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What is the Oklahoma Securities Commission?
   
Recent Enforcement Actions
Watkins, Rodney Larry Jr. [CRD 3091936] and Southeast Investments, N.C., Inc. and Black, Frank H.
Designation of Record for Appeal to the Oklahoma Supreme Court from the Oklahoma Securities Commission [SEI and Black][OSC 15-001]    Filed: 1/22/2015
Scambler, Bruce
Defendant's Objection to ODS's Motion for Summary Judgment    Filed: 1/20/2015
Watkins, Rodney Larry Jr. [CRD 3091936]
Petition in Error [SEI and Black SC No. 113585]    Filed: 1/20/2015
Designation of Record for Appeal to the Oklahoma Supreme Court from the Oklahoma Securities Commission [SEI and Black SC No. 113585]    Filed: 1/20/2015
Entry of Appearance of Patrick O. Waddel [SEI and Black SC No. 113585]    Filed: 1/20/2015
2001 Trinity Fund, LLC and Arrowood, Robert C.
ODS' Motion for Partial Summary Judgment and Brief in Support [without exhibits]    Filed: 1/16/2015
Seabrooke Realty and Seabrooke, Tom
Agreed Protective Order    Filed: 1/16/2015
Agreed Protective Order    Filed: 1/16/2015
Oklahoma Energy Exchange, LLC and Gray, Jimmy W.
Consent of Defendant Jimmy W. Gray    Filed: 1/8/2015
Agreed Judgment as to Defendant Jimmy W. Gray    Filed: 1/8/2015


2013 Investment Adviser
Briefing & Update