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What is the Oklahoma Securities Commission?
   
Recent Enforcement Actions
J.P. Morgan Securities, LLC
Consent Order    Filed: 9/11/2014
Seabrooke Realty and Seabrooke, Tom
Supplemental Order (Supplementing     Filed: 9/11/2014
Alexander, Jerome [CRD 2885335]
Agreement [Jerome A. Alexander]    Filed: 9/9/2014
Final Order [Jerome A. Alexander]    Filed: 9/9/2014
Seabrooke Realty and Seabrooke, Tom
Order Modifying Relief    Filed: 9/9/2014
2001 Trinity Fund, LLC and Arrowood, Robert C.
Defendant Robert Arrowood's Notice of Withdrawal of Third-Party Petition    Filed: 9/8/2014
Hammons, Jim Jay [CRD 4451341]
Amended Scheduling Order    Filed: 9/8/2014
Seabrooke Realty and Seabrooke, Tom
Temporary Injunction and Ancillary Relief    Filed: 9/5/2014
Quail Creek Bank's Application for Emergency Order Permitting Intervention and Brief in Support    Filed: 9/5/2014
Order Setting Hearing on Quail Creek Bank's Application for Emergency Order Permitting Intervention    Filed: 9/5/2014


2013 Investment Adviser
Briefing & Update