Enforcement Actions  
 
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Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates 
  Conservator's Report for November 2009    Filed: 12/28/2009
  Notice of Hearing [1/29/10 @ 9:00 a.m.] on Application for Conservator's Fees and Expenses for November 2009 and Application for Attorney's Fees for November 2009    Filed: 12/28/2009
American Liberty Insurance & Financial Services and LightHouse Marketing Incorporated and Winne 
  Judgment and Sentence    Filed: 12/22/2009
Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe  
  Brian McKye’s Objection to Special Masters Request for Compensation and Motion for Hearing on Special Master’s Future Role on Court Appointment    Filed: 12/18/2009
  ODS’ Reply in Support of ODS’ Motion for Summary Judgment against Brian McKye    Filed: 12/17/2009
Roark, Bryan David [CRD 2126052] 
  Order Granting Application by Receiver for Approval of Employment of Legal Counsel    Filed: 12/17/2009
Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe  
  Brian McKye's Response to ODS' Motion for Summary Judgment    Filed: 12/15/2009
Prestige Ventures Corp. and Lee, Kenneth 
  Simon Yang’s Answer to Complaint    Filed: 12/14/2009
Roark, Bryan David [CRD 2126052] 
  Order Granting Application by Receiver for Approval of Employment of Consultant Re: Cattle, Equipment and Real Estate    Filed: 12/11/2009
  Order relating to Interim Disbursements from Receivership Assets to Intervenor Christiana K. Roark    Filed: 12/10/2009
Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe  
  Brian McKye's Request for Continuance    Filed: 12/9/2009
Schubert and Associates and Schubert, Marsha Kay and Schubert, Richard L. 
  Receiver's Accounting for November 2009    Filed: 12/9/2009
Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe  
  Brian McKye’s Motion to Vacate Order to Quash Deposition of Patricia Labarthe and Stephen Moriarty    Filed: 12/8/2009
Midwest Credit Solutions, Inc. and Coleman, Vernon and Chastain, Jan 
  Final Order to Cease and Desist against Ultimate Financial Concepts, LLC and Vernon D. Coleman    Filed: 12/8/2009
Global West Funding Ltd. Co. and McKye, Brian and Heritage Estate Service LLC and Johnson, Joe  
  Order Quashing Notice to take Deposition    Filed: 12/7/2009
  ODS' Motion to Quash Notice to take Deposition    Filed: 12/4/2009
Roark, Bryan David [CRD 2126052] 
  Order Granting Receiver’s Emergency Application to Sell Cattle    Filed: 12/4/2009
  Agreed Order Requiring Landmark Bank to Transfer or Turn Over Funds to Receiver    Filed: 12/4/2009
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates 
  Order Granting Conservator's Report and Conservator's Fees and Expenses for September 2009    Filed: 12/3/2009
  Order Granting Attorney's fees for September 2009    Filed: 12/3/2009
Roark, Bryan David [CRD 2126052] 
  ODS’ Response to Emergency Application for Order Regarding Disbursement of Necessary Expenses and Reasonable Attorney’s Fees for Intervenor with Court Approval    Filed: 12/3/2009
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