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204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
Page loaded as of 10/19/2017 6:30:34 PM
What is the Oklahoma Securities Commission?
 
Recent Enforcement Actions
Seabrooke Realty and Seabrooke, Tom
Order on Receiverís Interim Application for Fees and Expenses for June thorugh August 2017    Filed: 10/20/2017
Manna Source Sustainable, LLC and Myers, Jerrold Wayne and Warlick, Gary Douglas
Agreed Order Regarding Gain Capital Account    Filed: 10/17/2017
Hansen, Theodore and Estrella Group, LLC and Hansen, Theodore
Estrella Group, LLCís Answer to Petition    Filed: 10/16/2017
Theodore L. Hansenís Answer to Petition    Filed: 10/16/2017
Samuel W. Fairchildís Answer to Petition    Filed: 10/16/2017
Wilbanks Securities, Inc. and Wilbanks, Aaron B.
Order Terminating Registration    Filed: 10/13/2017
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Conservator's Report for April through September 2017 [without Exhibits]    Filed: 10/10/2017
Notice of Hearing [11/3/17 @ 9:00 a.m.] on Conservator's Fees and Expenses and Attorney's Fees for April through September 2017    Filed: 10/10/2017
Flower, James William
Agreement [James W. Flower]    Filed: 10/10/2017
Seabrooke Realty and Seabrooke, Tom
Receiver's Motion to Approve Proof of Claim of Brent and Meghann Neeley [Hearing set for 11/17/17 at 9:00 a.m.]    Filed: 10/9/2017
LynnStar Communications, Inc. and Sweeney, Daniel and Romine, Chris and Sizemore, Steve
Defendants Lynnstar Communications Corp. and Christopher A. Romineís Answer     Filed: 10/6/2017
Municipal Finance Services, Inc.
Answer and Request for Hearing    Filed: 10/4/2017