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204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
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What is the Oklahoma Securities Commission?
 
Recent Enforcement Actions
Nick's Oil & Gas Corp and Diamond, Steven D. and Yukich, Nicholas P. III
ODS' Motion to Determine and Strike Defenses    Filed: 9/9/2016
Oklahoma Energy Exchange, LLC and Gray, Jimmy W.
Order Permitting Receiver to Pay Claims Associated with Emergency Disposal Well Remediation Procedures [CJ-13-5023]    Filed: 9/8/2016
Manna Source Sustainable, LLC and Myers, Jerrold Wayne and Warlick, Gary Douglas
Order Initiating Investigation    Filed: 9/7/2016
Seabrooke Realty and Seabrooke, Tom
Agreed Order Clarifying Final Order as to the Weatherford-Timber Creek Properties and Releasing Those Properties from the Receivership Estate [Bank SNB]    Filed: 9/7/2016
Secure Operations Group, LLC and McAlpine, Johnnie Louis and McAlpine, Cynthia Kay
Dismissal Without Prejudice [Secure Operations Group, LLC and George Franklin Conner]    Filed: 9/6/2016
Seabrooke Realty and Seabrooke, Tom
Application for Agreed Order Clarifying Final Order as to the Weatherford-Timber Creek Properties and Releasing Those Properties from the Receivership Estate [Bank SNB]    Filed: 9/2/2016
Newman, David Perry
Final Order    Filed: 8/31/2016
Smart Business Pros and Internet Market Masters
Notice of Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing    Filed: 8/29/2016
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Order Approving Conservator's Report and Conservator's Fees and Expenses for October 2015 through June 2016    Filed: 8/26/2016
Order Granting Interim Application for Attorney's Fees for October 2015 through June 2016    Filed: 8/26/2016
Nick's Oil & Gas Corp and Diamond, Steven D. and Yukich, Nicholas P. III
Defendants' Answer to Petition for Permanent Injunction and Other Relief    Filed: 8/25/2016
Entry of Appearance [Stephen Q. Peters]    Filed: 8/25/2016