25/2017 6:34:53 AM
What is the Oklahoma Securities Commission?
 
Recent Enforcement Actions
Seabrooke Realty and Seabrooke, Tom
Order on Receiverís Interim Application for Fees and Expenses for September 2016    Filed: 12/8/2017
Order on Receiverís Interim Application for Fees and Expenses for January 2017    Filed: 3/17/2017
Agreed Order [Movant's Application for Order Permitting Proof of Claim to be Filed Out of Time [Brent & Meghann Neeley]]    Filed: 3/17/2017
Conestoga International, LLC and McDermott, Michael
Agreement [Conestoga Trust, Conestoga International LLC and Michael C. McDermott]    Filed: 3/10/2017
Final Order to Cease and Desist [Conestoga Trust, Conestoga International LLC and Michael C. McDermott]    Filed: 3/10/2017
Treece, Joe Don and Arvest Wealth Management
Final Order    Filed: 3/10/2017
Doud, Randy Jay
Petition for Permanent Injunction and Other Relief    Filed: 2/28/2017
Manna Source Sustainable, LLC and Myers, Jerrold Wayne and Warlick, Gary Douglas
Agreed Order to Continue Hearing to March 24, 2017 at 1:30 p.m.    Filed: 2/28/2017
Secure Operations Group, LLC and McAlpine, Johnnie Louis and McAlpine, Cynthia Kay
Petition for Permanent Injunction and Other Relief [CJ-17-1138]    Filed: 2/27/2017
McDaniel, Larry R.
Order granting ODSí Motion for Sanctions[CJ-15-6867]    Filed: 2/17/2017
Seabrooke Realty and Seabrooke, Tom
Order on Receiverís Interim Application for Fees and Expenses for December 2016    Filed: 2/17/2017
Movant's Application for Order Permitting Proof of Claim to be Filed Out of Time [Brent & Meghann Neeley]    Filed: 2/17/2017