**Effective Monday, July 27, 2015, our new physical location and mailing address will be:
    204 North Robinson Ave., Suite 400,
    Oklahoma City, OK 73102-7001.
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What is the Oklahoma Securities Commission?
   
Recent Enforcement Actions
Stacy, Anthony Ray
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with Enforcement Division Recommendation [Redacted]    Filed: 8/21/2015
Watkins, Rodney Larry Jr. [CRD 3091936] and Southeast Investments, N.C., Inc. and Black, Frank H.
Petitioners' Opening Brief [SEI and Black CV-2015-86]    Filed: 8/17/2015
White, Tonya M. and Dunning, Kristin L.
Notice of Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing [Kristin L. Dunning]    Filed: 8/12/2015
Watkins, Rodney Larry Jr. [CRD 3091936] and Southeast Investments, N.C., Inc. and Black, Frank H.
Order Setting Briefing and Hearing Schedule [CV-2015-86]    Filed: 8/11/2015
Pentecost Capital Mgmt. Inc.
Notice of Change of Address    Filed: 8/4/2015
White, Tonya M. and Dunning, Kristin L.
Agreement; Order [Tonya M. White]    Filed: 8/3/2015
Seabrooke Realty and Seabrooke, Tom
Receiverís Interim Application for Order Approving Receiverís Fees and Expenses for June 2015    Filed: 7/29/2015
Receiverís First Application to Approve Distributions on Claims    Filed: 7/29/2015
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
ODS' Notice of Change of Address    Filed: 7/23/2015
Nick's Oil & Gas Corp and Diamond, Steven D. and Yukich, Nicholas P. III
ODS' Notice of Change of Address    Filed: 7/23/2015
ACFE Senior Fraud Presentation
May 14, 2015