Commission
Commission Overview
Activities & Objectives
Meeting Agenda
Commission Reports
Commissioner's Login
Employee Access
Enforcement
Enforcement Overview
Complaint procedures
Press Releases
Actions
Ask a Question
Corporate Finance
Corporate Finance Overview
Check Filing Status
IC Notice Permit Letters
Ask a Question
Firms/Professionals
Firms/Professionals Overview
Broker-dealer
Investment Adviser
Compliance Exam Materials
IA Switch Information
Database Search
FINRA BrokerCheck
Exam & Testing Info
NonBranch Offices
Ask a Question
Contact Us
Contact Overview
Forms
Press Releases
External Links
Act & Rules
Records Inspections
Document Delivery Page
Document Download Page
Investor Ed
Enforcement Actions
By Date
|
2013
|
2012
|
2011
|
2010
|
2009
|
2008
|
2007
|
2006
|
2005
|
2004
|
2003
|
2002
|
2001
|
By Case Name
|
A
|
B
|
C
|
D
|
E
|
F
|
G
|
H
|
I
|
J
|
K
|
L
|
M
|
N
|
O
|
P
|
Q
|
R
|
S
|
T
|
U
|
V
|
W
|
X
|
Y
|
Z
|
Search:
B & B Worm Farm, Greg Bradley, and Lynn Bradley
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with attached Enforcement Division Recommendation
Filed: 5/6/2002
Entry of Appearance [Arthur N. Bailey & Associates, P.C.]
Filed: 5/22/2002
Respondents' Answer and Response
Filed: 5/22/2002
Agreement
Filed: 8/13/2002
B & B Worm Farm, Inc.
Order Initiating Investigation
Filed: 3/19/2003
Petition for Permanent Injunction and other Equitable Relief
Filed: 4/14/2003
Plaintiff’s Application for Temporary Restraining Order, Asset Freeze, and Brief in Support
Filed: 4/17/2003
Temporary Restraining Order and Order Freezing Assets
Filed: 4/17/2003
Order
Filed: 4/17/2003
Voluntary Petition
Filed: 4/22/2003
Entry of Appearance of Oklahoma Department of Securities and Request for Notices
Filed: 4/23/2003
Application of Trustee to Hire Attorney
Filed: 4/28/2003
Affidavit of Attorney for Trustee
Filed: 4/28/2003
Objection of Lynn Bradley to Application for Temporary Restraining Order and Order Freezing Assets
Filed: 4/29/2003
Memorandum in Support of Objection of Lynn Bradley to Temporary Restraining Order Application for Temporary Restraining Order and Order Freezing Assets
Filed: 4/29/2003
Application for Appointment of Professional [Turnaround Professionals, L.L.C.]
Filed: 4/29/2003
Notice to File Claims [5/27/03 @ 11:00 a.m.]
Filed: 4/30/2003
Order Authorizing Trustee to Employ Attorney
Filed: 5/1/2003
Clerk’s Notice of Order [Order Granting Application by Trustee to Employ Janice D. Loyd as Attorney]
Filed: 5/2/2003
Order Modifying Asset Freeze
Filed: 5/2/2003
Order Authorizing Trustee to Employ Professional Turnaround Professionals, L.L.C.
Filed: 5/2/2003
Page 1 of 13
Page 2 >>