The following are links to the various acts and
rules within the Oklahoma Securities Department's jurisdiction.
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NEW RULE AND AMENDMENTS - Effective July 1, 2007 |
The following new rule and amendments of the Rules of the Oklahoma Securities Commission and the Administrator of the Department of
Securities (that are codified in Title 660 of the Oklahoma Administrative Code) have been promulgated effective July 1, 2007.
660:11-7-48. Custody requirements [NEW]
660:11-7-41. Record keeping requirements [AMENDED]
OAC Chapter 2, Subchapter 9
660:2-9-1. Hearings in general [AMENDED]
660:2-9-2. Initiation of individual proceedings [AMENDED]
660:2-9-3. Prehearing proceedings and processes [AMENDED]
660:2-9-4. Authority to subpoena witnesses [AMENDED]
660:2-9-6. Conduct of individual proceeding [AMENDED]
660:2-9-7. Record of hearing [AMENDED]
660:2-9-8. Final orders [AMENDED]
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