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What is the Oklahoma Securities Commission?
   
Recent Enforcement Actions
Watkins, Rodney Larry Jr. [CRD 3091936]
Respondents' Motion to Compel Production of Documents    Filed: 4/11/2014
Prestige Ventures Corp. and Lee, Kenneth
Release of Notice of Pendency of Action    Filed: 4/8/2014
Watkins, Rodney Larry Jr. [CRD 3091936]
Respondents' Motion to Quash Subpoena Duces Tecum Directed to Rodney L.Watkins, Jr.    Filed: 4/8/2014
Oklahoma Energy Exchange, LLC and Gray, Jimmy W.
Notice of Status Conference [4/10/14 @ 1:30 p.m.]    Filed: 4/7/2014
Affidavit of Lance Bowman    Filed: 4/1/2014
Consent of Defendant Lance P. Bowman    Filed: 4/1/2014
Agreed Judgment as to Defendant Lance P. Bowman    Filed: 4/1/2014
Watkins, Rodney Larry Jr. [CRD 3091936]
Order Resolving Discovery Issues    Filed: 4/1/2014
Beard, Jason Wheat and Eller, Vechil and Tri-State Auto Auction
Notice of Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing    Filed: 3/31/2014
McKRoll Capital International, LLC and McKittrick, Carl C. II and McKittrick, Carl
Order of Permanent Injunction, Restitution and Civil Penalty    Filed: 3/28/2014


2013 Investment Adviser
Briefing & Update