Commission Reports

The Oklahoma Securities Commission meets on the third Thursday of every other month.  The activities of the Department of Securities are reported to the Commission via the following reports.
 
**Select a Year, then a Meeting Period, and then a Report**
Year Meeting Period Report
2012 
2013 
2014 
2015 
2016 
2017 
 
1-Jan-Feb 2014 
2-Mar-Apr 2014 
3-May-Aug 2014 
4-Sep-Oct 2014 
5-Nov-Dec 2014 
Agenda.pdf (Size = 182728 k) 
Enforcement_Sep-Oct_2014.pdf (Size = 1968291 k) 
Exams_Sep-Oct_2014.pdf (Size = 359906 k) 
Financials_AsOfOct_2014.pdf (Size = 451772 k) 
Firms-Professionals_Oct_2014.pdf (Size = 262390 k) 
Firms-Professionals_Sep_2014.pdf (Size = 262165 k) 
Issuer_AsOfOct_2014.pdf (Size = 184476 k) 
Minutes_Sep_2014_Meeting.pdf (Size = 156554 k) 
Thumbs.db (Size = 16896 k)