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Click a division button below to ask a division specific question.  Choose the "General Questions" link if you are not sure which division is appropriate or if you have a general question that does not fit into one of the other categories. 
Securities Registration
  • Registration of Securities instruments
  • Business Opportunities
  • Exemptions from Registration
  • Public Trusts
  • Subdivided Land Sales
    Firms & Professionals
  • Broker-Dealers & Agents
  • Investment Advisers & Reps.
  • Issuer Agents
    Enforcement Division
  • Complaint Forms
  • Case Status
    General Questions
  • All other questions
  • General Comments, etc.
    Request for Records Inspection
    General Record Request
    CRD Record Request
    Send technical questions or comments to:
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    Our Mailing Address is:
    204 North Robinson Avenue, Suite 400
    Oklahoma City, Oklahoma 73102-7001
    Our voice and fax numbers are:
    Phone: (405) 280-7700
    Fax: (405) 280-7742
    Our office hours are:
    Monday - Friday, 8 am to 5 pm
    (except designated state holidays)
    E-mail a Department Representative:
    The Department's e-mail system is designed only to allow attachments of certain file types and sizes. Accordingly, we have created a system that allows the transmittal of large files to Department employees through an upload form. This method is more secure than sending hardcopy documents or media containing electronic documents. Click the button below and complete the required information to transmit documents.
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