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Click a division button below to ask a division specific question.  Choose the "General Questions" link if you are not sure which division is appropriate or if you have a general question that does not fit into one of the other categories. 
Securities Registration
  • Registration of Securities instruments
  • Business Opportunities
  • Exemptions from Registration
  • Public Trusts
  • Subdivided Land Sales
    Firms & Professionals
  • Broker-Dealers & Agents
  • Investment Advisers & Reps.
  • Issuer Agents
    Enforcement Division
  • Complaint Forms
  • Case Status
    General Questions
  • All other questions
  • General Comments, etc.
    Request for Records Inspection
    General Record Request
    CRD Record Request
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    Our Mailing Address is:
    204 North Robinson Avenue, Suite 400
    Oklahoma City, Oklahoma 73102-7001
    Our voice and fax numbers are:
    Phone: (405) 280-7700
    Fax: (405) 280-7742
    Our office hours are:
    Monday - Friday, 8 am to 5 pm
    (except designated state holidays)