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What is the Oklahoma Securities Commission?
   
Recent Enforcement Actions
Scambler, Bruce
Notice of Hearing [3/6/15 @ 9:00 a.m.] on ODS's Hearing on Motion to Strike    Filed: 2/23/2015
Notice of Hearing [3/6/15 @ 9:00 a.m.] on ODS's Hearing on Motion to Strike    Filed: 2/23/2015
Seabrooke Realty and Seabrooke, Tom
Receiverís Interim Application for Order Approving Receiverís Fees and Expenses for December 2014 through January 2015    Filed: 2/13/2015
Watkins, Rodney Larry Jr. [CRD 3091936]
Entry of Appearance of Amanda Cornmesser [SC No. 113585]    Filed: 2/12/2015
Entry of Appearance of Jennifer Shaw[SC No. 113585]    Filed: 2/12/2015
ODS' Counter-Designation of Record for Appeal to the Oklahoma Supreme Court from the Oklahoma Securities Commission [SC No. 113585]]    Filed: 2/12/2015
ODS' Counter-Designation of Record for Appeal to the Oklahoma Supreme Court from the Oklahoma Securities Commission [OSC 15-001]    Filed: 2/12/2015
2001 Trinity Fund, LLC and Arrowood, Robert C.
Defendant Robert Arrowood's Request for Extension of Time to Respond to ODS's Motion for Partial Summary Judgment    Filed: 2/10/2015
Order Granting Defendant Robert Arrowood's Request for Extension of Time    Filed: 2/10/2015
Watkins, Rodney Larry Jr. [CRD 3091936]
OSCís Response to Petition in Error [SC No. 113585]    Filed: 2/10/2015


2013 Investment Adviser
Briefing & Update