Commission
Commission Overview
Activities & Objectives
Meeting Agenda
Commission Reports
Commissioner's Login
Employee Access
Enforcement
Enforcement Overview
Complaint procedures
Press Releases
Actions
Ask a Question
Corporate Finance
Corporate Finance Overview
Check Filing Status
IC Notice Permit Letters
Ask a Question
Firms/Professionals
Firms/Professionals Overview
Broker-dealer
Investment Adviser
Compliance Exam Materials
IA Switch Information
Database Search
FINRA BrokerCheck
Exam & Testing Info
NonBranch Offices
Ask a Question
Contact Us
Contact Overview
Forms
Press Releases
External Links
Act & Rules
Records Inspections
Document Delivery Page
Document Download Page
Investor Ed
Enforcement Actions
By Date
|
2013
|
2012
|
2011
|
2010
|
2009
|
2008
|
2007
|
2006
|
2005
|
2004
|
2003
|
2002
|
2001
|
By Case Name
|
A
|
B
|
C
|
D
|
E
|
F
|
G
|
H
|
I
|
J
|
K
|
L
|
M
|
N
|
O
|
P
|
Q
|
R
|
S
|
T
|
U
|
V
|
W
|
X
|
Y
|
Z
|
Search:
IHH Construction, IHH Electrical, IHH Development, Inc., IHH Industries, Inc., Daymond K. Geary
Order Initiating Investigation
Filed: 4/7/2004
Insights Now, LLC and DeFries, Jerome J.
Notice of Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing
Filed: 3/12/2013
Final Order to Cease and Desist
Filed: 5/8/2013
Integrity Golf Tour and Henry E. Doss
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation
Filed: 6/21/2004
Order to Cease and Desist
Filed: 7/23/2004
International Teamworks, Inc.
Order Initiating Investigation
Filed: 8/6/2001
Order of Closure of Investigation
Filed: 2/20/2002
Isaac Holdings LLC, Kenneth R. Benbow, Lather P. Thompson, and Frank Patterson Jr.
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation
Filed: 2/25/2004
Order to Cease and Desist
Filed: 3/29/2004
Page 1 of 1