|
...in the News
 |
|
U.S. reaches mortgage settlement with top banksWASHINGTON, D.C. -- The biggest U.S. banks will provide about $25 billion in relief to distressed homeowners, as state and federal officials hold lenders responsible for taking illegal shortcuts during foreclosures and for other deceptive practices.
- Reuters - 2/9/2012
|
|
Man to plead guilty in Ponzi fraud caseNORTH CAROLINA -- John Knox Bridges will plead guilty to securities fraud and money laundering. He solicited investments in Logan Investments, a fictitious company, and faces more than 4 years in prison for the $2.3M Ponzi scheme.
- CharlotteObserver - 2/9/2012
|
|
Bankrupt DBSI faces criminal probeIDAHO -- Doug Swenson, the founder and CEO of the failed firm, could face charges of tax evasion, money laundering, racketeering and securities fraud. DBSI controlled 244 commercial properties around the country with 8,500 investors.
- IdahoStatesman - 2/9/2012
|
|
Ohio computer tech sentenced to 6 months for securities fraudCLEVELAND — Computer technician Randall Rosenthal was sentenced in a New York state court to six months in jail for his role in a stock swindle that left Industrial Enterprises of America in shambles while defrauding the company's investors.
- Cleveland.com - 2/9/2012
|
|
Trustee seeks $1B from Fair Finance's lendersOHIO -- The suit charges that Textron Financial and Fortress Credit turned a blind eye to CEO Tim Durham’s fraudulent activities because they were making millions on their lending relationship and held first liens on the only assets with real value.
- IBJ.com - 2/9/2012
|
|
In Stanford trial, IRS agent tells of big depositsHOUSTON -- Leroy King, former head of the Financial Services Regulatory Commission in Antigua and accused of taking bribes, made bank deposits of around half a million dollars after R. Allen Stanford made withdrawals, the agent said.
- Chron.com - 2/9/2012
|
|
House passes STOCK ActWASHINGTON, D.C. -- The STOCK Act, or Stop Trading on Congressional Knowledge Act, forbids members of Congress and their staffers from trading on non-public information they receive through their work on Capitol Hill.
- WIVB - 2/9/2012
|
|
Next>>
|
<< Search >> |
|
Recent Enforcement Actions |
|
|
Oklahoma Securities Commission Cautions Investors Against Making Uninformed, Sudden Decisions Amid Wall Street Crisis |
Oklahoma City///
- Irving Faught, Oklahoma Securities Commission Administrator, reminded investors about the important safeguards
protecting their brokerage account assets.
Press Release
- 09/26/2008
|
|
|
 |
MBS Inspection Corporation / Debra Ann Miller |
 |
|
|
 |
|
 |
|
|
Firstar Financial / John Joseph Hamilton |
|
|
|
|
|
|
|
|
Keith Geary / Geary Securities, Inc. |
|
|
|
|
|
|
|
|
Prestige Ventures |
|
|
Oklahoma City/// Chinese Community Targeted In Multi-Million Dollar Commodity Futures Ponzi Scheme Operated by South Carolina
Resident Kenneth Lee and Oklahoma Resident Simon Yang and their Companies... |
Press Release 11/25/2009
|
|
|
|
|
|
|
|
Storybook Properties |
|
| Oklahoma City/// Oklahoma County District Court Judge Noma Gurich appointed a receiver over the assets of Storybook
Properties, LLC, Storybook Investments WA, LLC, Matthew G. Story and their affiliates... |
Press Release 10/07/2009
|
Order Appointing Receiver 10/07/2009
|
|
|
|
|
|
|
|
Global West Funding |
|
| Oklahoma City/// The Oklahoma Department of Securities filed a civil action in
Oklahoma County District Court alleging that Oklahoma City residents, Brian McKye, Joe Don Johnson, and James Farnham, are
fraudulently selling securities... |
Press Release 3/24/2009
|
|
|
|
|
|
|
|
|
Quest Resource Corp./Jerry Cash |
|
|
|
|
|
|
|
|
|
