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What is the Oklahoma Securities Commission?
   
Recent Enforcement Actions
Wheelhouse Securities Corp. and Espe, Geoffrey P. and Flynn, Larry M.
Agreement    Filed: 4/22/2014
2001 Trinity Fund, LLC and Arrowood, Robert C.
Defendant Robert Arrowood's Reply to ODS' Response and Supplement to Renewed Motion for Summary Judgment    Filed: 4/17/2014
Schubert and Associates and Schubert, Marsha Kay and Schubert, Richard L.
Order of Dismissal and Dissolution of Receivership    Filed: 4/17/2014
Scambler, Bruce
Bruce Scambler's Answer to Petition    Filed: 4/15/2014
Watkins, Rodney Larry Jr. [CRD 3091936]
Respondents' Motion to Compel Production of Documents    Filed: 4/11/2014
Prestige Ventures Corp. and Lee, Kenneth
Release of Notice of Pendency of Action    Filed: 4/8/2014
Watkins, Rodney Larry Jr. [CRD 3091936]
Respondents' Motion to Quash Subpoena Duces Tecum Directed to Rodney L.Watkins, Jr.    Filed: 4/8/2014
Oklahoma Energy Exchange, LLC and Gray, Jimmy W.
Notice of Status Conference [4/10/14 @ 1:30 p.m.]    Filed: 4/7/2014
Affidavit of Lance Bowman    Filed: 4/1/2014
Consent of Defendant Lance P. Bowman    Filed: 4/1/2014


2013 Investment Adviser
Briefing & Update