Google powered site search:
Person or Entity Search:
 
204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
Page loaded as of 8/25/2016 1:16:42 AM
What is the Oklahoma Securities Commission?
   
Recent Enforcement Actions
Nick's Oil & Gas Corp and Diamond, Steven D. and Yukich, Nicholas P. III
ODS' Response in Opposition to Defendants' Motion for Leave to File Out of Time    Filed: 8/22/2016
Orlando, Troy A.
Agreement     Filed: 8/15/2016
Nick's Oil & Gas Corp and Diamond, Steven D. and Yukich, Nicholas P. III
Affidavit as to Military Service of Nicholas P. Yukich, III    Filed: 8/11/2016
Newman, David Perry
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 8/8/2016
Armstrong, David Lyle
Agreement    Filed: 8/3/2016
Mulder, William B.
Final Order    Filed: 8/2/2016
Nick's Oil & Gas Corp and Diamond, Steven D. and Yukich, Nicholas P. III
Motion for Default Judgment    Filed: 7/28/2016
Notice of Hearing [8/25/16 @ 1:30 p.m.] on Motion for Default Judgment    Filed: 7/28/2016
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Notice of Hearing [8/26/16 @ 9:00 a.m.] on Interim Application for Order Spproving Conservator's Fees and Expenses for October 2015 through June 2016; and Interim Application for Order Approving Attorney's Fees for October 2015 through June 2016    Filed: 7/21/2016
Conservator's Report for October 2015 through June 2016    Filed: 7/21/2016
Doughty, Paul and First State Bank of Altus and Altus Ventures, Inc.
Order of Closure of Investigation    Filed: 7/15/2016
Watkins, Rodney Larry Jr. [CRD 3091936] and Southeast Investments, N.C., Inc. and Black, Frank H.
Order Sustaining the Ruling of the Oklahoma Securities Commission    Filed: 7/15/2016