Enforcement Actions

   
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NYLIFE Securities, LLC and Friedman, Larry S and Bogle, L. Dean 
  Agreement [Dean Bogle]    Filed: 6/15/2018
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates 
  Order Granting Interim Application for Attorney's Fees for October 2017 through April 2018    Filed: 6/8/2018
  Order Approving Conservator's Report and Conservator's Fees and Expenses for October 2017 through April 2018    Filed: 6/8/2018
Estrella Group, LLC and Hansen, Theodore and Fairchild, Samuel W. 
  Final Order, Judgment and Injunction    Filed: 6/6/2018
  Stipulation and Consent to Final Order w/Certificate of Service    Filed: 6/1/2018
Secure Operations Group, LLC and McAlpine, Johnnie Louis and McAlpine, Cynthia Kay 
  Motion to Determine Restitution [hearing set for 7/13/18 @ 9:00 a.m.][CJ-17-1138]    Filed: 5/23/2018
  Notice of Hearing [7/13/18 @ 9:00 am] on Motion to Determine Restitution [CJ-17-1138]    Filed: 5/23/2018
Lancaster, William David 
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Amended Enforcement Division Recommendation    Filed: 5/10/2018
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates 
  Notice of Hearing [6/8/18 @ 9:00 a.m.] on Conservator's Fees and Expenses and Attorney's Fees for October 2017 through April 2018    Filed: 5/8/2018
Stevens, James Mark and Stevens, Markham Brian 
  Final Order, Judgment and Permanent Injunction [Markham Brian Stevens]    Filed: 5/3/2018
  Stipulation and Consent of Markham Brian Stevens    Filed: 5/2/2018
Secure Operations Group, LLC and McAlpine, Johnnie Louis and McAlpine, Cynthia Kay 
  Final Order, Judgment and Injunction w/Stipulation and Consent; and Certificate of Service [Cindy Kay McAlpine and Cody Belitz][CJ-17-1138]    Filed: 4/16/2018
  Journal Entry of Judgment as to Johnnie Louis McAlpine [CJ-17-1138]    Filed: 4/16/2018
Scherwa, Timothy Jay 
  Agreement [Timothy J. Scherwa]    Filed: 4/12/2018
Secure Operations Group, LLC and McAlpine, Johnnie Louis and McAlpine, Cynthia Kay 
  Stipulation and Consent to Final Order w/Certificate of Service [Cindy Kay McAlpine and Cody Belitz][CJ-17-1138]    Filed: 4/12/2018
Stevens, Markham Brian (a/k/a Mark Stevens) and Thompson, William Glenn 
  Answer of William Glenn Thompson    Filed: 4/10/2018
Manna Source Sustainable, LLC and Myers, Jerrold Wayne and Warlick, Gary Douglas 
  Order Approving Purchaser Claim Designations, Transferring Defendantsí Funds, Confirming Restitution Amount, and Approving Distributions to Purchasers    Filed: 4/5/2018
Lancaster, William David 
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 3/27/2018
Sica, Anthony 
  Agreement [Anthony Sica]    Filed: 3/20/2018
Hefner, Michael Winston 
  Final Order [Michael W. Hefner]    Filed: 3/5/2018
Stevens, Markham Brian (a/k/a Mark Stevens) and Thompson, William Glenn 
  Petition for Permanent Injunction and Other Relief [Stevens and Thompson]    Filed: 2/28/2018
  Petition for Permanent Injunction and Other Relief [Stevens and Thompson]    Filed: 2/28/2018
Seabrooke Realty and Seabrooke, Tom 
  Interim Application for Order Approving Receiver's Fees and Expenses for November through December 2017 [Hearing 3/22/18 @ 2:00 p.m.]    Filed: 2/23/2018
Tree Line Capital, LLC 
  Agreement    Filed: 2/15/2018
Manna Source Sustainable, LLC and Myers, Jerrold Wayne and Warlick, Gary Douglas 
  ODSí Motion for Approval of Purchaser Claim Designations, Transfer of Defendantsí Funds, Confirmation of Restitution Amount, and Approval of Distributions to Purchasers    Filed: 1/30/2018
  Notice of Hearing [4/5/18 @ 1:30 p.m.] on ODS' Motion for Approval of Purchaser Claim Designations, Transfer of Defendantsí Funds, Confirmation of Restitution Amount, and Approval of Distributions to Purchasers    Filed: 1/30/2018
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