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What is the Oklahoma Securities Commission?
   
Recent Enforcement Actions
2001 Trinity Fund, LLC and Arrowood, Robert C.
ODS' Motion to Strike Third Party Petition [Hearing 9/17/14 2 9:00 a.m.]    Filed: 8/21/2014
Hammons, Jim Jay [CRD 4451341]
Enforcement Division's Amended Preliminary Lists of Witnesses, Documents and Exhibits [Redacted]    Filed: 8/19/2014
Enforcement Division's Amended Preliminary Lists of Witnesses, Documents and Exhibits [Redacted]    Filed: 8/19/2014
Enforcement Division's Application for Issuance of Subpoena Duces Tecum to Microsoft Corporation    Filed: 8/19/2014
Seabrooke Realty and Seabrooke, Tom
Defendants' Motion to Vacate Temporary Restraining Order    Filed: 8/19/2014
Entry of Appearance [Robert D. Edinger]    Filed: 8/18/2014
EM Business Connections and MP Executive Solutions and Grey Bryan Lynn
Order to Cease and Desist    Filed: 8/13/2014
Watkins, Rodney Larry Jr. [CRD 3091936]
Pre-Hearing Conference Order    Filed: 8/12/2014
Hammons, Jim Jay [CRD 4451341]
Enforcement Division's Preliminary Lists of Witnesses, Documents and Exhibits [Redacted]    Filed: 8/11/2014
Oklahoma Energy Exchange, LLC and Gray, Jimmy W.
Order to Issued Notice to Creditors    Filed: 8/11/2014


2013 Investment Adviser
Briefing & Update