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What is the Oklahoma Securities Commission?
   
Recent Enforcement Actions
2001 Trinity Fund, LLC and Arrowood, Robert C.
ODS' Application to Expand Length of Plaintiff's Motion for Summary Judgment    Filed: 12/17/2014
Seabrooke Realty and Seabrooke, Tom
Order [granting ODS' Motion to Retain Commission for Sale of Property]    Filed: 12/17/2014
2001 Trinity Fund, LLC and Arrowood, Robert C.
ODSí Reply to Defendantís Response in Opposition to ODSí Motion to Bifurcate Trial Issues and Establish Claims Procedure    Filed: 12/16/2014
Seabrooke Realty and Seabrooke, Tom
Order [denying ODS' emergency motion to remove...]    Filed: 12/16/2014
Receiver's Motion to Enforce Court's Injunction, for Contempt Citation against First Commercial Bank, and for Declaratory Orer regarding Escrowed Fund    Filed: 12/12/2014
Notice of Hearing [1/30/15 @ 9:00 a.m.] on Receiver's Motion to Enforce Court's Injunction, for Contempt Citation against First Commercial Bank, and for Declaratory Orer regarding Escrowed Fund    Filed: 12/12/2014
2001 Trinity Fund, LLC and Arrowood, Robert C.
Defendant Robert Arrowood's Response in Opposition to ODS' Motion to Bifurcate Trial Issues and Establish Claim Procedure    Filed: 12/11/2014
Goda, Alan
Order to File Statement    Filed: 12/9/2014
Watkins, Rodney Larry Jr. [CRD 3091936]
Brief of the Oklahoma Department of Securities [OSC 15-001]    Filed: 12/5/2014
2001 Trinity Fund, LLC and Arrowood, Robert C.
Commission to take Deposition of Richard Machina    Filed: 12/4/2014


2013 Investment Adviser
Briefing & Update