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What is the Oklahoma Securities Commission?
   
Recent Enforcement Actions
John Johanning, Inc. and Johanning, John Arnold
Final Order    Filed: 6/24/2015
Scambler, Bruce
Final Order, Judgment and Permanent Injunction    Filed: 6/23/2015
John Johanning, Inc. and Johanning, John Arnold
Agreement; Order    Filed: 6/19/2015
Pentecost Capital Mgmt. Inc.
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with Enforcement Division Recommendation    Filed: 6/19/2015
White, Tonya M.
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing with Enforcement Division Recommendation    Filed: 6/19/2015
Seabrooke Realty and Seabrooke, Tom
Defendant’s Response to Intervenors’, Peggy Johnston and HPJ Family Limited Partnership, Motion for Order Determining Rights to Proceeds from Sale of Real Estate and Brief in Support    Filed: 6/2/2015
John Johanning, Inc. and Johanning, John Arnold
Notice of Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing    Filed: 5/27/2015
Scambler, Bruce
ODS’ Motion to Settle Journal Entry [Hearing set for 7/13/15 @ 1:30 p.m.]    Filed: 5/21/2015
Seabrooke Realty and Seabrooke, Tom
Wayne Doyle’s Motion to Strike Receiver’s Reply for Failure to Comply with Local Rule 37    Filed: 5/15/2015
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Order Granting Conservator's Report and Conservator's Fees and Expenses for March 2015    Filed: 5/8/2015
ACFE Senior Fraud Presentation
May 14, 2015