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204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
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What is the Oklahoma Securities Commission?
Recent Enforcement Actions
Cowperthwaite, Roland Lynn
Agreed Order of Temporary Injunction    Filed: 4/25/2016
Agreed Order of Temporary Injunction    Filed: 4/25/2016
Entry of Appearance of D. Michael O'Neil    Filed: 4/12/2016
ThinAir Wireless, Inc. and Wakefield, Howard J. III
Final Order to Cease and Desist    Filed: 4/4/2016
Cowperthwaite, Roland Lynn
Petition for Permanent Injunction and Other Relief    Filed: 3/31/2016
ODS' Motion for Temporary Injunction and Supporting Brief    Filed: 3/31/2016
Notice of Hearing [4/29/16 @ 1:30 p.m.]    Filed: 3/31/2016
RBC Capital Markets, LLC [Sales Assistant]
Consent Order    Filed: 3/17/2016