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What is the Oklahoma Securities Commission?
   
Recent Enforcement Actions
Alexander, Jerome [CRD 2885335]
Notice of Service on the Administrator and Affidavit of Compliance/Order to Cease and Desist and Notice of Opportunity for Hearing    Filed: 7/25/2014
EM Business Connections and MP Executive Solutions and Grey Bryan Lynn
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation    Filed: 7/25/2014
Hammons, Jim Jay [CRD 4451341]
Enforcement Division's Motion for Issuance of Scheduling Order    Filed: 7/25/2014
Watkins, Rodney Larry Jr. [CRD 3091936]
Department's Response to Respondents' Motion to Dismiss Supplemental Enforcement Division Recommendation    Filed: 7/25/2014
Department's Motion for Summary Decision    Filed: 7/23/2014
Dennis, Keith
NOtice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing on Enforcement Division Recommendation    Filed: 7/21/2014
Hammons, Jim Jay [CRD 4451341]
Enforcement Division's Application for Issuance of Subpoena Duces Tecum to Yahoo!    Filed: 7/14/2014
Enforcement Division's Application for Issuance of Subpoena Duces Tecum to Yahoo!    Filed: 7/14/2014
Order Setting Hearing [10/23/14 @ 10:00 a.m.]    Filed: 7/9/2014
Strickland, Lynn
Notice of Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing    Filed: 7/8/2014


2013 Investment Adviser
Briefing & Update