Enforcement Actions  
 
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Hammons, Jimmy Jay [CRD 4451341] 
  Order Setting Hearing [10/23/14 @ 10:00 a.m.]    Filed: 7/9/2014
Strickland, Lynn  
  Notice of Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing    Filed: 7/8/2014
Coleman, Vernon Donell and CoMo Marketing, LLC 
  Petition for Permanent Injunction and other Relief    Filed: 7/3/2014
Hammons, Jimmy Jay [CRD 4451341] 
  Answer and Request for Hearing [Jim Hammons]     Filed: 6/30/2014
UBS Financial Services, Inc. 
  Consent Order    Filed: 6/26/2014
Bankers Life & Casualty Co. 
  Consent Order    Filed: 6/25/2014
ProEquities, Inc. 
  Consent Order    Filed: 6/25/2014
Watkins, Rodney Larry Jr. [CRD 3091936] 
  Order granting ODS' motion to supplement the recommendation    Filed: 6/20/2014
  Department'sSupplemental Enforcement Division Recommendation    Filed: 6/20/2014
  ODS' Motion for Leave to Supplement Recommendation    Filed: 6/10/2014
2001 Trinity Fund, LLC and Arrowood, Robert C. 
  Order Denying Defendant Arrowood's Renewed Motion for Summary Judgment    Filed: 5/30/2014
  Commission to take Deposition of William F. Boyd    Filed: 5/30/2014
  Commission to take Deposition of Gary A. Hennersdorf    Filed: 5/30/2014
  Commission to take Deposition of Philip W. Martin    Filed: 5/30/2014
  Commission to take Deposition of David D. Rapp    Filed: 5/30/2014
Morgan Keegan & Company, Inc. and Morgan Asset Management, Inc. and Kelsoe, James C. 
  Administrative Consent Order    Filed: 5/30/2014
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates 
  Notice of Hearing [6/20/14 @ 9:00 a.m.] on Application of Conservator's Fees and Expenses for January through March 2014; and Application for Attorney's Fees for January through March 2014    Filed: 5/20/2014
Watkins, Rodney Larry Jr. [CRD 3091936] 
  Agreement of Respondent Rodney Larry Watkins Jr.    Filed: 4/30/2014
Schubert and Associates and Schubert, Marsha Kay and Schubert, Richard L. 
  Order of Dismissal and Dissolution of Receivership    Filed: 4/17/2014
Scambler, Bruce 
  Bruce Scambler's Answer to Petition    Filed: 4/15/2014
  Entry of Appearance and Reservation of Time [Jeffrey D. Black]    Filed: 3/13/2014
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