Enforcement Actions  
 
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Cowperthwaite, Roland Lynn 
  Final Order, Judgment and Permanent Injunction    Filed: 5/20/2016
  Agreed Order of Temporary Injunction    Filed: 4/25/2016
  Agreed Order of Temporary Injunction    Filed: 4/25/2016
  Defendantís Answer to ODSí Petition    Filed: 4/19/2016
  Entry of Appearance of D. Michael O'Neil    Filed: 4/12/2016
ThinAir Wireless, Inc. and Wakefield, Howard J. III 
  Final Order to Cease and Desist    Filed: 4/4/2016
Cowperthwaite, Roland Lynn 
  Petition for Permanent Injunction and Other Relief    Filed: 3/31/2016
  ODS' Motion for Temporary Injunction and Supporting Brief    Filed: 3/31/2016
  Notice of Hearing [4/29/16 @ 1:30 p.m.]    Filed: 3/31/2016
RBC Capital Markets, LLC [Sales Assistant] 
  Consent Order    Filed: 3/17/2016
2001 Trinity Fund, LLC and Arrowood, Robert C. 
  Final Order of Permanent Injunction and Agreement    Filed: 3/10/2016
  Dismissal with prejudice    Filed: 3/10/2016
  ODS' Motion to Extend Time to Designate Deposition Testimony for Trial with Brief in Support    Filed: 3/7/2016
Seabrooke Realty and Seabrooke, Tom 
  First Supplement to Receiverís Report on Claims and Recommendation for Classification of Same    Filed: 3/4/2016
ThinAir Wireless, Inc. and Wakefield, Howard J. III 
  Notice of Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing    Filed: 3/4/2016
Halcyon Cabot Partners, Ltd. 
  Order Cancelling Registration    Filed: 3/3/2016
Seabrooke Realty and Seabrooke, Tom 
  Receiverís Interim Application for Order Approving Receiverís Fees and Expenses for January 2016    Filed: 2/29/2016
Dutoit, Beth E. 
  Order/Agreement    Filed: 2/25/2016
Seabrooke Realty and Seabrooke, Tom 
  Wayne Doyleís Supplement to Objection to Receiverís Report on Claims and Recommendation for Classification of Claim of Wayne Doyle    Filed: 2/23/2016
McDaniel, Larry R. 
  Answer of Larry McDaniel [CJ-15-6867]    Filed: 2/22/2016
Seabrooke Realty and Seabrooke, Tom 
  ODS' Response to Objection to Receiver's Report on Claims and Recommendation for Classification of Claim of Wayne Doyle    Filed: 2/16/2016
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