Enforcement Actions  
 
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Nick's Oil & Gas Corp and Diamond, Steven D. and Yukich, Nicholas P. III 
  Motion for Default Judgment    Filed: 7/28/2016
  Notice of Hearing [8/25/16 @ 1:30 p.m.] on Motion for Default Judgment    Filed: 7/28/2016
Doughty, Paul and First State Bank of Altus and Altus Ventures, Inc. 
  Order of Closure of Investigation    Filed: 7/15/2016
Watkins, Rodney Larry Jr. [CRD 3091936] and Southeast Investments, N.C., Inc. and Black, Frank  
  Order Sustaining the Ruling of the Oklahoma Securities Commission    Filed: 7/15/2016
Mulder, William B. 
  Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with Enforcement Division Recommendation    Filed: 7/1/2016
Seabrooke Realty and Seabrooke, Tom 
  Motion to Withdrawas Attorney of Record [Michael P. Kirschner]    Filed: 6/29/2016
  Interim Application for Order Approving Receiver's Fees and Expenses for May 2016    Filed: 6/20/2016
  Entry of Appearance [Patricia Labarthe]    Filed: 6/13/2016
  Entry of Appearance [Jennifer Shaw]    Filed: 6/13/2016
  ODSí Response to Petition in Error    Filed: 6/13/2016
  ODSí Counter-Designation of Record for Appeal from District Court    Filed: 6/13/2016
  Interim Application for Order Approving Receiver's Fees and Expenses for April 2016    Filed: 6/13/2016
  Affidavit of Robert D. Edinger    Filed: 6/13/2016
Nick's Oil & Gas Corp and Diamond, Steven D. and Yukich, Nicholas P. III 
  Petition for Permanent Injunction and Other Relief [CJ-16-2884]    Filed: 6/8/2016
Seabrooke Realty 
  Designation of Record for Appeal from District Court    Filed: 5/25/2016
  Petition in Error    Filed: 5/25/2016
  Entry of Appearance of William M. Lewis as counsel for Wayne Doyle    Filed: 5/25/2016
Cowperthwaite, Roland Lynn 
  Final Order, Judgment and Permanent Injunction    Filed: 5/20/2016
LPL Financial, LLC 
  Consent Order    Filed: 5/3/2016
Cowperthwaite, Roland Lynn 
  Agreed Order of Temporary Injunction    Filed: 4/25/2016
  Agreed Order of Temporary Injunction    Filed: 4/25/2016
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